GOLDEN RESERVE RIA, LLC
Adviser information for GOLDEN RESERVE RIA, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Ohio, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 5 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,848 | $201.1M |
| Non-Discretionary | 0 | $0 |
| Total | 1,848 | $201.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 1,333 | $190.3M |
| HNW Individuals | 4 | $10.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1000 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | Fixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-121383 |
|---|---|
| SEC ERA File Number | 801-121383 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 283588 |
| Legal Entity Identifier | None |
Principal Office
270 BRADENTON AVENUEDUBLIN
OH
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 855-456-4777, Fax: 855-765-4254
Chief Compliance Officer
FATINA SOLOMON
CHIEF COMPLIANCE OFFICER
270 BRADENTON AVENUE
DUBLIN
OH
United States
Tel:
855-927-5266
T***********@****************M
(Full email address available in API data)
Regulatory Contact
OYSTER CONSULTING, LLC - NOLAN HUGHES
COMPLIANCE SUPPORT
4128 INNSLAKE DR.
GLENN ALLEN
VA
United States
Tel:
9037480413
N***********@************M
(Full email address available in API data)
Industry Affiliates
| ALERSTALLINGS | Lawyer or law firm |
| GOLDEN RESERVE TAX, LLC | Accountant or accounting firm |
| GOLDEN RESERVE, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Aler, Gregory, J. | Individual | – | SILENT OWNER | 06/2016 | 50-75% |
| SPRING, JUSTIN, JOSEPH | Individual | – | SILENT PARTNER | 01/2021 | 5-10% |
| Solomon, Fatina | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |