MUTUAL TRUST ADVISORY GROUP
MUTUAL TRUST ADVISORY GROUP, INC. Legal Name
Adviser information for MUTUAL TRUST ADVISORY GROUP last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 417 | $161.1M |
| Non-Discretionary | 6 | $3.4M |
| Total | 423 | $164.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $52.2M |
| HNW Individuals | 31 | $112.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121401 |
|---|---|
| SEC ERA File Number | 801-121401 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 277060 |
| Legal Entity Identifier | None |
Principal Office
23190 FASHION DRIVESUITE P203
ESTERO
FL
United States
Monday - Friday, 8:30 - 5:00
Tel: 239-204-4333, Fax: 239-204-4330
Chief Compliance Officer
SCOTT R. SCHATZLE
CHIEF COMPLIANCE OFFICER
23190 FASHION DRIVE
SUITE P203
ESTERO
FL
United States
Tel:
239-204-4333
Fax:
239-204-4330
S****@*********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SCHATZLE, SCOTT, RANDAL | Individual | – | PRESIDENT, CCO | 01/2013 | > 75% |