BBJS FINANCIAL ADVISORS, LLC
Adviser information for BBJS FINANCIAL ADVISORS, LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Washington, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 72 | $256.3M |
| Non-Discretionary | 8 | $3.6M |
| Total | 80 | $259.9M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $18.4M |
| HNW Individuals | 30 | $240.3M |
| Banking or thrift institutions | <5 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $1.2M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 3 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesINVESTMENT CONSULTATION |
|---|---|
| Compensation | % of AUMHourly charges |
| Other Business Activities | Accountant or accounting firm |
Principal Office
1501 FOURTH AVENUE, SUITE 2880SEATTLE
WA
United States
Monday - Friday, 8:00AM TO 5:00PM
Tel: 206-682-4840, Fax: 206-447-1581
Websites
Chief Compliance Officer
WILLIAM F. SERRES II
1501 FOURTH AVE. STE. 2880
SEATTLE
WA
United States
Tel:
206-682-4840
Fax:
206-447-1581
A************@**********M
(Full email address available in API data)
Regulatory Contact
CORA OSBORNE
EXECUTIVE ASSISTANT
1501 FOURTH AVENUE, STE 2880
SEATTLE
WA
United States
Tel:
206-682-4840
Fax:
206-447-1581
A************@**********M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SERRES, WILLIAM, FRANCIS | Individual | – | PRESIDENT/MANAGER - CHIEF COMPLIANCE OFFICER | 07/2001 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 15th, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 11K | 105 | – |
| ABBOTT LABS | COM | 12K | 115 | – |
| ADOBE INC | COM | 22K | 40 | – |
| AECOM | COM | 17K | 195 | – |
| ALEXANDRIA REAL ESTATE EQ IN | COM | 625K | 5K | – |
| ALIBABA GROUP HLDG LTD | SPONSORED ADS | 37K | 507 | – |
| AMAZON COM INC | COM | 112K | 580 | – |
| AMERICAN EXPRESS CO | COM | 23K | 100 | – |
| AMERICAN TOWER CORP NEW | COM | 788K | 4K | – |
| AMGEN INC | COM | 33K | 105 | – |
| AMPLIFY ETF TR | AMPLIFY ALTERNAT | 762 | 229 | – |
| AT&T INC | COM | 2K | 90 | – |
| ATLASSIAN CORPORATION | CL A | 67M | 380K | – |
| BANK AMERICA CORP | COM | 30K | 755 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 256K | 630 | – |
| BEYOND MEAT INC | COM | 2K | 300 | – |
| BLACKROCK INNOVATION AND GRW | SHS BEN INT | 4K | 500 | – |
| BOEING CO | COM | 5K | 25 | – |
| BRISTOL-MYERS SQUIBB CO | COM | 13K | 310 | – |
| BWX TECHNOLOGIES INC | COM | 20K | 210 | – |
| CAMPBELL SOUP CO | COM | 8K | 177 | – |
| CARRIER GLOBAL CORPORATION | COM | 8K | 120 | – |
| CATERPILLAR INC | COM | 28K | 83 | – |
| CCC INTELLIGENT SOLUTIONS HL | COM | 778K | 70K | – |
| CEL-SCI CORP | COM PAR NEW | 47 | 40 | – |
| CISCO SYS INC | COM | 19K | 390 | – |
| CITIGROUP INC | COM NEW | 9K | 139 | – |
| COCA COLA CO | COM | 12K | 195 | – |
| COLGATE PALMOLIVE CO | COM | 5K | 48 | – |
| COMCAST CORP NEW | CL A | 18K | 460 | – |
| CORTEVA INC | COM | 5K | 100 | – |
| COSTCO WHSL CORP NEW | COM | 202K | 238 | – |
| CROWN CASTLE INC | COM | 776K | 8K | – |
| DIMENSIONAL ETF TRUST | US SMALL CAP ETF | 24K | 406 | – |
| DIMENSIONAL ETF TRUST | US TARGETED VLU | 30K | 570 | – |
| DISNEY WALT CO | COM | 21K | 215 | – |
| DUTCH BROS INC | CL A | 8K | 200 | – |
| DXC TECHNOLOGY CO | COM | 155 | 8 | – |
| ELI LILLY & CO | COM | 195K | 215 | – |
| EMERSON ELEC CO | COM | 3K | 28 | – |
| EMPIRE ST RLTY TR INC | CL A | 649K | 69K | – |
| ENPHASE ENERGY INC | COM | 5K | 50 | – |
| EQUINIX INC | COM | 359 | 0 | – |
| ESSEX PPTY TR INC | COM | 655K | 2K | – |
| EXXON MOBIL CORP | COM | 219K | 2K | – |
| FIDELITY COVINGTON TRUST | MSCI COMMNTN SVC | 13K | 256 | – |
| FIRST TR EXCHANGE TRADED FD | NASDAQ CYB ETF | 37K | 652 | – |
| FIRST TR EXCHANGE-TRADED FD | NASDQ FOD BVRG | 3M | 124K | – |
| FIRST TR EXCHNG TRADED FD VI | SKYBRIDGE CRYPTO | 13K | 1K | – |
| FLEXSHARES TR | MORNSTAR UPSTR | 47K | 1K | – |
| FORD MTR CO DEL | COM | 6K | 440 | – |
| GLOBAL X FDS | ARTIFICIAL ETF | 3M | 89K | – |
| GLOBAL X FDS | DATA CTR & DIGIT | 3M | 231K | – |
| GLOBAL X FDS | FINTECH ETF | 23K | 902 | – |
| GLOBAL X FDS | GBL X BLOCKCHAIN | 18K | 355 | – |
| GLOBAL X FDS | MSCI NORWAY ETF | 19K | 733 | – |
| GOLDMAN SACHS ETF TR | ACTIVEBETA US LG | 39K | 360 | – |
| GOLDMAN SACHS GROUP INC | COM | 23K | 50 | – |
| HERSHEY CO | COM | 9K | 50 | – |
| HEWLETT PACKARD ENTERPRISE C | COM | 2K | 116 | – |
| HOME DEPOT INC | COM | 67K | 195 | – |
| HONEYWELL INTL INC | COM | 22K | 105 | – |
| HP INC | COM | 4K | 115 | – |
| HUNTINGTON INGALLS INDS INC | COM | 2K | 8 | – |
| INTEL CORP | COM | 9K | 300 | – |
| INVESCO EXCHANGE TRADED FD T | S&P500 EQL WGT | 23M | 138K | – |
| INVESCO QQQ TR | UNIT SER 1 | 138K | 288 | – |
| ISHARES GOLD TR | ISHARES NEW | 9K | 200 | – |
| ISHARES INC | CORE MSCI EMKT | 12M | 217K | – |
| ISHARES INC | ESG AWR MSCI EM | 129K | 4K | – |
| ISHARES INC | FRONTIER AND SEL | 41K | 1K | – |
| ISHARES INC | MSCI EMERG MRKT | 240K | 4K | – |
| ISHARES TR | 1 3 YR TREAS BD | 8M | 95K | – |
| ISHARES TR | 20 YR TR BD ETF | 92K | 1K | – |
| ISHARES TR | COHEN STEER REIT | 25K | 430 | – |
| ISHARES TR | CORE MSCI PAC | 169K | 3K | – |
| ISHARES TR | CORE S&P SCP ETF | 32K | 299 | – |
| ISHARES TR | CORE S&P500 ETF | 6M | 11K | – |
| ISHARES TR | ESG AWARE MSCI | 263K | 7K | – |
| ISHARES TR | FLTG RATE NT ETF | 51K | 994 | – |
| ISHARES TR | GL CLEAN ENE ETF | 64K | 5K | – |
| ISHARES TR | IBONDS 2026 TERM | 46K | 2K | – |
| ISHARES TR | IBONDS 2027 TERM | 217K | 10K | – |
| ISHARES TR | IBONDS 24 TRM HG | 240K | 10K | – |
| ISHARES TR | IBONDS 25 TRM HG | 235K | 10K | – |
| ISHARES TR | ISHARES BIOTECH | 31K | 225 | – |
| ISHARES TR | LATN AMER 40 ETF | 19K | 748 | – |
| ISHARES TR | MSCI EAFE ETF | 53K | 678 | – |
| ISHARES TR | MSCI EMG MKT ETF | 5M | 125K | – |
| ISHARES TR | MSCI USA ESG SLC | 386K | 3K | – |
| ISHARES TR | MSCI USA VALUE | 6M | 56K | – |
| ISHARES TR | RUS 1000 GRW ETF | 71K | 194 | – |
| ISHARES TR | RUS 2000 GRW ETF | 79K | 300 | – |
| ISHARES TR | RUS 2000 VAL ETF | 47K | 310 | – |
| ISHARES TR | RUS MID CAP ETF | 3K | 40 | – |
| ISHARES TR | RUSSELL 2000 ETF | 54K | 268 | – |
| ISHARES TR | S&P 500 GRWT ETF | 14M | 156K | – |
| ISHARES TR | S&P 500 VAL ETF | 7M | 36K | – |
| ISHARES TR | US AER DEF ETF | 15K | 115 | – |
| ISHARES TR | USD GRN BOND ETF | 51K | 1K | – |
| ITAU UNIBANCO HLDG S A | SPON ADR REP PFD | 4K | 697 | – |
| J P MORGAN EXCHANGE TRADED F | EQUITY PREMIUM | 138K | 2K | – |
| J P MORGAN EXCHANGE TRADED F | INTL BD OPP ETF | 4M | 84K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 36 | 1 | – |
| JOHNSON & JOHNSON | COM | 12K | 80 | – |
| JPMORGAN CHASE & CO. | COM | 54K | 265 | – |
| KIMBERLY-CLARK CORP | COM | 176K | 1K | – |
| MCDONALDS CORP | COM | 65K | 255 | – |
| MERCK & CO INC | COM | 24K | 190 | – |
| META PLATFORMS INC | CL A | 20K | 40 | – |
| METLIFE INC | COM | 11K | 160 | – |
| MICROSOFT CORP | COM | 169K | 379 | – |
| MONDELEZ INTL INC | CL A | 9K | 145 | – |
| MORGAN STANLEY | COM NEW | 29K | 300 | – |
| MP MATERIALS CORP | COM CL A | 7K | 550 | – |
| NEXTERA ENERGY INC | COM | 43K | 601 | – |
| NIKE INC | CL B | 4K | 50 | – |
| NORTHROP GRUMMAN CORP | COM | 22K | 50 | – |
| NVIDIA CORPORATION | COM | 3M | 26K | – |
| ORACLE CORP | COM | 35K | 250 | – |
| OTIS WORLDWIDE CORP | COM | 6K | 60 | – |
| PEPSICO INC | COM | 16K | 100 | – |
| PFIZER INC | COM | 9K | 313 | – |
| PROCORE TECHNOLOGIES INC | COM | 133K | 2K | – |
| PROCTER AND GAMBLE CO | COM | 19K | 117 | – |
| PROLOGIS INC. | COM | 771K | 7K | – |
| PUBLIC STORAGE OPER CO | COM | 238K | 829 | – |
| QUALCOMM INC | COM | 8K | 40 | – |
| RTX CORPORATION | COM | 12K | 120 | – |
| SELECT SECTOR SPDR TR | COMMUNICATION | 4K | 50 | – |
| SELECT SECTOR SPDR TR | SBI HEALTHCARE | 4M | 31K | – |
| SELECT SECTOR SPDR TR | SBI INT-UTILS | 4M | 60K | – |
| SILGAN HLDGS INC | COM | 2K | 50 | – |
| SOFI TECHNOLOGIES INC | COM | 3K | 400 | – |
| SOLVENTUM CORP | COM SHS | 1K | 26 | – |
| SPDR INDEX SHS FDS | DJ INTL RL ETF | 135K | 6K | – |
| SPDR INDEX SHS FDS | PORTFLO EURP ETF | 332K | 8K | – |
| SPDR SER TR | S&P BIOTECH | 5M | 52K | – |
| SPDR SER TR | S&P METALS MNG | 10M | 175K | – |
| SPOTIFY TECHNOLOGY S A | SHS | 7K | 23 | – |
| TESLA INC | COM | 3K | 15 | – |
| THE CIGNA GROUP | COM | 6K | 17 | – |
| UNION PAC CORP | COM | 20K | 90 | – |
| UNITED PARCEL SERVICE INC | CL B | 9K | 65 | – |
| UNITED STS NAT GAS FD LP | UNIT PAR | 33K | 2K | – |
| UNITEDHEALTH GROUP INC | COM | 31K | 60 | – |
| UNITY SOFTWARE INC | COM | 299K | 18K | – |
| US BANCORP DEL | COM NEW | 6K | 151 | – |
| VANECK ETF TRUST | AFRICA INDEX ETF | 14K | 882 | – |
| VANECK ETF TRUST | GOLD MINERS ETF | 1K | 30 | – |
| VANECK ETF TRUST | SEMICONDUCTR ETF | 140K | 536 | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 2K | 23 | – |
| VANGUARD INDEX FDS | EXTEND MKT ETF | 4K | 25 | – |
| VANGUARD INDEX FDS | REAL ESTATE ETF | 2M | 18K | – |
| VANGUARD INDEX FDS | SM CP VAL ETF | 15M | 83K | – |
| VANGUARD INDEX FDS | SML CP GRW ETF | 16M | 64K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 75K | 2K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE EUROPE ETF | 16M | 242K | – |
| VANGUARD INTL EQUITY INDEX F | FTSE PACIFIC ETF | 11M | 142K | – |
| VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 8M | 186K | – |
| VANGUARD MUN BD FDS | TAX EXEMPT BD | 316K | 6K | – |
| VANGUARD WORLD FD | ENERGY ETF | 23K | 180 | – |
| VANGUARD WORLD FD | ESG INTL STK ETF | 216K | 4K | – |
| VANGUARD WORLD FD | MATERIALS ETF | 11K | 55 | – |
| VANGUARD WORLD FD | UTILITIES ETF | 10K | 65 | – |
| VENTAS INC | COM | 785K | 15K | – |
| VERIZON COMMUNICATIONS INC | COM | 3K | 77 | – |
| VICI PPTYS INC | COM | 259K | 9K | – |
| VISA INC | COM CL A | 35K | 135 | – |
| WALGREENS BOOTS ALLIANCE INC | COM | 2K | 170 | – |
| WALMART INC | COM | 13K | 195 | – |
| WISDOMTREE TR | US QTLY DIV GRT | 41K | 525 | – |