KEYSTONE FINANCIAL GROUP, INC.
Adviser information for KEYSTONE FINANCIAL GROUP, INC. last updated from Form ADV on February 5th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 488 | $180.0M |
| Non-Discretionary | 5 | $171,270 |
| Total | 493 | $180.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 160 | $23.7M |
| HNW Individuals | 60 | $143.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 9 | $7.5M |
| Charitable organizations | <5 | $1.5M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 7 | $3.1M |
| Other | <5 | $583,271 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesADVISORY CONSULTING |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
| Other Business Activities | Insurance broker or agent |
Identifiers
| SEC RIA File Number | 801-121415 |
|---|---|
| SEC ERA File Number | 801-121415 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 129301 |
| Legal Entity Identifier | None |
Principal Office
6849 PEACHTREE DUNWOODY ROADBUILDING B-2
ATLANTA
GA
United States
Monday - Friday, 8:00 A.M.-5:00 P.M.
Tel: 770-698-9816, Fax: 770-698-9503
Websites
Chief Compliance Officer
GARY FORTIER
SECRETARY/CHIEF COMPLIANCE OFFICER
6849 PEACHTREE DUNWOODY ROAD
BUILDING B-2
ATLANTA
GA
United States
Tel:
770-698-9816
Fax:
770-698-9503
G*******@*************M
(Full email address available in API data)
Regulatory Contact
ANDREW JACOB GILBERT
CHIEF INVESTMENT OFFICER
6849 PEACHTREE DUNWOODY ROAD
BUILDING B-2
ATLANTA
GA
United States
Tel:
770-698-9816
Fax:
770-698-9503
A*******@*************M
(Full email address available in API data)
Industry Affiliates
| LARGE & GILBERT, INC. | Accountant or accounting firm |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GILBERT, RHONDA, MIXON | Individual | – | PRESIDENT/CEO | 07/1999 | 25-50% |
| SAVAGE, THOMAS, KING | Individual | – | CFO/TREASURER | 07/1999 | 25-50% |
| FORTIER, GARY, STEPHEN | Individual | – | SECRETARY/CHIEF COMPLIANCE OFFICER | 01/2004 | 10-25% |
| GILBERT, ANDREW, JACOB | Individual | – | CHIEF INVESTMENT OFFICER | 01/2017 | 10-25% |