COPPER BEECH FINANCIAL GROUP, LLC
Adviser information for COPPER BEECH FINANCIAL GROUP, LLC last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New Jersey, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 5 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 3 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 220 | $112.6M |
| Non-Discretionary | 0 | $0 |
| Total | 220 | $112.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 49 | $5.4M |
| HNW Individuals | 86 | $43.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $3.7M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 59 | $37.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 23 | $22.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 12 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningSelection of other advisers (including private fund managers)ON-GOING CONSULTING SERVICES |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121409 |
|---|---|
| SEC ERA File Number | 801-121409 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 313156 |
| Legal Entity Identifier | None |
Principal Office
1223 N. CHURCH STREETMOORESTOWN
NJ
United States
Monday - Friday, 9:00AM - 5:00PM
Tel: 856-988-8300, Fax: 856-988-8319
Chief Compliance Officer
MICHAEL J PARISE
MEMBER & CHIEF COMPLIANCE OFFICER
1223 N. CHURCH STREET
MOORESTOWN
NJ
United States
Tel:
856-988-8300
Fax:
856-988-8319
M******@**********M
(Full email address available in API data)
Regulatory Contact
JOHN J. PARISE
MANAGING MEMBER
1223 N. CHURCH STREET
MOORESTOWN
NJ
United States
Tel:
856-988-8300
Fax:
856-988-8319
J******@**********M
(Full email address available in API data)
Industry Affiliates
| COPPER BEECH RISK MANAGEMENT, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Parise, Michael | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |
| PARISE, JOHN | Individual | – | CHIEF EXECUTIVE OFFICER | 01/2021 | < 5% |
| CB TREE HOLDINGS, LLC | Domestic Entity | – | HOLDING COMPANY | 07/2021 | > 75% |
| SA 1127, LLC | Domestic Entity | CB TREE HOLDINGS, LLC | OWNER | 09/2022 | 50-75% |
| SA 1128, LLC | Domestic Entity | CB TREE HOLDINGS, LLC | OWNER | 09/2022 | 50-75% |
| CASTLE REINSURANCE LTD PCC F/B/O BAYSIDE IRREVOCABLE TRUST | Foreign Entity | SA 1127, LLC | OWNER | 09/2022 | > 75% |
| CASTLE REINSURANCE LTD PCC F/B/O SAND POINT IRREVOCABLE TRUST | Foreign Entity | SA 1128, LLC | OWNER | 09/2022 | > 75% |
| MOISON, PETER, RADDIN | Individual | CASTLE REINSURANCE LTD PCC F/B/O BAYSIDE IRREVOCABLE TRUST | OWNER | 09/2022 | > 75% |
| MOISON, PETER, RADDIN | Individual | CASTLE REINSURANCE LTD PCC F/B/O SAND POINT IRREVOCABLE TRUST | OWNER | 09/2022 | > 75% |