SAGE INVESTMENT COUNSEL
SAGE INVESTMENT COUNSEL LLC Legal Name
Adviser information for SAGE INVESTMENT COUNSEL last updated from Form ADV on March 11th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Tennessee, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 1 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 192 | $129.7M |
| Non-Discretionary | 0 | $0 |
| Total | 192 | $129.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 36 | $8.5M |
| HNW Individuals | 32 | $121.1M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 1 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)PORTFOLIO MONITORING & REPORTING SERVICES |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121406 |
|---|---|
| SEC ERA File Number | 801-121406 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 116907 |
| Legal Entity Identifier | None |
Principal Office
142 5TH AVENUE NORTHSUITE A
FRANKLIN
TN
United States
Monday - Friday, 9AM-5PM
Tel: 615-591-1210, Fax: None
Chief Compliance Officer
JACKSON CALVIN
MEMBER/CFO
142 5TH AVENUE NORTH
SUITE A
FRANKLIN
TN
United States
Tel:
615-591-1210
J******@**********M
(Full email address available in API data)
Regulatory Contact
WILLIAM DIRK CALVIN
MEMBER/CEO
142 5TH AVENUE NORTH
SUITE A
FRANKLIN
TN
United States
Tel:
615-591-1210
D***@**********M
(Full email address available in API data)
Industry Affiliates
| JONATHAN H. HENDERSON, J.D. | Lawyer or law firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CALVIN, WILLIAM, DIRK | Individual | – | MEMBER/CHIEF EXECUTIVE OFFICER | 01/2021 | > 75% |
| Calvin, Jackson, Gunn | Individual | – | MEMBER/CHIEF COMPLIANCE OFFICER/CHIEF FINANCIAL OFFICER | 02/2022 | 5-10% |