FAIRCHILD FINANCIAL ADVISORS, INC.
Adviser information for FAIRCHILD FINANCIAL ADVISORS, INC. last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 505 | $114.8M |
| Non-Discretionary | 0 | $0 |
| Total | 505 | $114.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 222 | $69.2M |
| HNW Individuals | 23 | $45.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUM |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 70.1M |
| Both for Same | 0 |
| Portfolio Manager to Program | Sponsor |
|---|---|
| THE ASSETMARK PLATFORM | ASSETMARK, INC. |
Identifiers
| SEC RIA File Number | 801-121416 |
|---|---|
| SEC ERA File Number | 801-121416 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 165434 |
| Legal Entity Identifier | None |
Principal Office
193 BLUE RAVINE ROADSUITE 130
FOLSOM
CA
United States
M-TH, M-TH: 9A -5P
Tel: 916-351-9900, Fax: 916-351-5900
Websites
Chief Compliance Officer
STEVEN FAIRCHILD
PRESIDENT
193 BLUE RAVINE ROAD
SUITE 130
FOLSOM
CA
United States
Tel:
916-351-9900
Fax:
916-351-5900
S****@*********************M
(Full email address available in API data)
Industry Affiliates
| STEVEN FAIRCHILD | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| FAIRCHILD, STEVEN, EDWIN | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 09/1995 | > 75% |