Hedge Fund Database

AHL INVESTMENT MANAGEMENT, INC.

Adviser information for AHL INVESTMENT MANAGEMENT, INC. last updated from Form ADV on January 30th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Florida, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 2
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 2
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 349 $179.3M
Non-Discretionary 0 $0
Total 349 $179.3M

Clients

Type Number RAUM
Individuals 93 $37.4M
HNW Individuals 43 $134.6M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations <5 $7.3M
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121430
SEC ERA File Number 801-121430
SEC CIK Numbers 1908425
SEC CRD Numbers 120593
Legal Entity Identifier None

Principal Office

427 S. NEW YORK AVE
SUITE 202
WINTER PARK
FL
United States
Monday - Friday, 8:30AM-5:00PM
Tel: 407-740-8327, Fax: 407-740-7824

Chief Compliance Officer

ROBERT COLEMAN
VICE PRESIDENT
427 S. NEW YORK AVE
SUITE 202
WINTER PARK
FL
United States
Tel: 407-740-8327
Fax: 407-740-7824
(Full email address available in API data)

Regulatory Contact

RICHARD AHL
PRESIDENT, DIRECTOR
427 S. NEW YORK AVE
SUITE 202
WINTER PARK
FL
United States
Tel: 407-740-8327
Fax: 407-740-7824
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
AHL, RICHARD, A Individual – PRESIDENT, DIRECTOR, SHAREHOLDER 09/1999 25-50%
AHL, WENDY, WELLER Individual – SHAREHOLDER 09/1999 25-50%
COLEMAN, ROBERT, WILLIAM Individual – CHIEF COMPLIANCE OFFICER, VICE PRESIDENT, SHAREHOLDER 10/2023 10-25%

No. Employees, Historic

1050202120222023202420253 on 5/7/20213 on 6/25/20213 on 11/18/20213 on 1/4/20223 on 2/11/20223 on 6/23/20223 on 8/5/20222 on 2/10/20232 on 8/3/20232 on 10/9/20232 on 10/12/20232 on 11/7/20233 on 1/30/2024

RAUM, Historic

200M100M020212022202320242025137164205 on 5/7/2021137164205 on 6/25/2021137164205 on 11/18/2021137164205 on 1/4/2022157834530 on 2/11/2022157834530 on 6/23/2022157834530 on 8/5/2022158661705 on 2/10/2023158661705 on 8/3/2023158661705 on 10/9/2023158661705 on 10/12/2023158661705 on 11/7/2023179284514 on 1/30/2024

No. Clients, Historic

200100020212022202320242025133 on 5/7/2021133 on 6/25/2021133 on 11/18/2021133 on 1/4/2022131 on 2/11/2022131 on 6/23/2022131 on 8/5/2022138 on 2/10/2023138 on 8/3/2023138 on 10/9/2023138 on 10/12/2023138 on 11/7/2023139 on 1/30/2024

Holdings

From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 2M 16K –
ABBVIE INC COM 4M 22K –
AMAZON COM INC COM 2M 13K –
AMERICAN EXPRESS CO COM 3M 12K –
APPLE INC COM 7M 33K –
AT&T INC COM 2M 87K –
BANK AMERICA CORP COM 231K 6K –
BLACKROCK MUNIYIELD MICH QU COM 541K 47K –
BROADCOM INC COM 395K 246 –
CARRIER GLOBAL CORPORATION COM 1M 19K –
CHEVRON CORP NEW COM 2M 15K –
CISCO SYS INC COM 2M 47K –
COCA COLA CO COM 7M 118K –
CONOCOPHILLIPS COM 256K 2K –
CVS HEALTH CORP COM 3M 43K –
DARDEN RESTAURANTS INC COM 1M 7K –
DISNEY WALT CO COM 214K 2K –
EATON VANCE NATL MUN OPPORT COM SHS 2M 99K –
EMERSON ELEC CO COM 3M 28K –
EXELON CORP COM 559K 16K –
EXXON MOBIL CORP COM 6M 54K –
GENUINE PARTS CO COM 206K 1K –
GLOBAL X FDS US PFD ETF 7M 369K –
HOME DEPOT INC COM 393K 1K –
ISHARES TR RUSSELL 3000 ETF 237K 768 –
ISHARES TR MSCI EAFE ETF 336K 4K –
JOHNSON & JOHNSON COM 3M 22K –
JPMORGAN CHASE & CO. COM 7M 32K –
KEYCORP COM 737K 52K –
KLA CORP COM NEW 397K 481 –
MCDONALDS CORP COM 2M 7K –
MERCK & CO INC COM 217K 2K –
META PLATFORMS INC CL A 229K 454 –
MICROSOFT CORP COM 8M 18K –
NEXTERA ENERGY INC COM 663K 9K –
NORTHROP GRUMMAN CORP COM 4M 9K –
NUVEEN AMT-FREE MUN VALUE FD COM 2M 108K –
NUVEEN MUNICIPAL CREDIT INC COM SH BEN INT 3M 212K –
OTIS WORLDWIDE CORP COM 572K 6K –
PARAMOUNT GLOBAL CLASS B COM 548K 53K –
PEPSICO INC COM 2M 10K –
PFIZER INC COM 2M 74K –
PGIM SHORT DUR HIG YLD OPP F COM 5M 302K –
PROCTER AND GAMBLE CO COM 252K 2K –
QUALCOMM INC COM 3M 15K –
RTX CORPORATION COM 1M 14K –
SCHWAB STRATEGIC TR SHT TM US TRES 3M 63K –
SCHWAB STRATEGIC TR US LRG CAP ETF 442K 7K –
SCHWAB STRATEGIC TR US TIPS ETF 833K 16K –
SCHWAB STRATEGIC TR US BRD MKT ETF 5M 83K –
SCHWAB STRATEGIC TR US LCAP VA ETF 299K 4K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 4M 45K –
SCHWAB STRATEGIC TR US AGGREGATE B 380K 8K –
SCHWAB STRATEGIC TR INTL EQTY ETF 2M 53K –
SCHWAB STRATEGIC TR US LCAP GR ETF 354K 4K –
SELECT SECTOR SPDR TR FINANCIAL 462K 11K –
SELECT SECTOR SPDR TR SBI INT-UTILS 557K 8K –
SELECT SECTOR SPDR TR ENERGY 333K 4K –
SPDR S&P 500 ETF TR TR UNIT 384K 705 –
STRYKER CORPORATION COM 4M 13K –
TRUIST FINL CORP COM 2M 46K –
UNITEDHEALTH GROUP INC COM 2M 4K –
US BANCORP DEL COM NEW 695K 18K –
VANGUARD BD INDEX FDS SHORT TRM BOND 2M 31K –
VANGUARD INDEX FDS TOTAL STK MKT 2M 6K –
VERIZON COMMUNICATIONS INC COM 2M 44K –
WALMART INC COM 2M 23K –