DIVERSIFI CAPITAL LLC
Adviser information for DIVERSIFI CAPITAL LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 696 | $287.6M |
| Non-Discretionary | 2 | $15,000 |
| Total | 698 | $287.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 98 | $40.0M |
| HNW Individuals | 111 | $232.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $13.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.6M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 255 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 251-500 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121391 |
|---|---|
| SEC ERA File Number | 801-121391 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 242788 |
| Legal Entity Identifier | None |
Principal Office
4546 EL CAMINO REAL B10#1013
LOS ALTOS
CA
United States
Monday - Friday, 10:00 AM - 6:00 PM
Tel: 650-632-5667, Fax: 650-535-4571
Chief Compliance Officer
RAYMOND VO
MEMBER AND CCO
4546 EL CAMINO REAL B10
#1013
LOS ALTOS
CA
United States
Tel:
650-632-5667
Fax:
650-535-4571
R******@*******************M
(Full email address available in API data)
Industry Affiliates
| DFI VENTURES, LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DFI VENTURE FUND I, LP | Private Equity Fund | $4.8M | $0.1M | 71 |
| DFI VENTURE FUND II, LP | Private Equity Fund | $3.6M | $0.0M | 100 |
| DIVERSIFI VENTURES FUND IV, LP | Private Equity Fund | $2.7M | $0.0M | 59 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| DINGLER, NATHAN, MICHAEL | Individual | – | MANAGING MEMBER | 05/2015 | 50-75% |
| VO, RAYMOND, MAC | Individual | – | MEMBER AND CCO | 01/2016 | 25-50% |
| AU, ALFRED, HO FAI | Individual | – | CTO | 07/2018 | 10-25% |