Hedge Fund Database

OAKBOURNE ADVISORS

NORTHSTAR ASSET MANAGEMENT LLC Legal Name

Adviser information for OAKBOURNE ADVISORS last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New Jersey, United States

Employees

Total Number of Employees 9
Investment Advisory/Research 7
Registered Broker-Dealer Representatives 3
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 5
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 971 $195.7M
Non-Discretionary 0 $0
Total 971 $195.7M

Clients

Type Number RAUM
Individuals 348 $106.1M
HNW Individuals 50 $82.2M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 51 $7.0M
Charitable organizations <5 $359,770
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 251-500

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting services
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-121388
SEC ERA File Number 801-121388
SEC CIK Numbers 2011587
SEC CRD Numbers 129112
Legal Entity Identifier None

Principal Office

1605 ROUTE 517
HACKETTSTOWN
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 908-850-9991, Fax: 908-845-0341

Websites

www.nstarinvest.com oakbourneadvisors.com/ www.oakbourne.com www.linkedin.com/company/oakbourne-advisors www.facebook.com/oakbourneadvisors

Chief Compliance Officer

ANDREW PETERS
CEO
1605 ROUTE 517
HACKETTSTOWN
NJ
United States
Tel: 908-928-4275
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CASCD GROUP, LLC Domestic Entity – OWNER 01/2021 > 75%
DIEDERICH, CHRISTOPHER, TYLER Individual CASCD GROUP, LLC MEMBER 01/2021
PETERS, ANDREW, JAMESON Individual CASCD GROUP, LLC MEMBER 01/2021
GRIEST, CHRISTOPHER, MATTHEW Individual CASCD GROUP, LLC MEMBER 01/2021
O'BRIEN, SUSAN, LEE Individual CASCD GROUP, LLC MEMBER 01/2021
Leszczynski, David Individual CASCD GROUP, LLC MEMBER 01/2021
PETERS, ANDREW, JAMESON Individual – CHIEF COMPLIANCE OFFICER/CHIEF EXECUTIVE OFFICER 01/2022 < 5%

No. Employees, Historic

1050202120222023202420258 on 5/4/20218 on 6/18/20218 on 9/13/20219 on 10/14/20218 on 1/31/20228 on 1/31/20228 on 5/5/20229 on 6/2/20229 on 3/23/20239 on 3/27/2024

RAUM, Historic

200M100M020212022202320242025123786973 on 5/4/2021123786973 on 6/18/2021123786973 on 9/13/2021123786973 on 10/14/2021157468450 on 1/31/2022157468450 on 1/31/2022157468450 on 5/5/2022157468450 on 6/2/2022144840191 on 3/23/2023195665487 on 3/27/2024

No. Clients, Historic

500250020212022202320242025392 on 5/4/2021392 on 6/18/2021392 on 9/13/2021392 on 10/14/2021373 on 1/31/2022373 on 1/31/2022373 on 5/5/2022373 on 6/2/2022441 on 3/23/2023450 on 3/27/2024

Holdings

From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 754K 4K –
ADVANCED MICRO DEVICES INC COM 267K 2K –
ALLIANCEBERNSTEIN GLOBAL HIG COM 246K 23K –
ALPHABET INC CAP STK CL A 799K 4K –
ALPHABET INC CAP STK CL C 2M 12K –
ALPS ETF TR ALERIAN MLP 272K 6K –
ALTRIA GROUP INC COM 517K 11K –
AMAZON COM INC COM 3M 16K –
AMERICAN EXPRESS CO COM 253K 1K –
APPLE INC COM 5M 26K –
AUTOMATIC DATA PROCESSING IN COM 664K 3K –
BANK AMERICA CORP COM 269K 7K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 4M 10K –
BLACKSTONE INC COM 555K 4K –
BROADCOM INC COM 330K 206 –
CHEVRON CORP NEW COM 647K 4K –
COSTCO WHSL CORP NEW COM 3M 4K –
DOMINION ENERGY INC COM 216K 4K –
DUKE ENERGY CORP NEW COM NEW 271K 3K –
EATON VANCE TAX ADVT DIV INC COM 217K 9K –
ELI LILLY & CO COM 2M 2K –
ENBRIDGE INC COM 305K 9K –
EXXON MOBIL CORP COM 718K 6K –
GOLDMAN SACHS ETF TR ACCES TREASURY 5M 51K –
GOLDMAN SACHS ETF TR ACTIVEBETA US LG 16M 148K –
HOME DEPOT INC COM 378K 1K –
INTUIT COM 524K 797 –
INVESCO EXCH TRADED FD TR II S&P INTL QULTY 609K 20K –
INVESCO QQQ TR UNIT SER 1 3M 6K –
IRON MTN INC DEL COM 450K 5K –
ISHARES INC JP MRG EM CRP BD 2M 50K –
ISHARES TR AGGRES ALLOC ETF 2M 2M –
ISHARES TR CORE MSCI EAFE 895K 12K –
ISHARES TR CORE S&P US GWT 14M 106K –
ISHARES TR CORE S&P500 ETF 6M 10K –
ISHARES TR EAFE SML CP ETF 3M 52K –
ISHARES TR ISHARES SEMICDTR 1M 5K –
ISHARES TR MORNINGSTAR VALU 4M 55K –
ISHARES TR MRGSTR SM CP GR 3M 73K –
JOHNSON & JOHNSON COM 1M 7K –
JPMORGAN CHASE & CO. COM 2M 9K –
MARSH & MCLENNAN COS INC COM 842K 4K –
MASTERCARD INCORPORATED CL A 474K 1K –
MCDONALDS CORP COM 247K 971 –
MERCK & CO INC COM 200K 2K –
META PLATFORMS INC CL A 2M 3K –
MICROSOFT CORP COM 4M 8K –
NVIDIA CORPORATION COM 11M 89K –
ONEOK INC NEW COM 928K 11K –
PALO ALTO NETWORKS INC COM 1M 4K –
PFIZER INC COM 325K 12K –
PHILIP MORRIS INTL INC COM 756K 7K –
PUBLIC SVC ENTERPRISE GRP IN COM 537K 7K –
REALTY INCOME CORP COM 292K 6K –
SALESFORCE INC COM 1M 4K –
SCHWAB STRATEGIC TR US LCAP GR ETF 727K 7K –
SCHWAB STRATEGIC TR US LCAP VA ETF 646K 9K –
SCHWAB STRATEGIC TR US LRG CAP ETF 262K 4K –
SOUTHERN CO COM 209K 3K –
SPDR INDEX SHS FDS PORTFOLIO EMG MK 253K 7K –
SPDR S&P 500 ETF TR TR UNIT 2M 3K –
THE CIGNA GROUP COM 771K 2K –
UNITEDHEALTH GROUP INC COM 263K 517 –
VANGUARD BD INDEX FDS SHORT TRM BOND 484K 6K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 429K 6K –
VANGUARD CHARLOTTE FDS TOTAL INT BD ETF 228K 5K –
VANGUARD INDEX FDS GROWTH ETF 4M 11K –
VANGUARD INDEX FDS MCAP GR IDXVIP 7M 30K –
VANGUARD INDEX FDS SM CP VAL ETF 430K 2K –
VANGUARD INDEX FDS SMALL CP ETF 746K 3K –
VANGUARD INDEX FDS SML CP GRW ETF 808K 3K –
VANGUARD INDEX FDS VALUE ETF 4M 22K –
VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 697K 16K –
VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT 5M 94K –
VANGUARD WORLD FD HEALTH CAR ETF 259K 972 –
VERIZON COMMUNICATIONS INC COM 371K 9K –
VISA INC COM CL A 731K 3K –
WILLIAMS COS INC COM 343K 8K –