GREEN RIDGE WEALTH PLANNING LLC
Adviser information for GREEN RIDGE WEALTH PLANNING LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 690 | $234.7M |
| Non-Discretionary | 9 | $6.2M |
| Total | 699 | $240.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $54.9M |
| HNW Individuals | 55 | $168.1M |
| Banking or thrift institutions | 12 | $51,000 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 20 | $6.0M |
| Charitable organizations | <5 | $4.7M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $7.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121386 |
|---|---|
| SEC ERA File Number | 801-121386 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304236 |
| Legal Entity Identifier | None |
Principal Office
150 RIVER ROADSUITE E3
MONTVILLE
NJ
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 973-554-1770, Fax: None
Chief Compliance Officer
ROBERT MASCIA
CHIEF EXECUTIVE OFFICER
150 RIVER ROAD
SUITE E3
MONTVILLE
NJ
United States
Tel:
973-554-1770
R******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MASCIA, ROBERT, JAMES | Individual | – | CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER | 01/2016 | 50-75% |
| KAUFMAN, JORDAN, CHARLES | Individual | – | CHIEF INVESTMENT OFFICER | 11/2020 | 50-75% |
| Deer, Wendy, Elizabeth | Individual | – | CHIEF OPERATING OFFICER | 12/2022 | < 5% |