ST. JOHN & ASSOCIATES, INC.
Adviser information for ST. JOHN & ASSOCIATES, INC. last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Georgia, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 529 | $104.0M |
| Non-Discretionary | 103 | $3.1M |
| Total | 632 | $107.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 102 | $28.6M |
| HNW Individuals | 38 | $75.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $0 |
| Charitable organizations | <5 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 6 | $3.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers)Publication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMHourly chargesRETAINERS |
Principal Office
500 SUN VALLEY DRIVE SUITE D-3 & D-4ROSWELL
GA
United States
Monday - Friday, 9:00AM TO 6:30PM
Tel: 770-642-7631, Fax: 770-993-9807
Chief Compliance Officer
RICHARD ST. JOHN
PRESIDENT
500 SUN VALLEY DRIVE, STE D-4
ROSWELL
GA
United States
Tel:
770-642-7631
Fax:
770-993-9807
R*******@******************M
(Full email address available in API data)
Regulatory Contact
GREGORY ST. JOHN
EXECUTIVE VICE PRESIDENT
500 SUN VALLEY DRIVE, STE D-3 & D-4
ROSWELL,
GA
United States
Tel:
770/642-7631
Fax:
770/993-9807
G*******@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| STJOHN, RICHARD, JOSEPH | Individual | – | PRESIDENT & CHIEF COMPLIANCE OFFICER | 10/1992 | > 75% |