BARTLEY FINANCIAL ADVISORS, LLC
Adviser information for BARTLEY FINANCIAL ADVISORS, LLC last updated from Form ADV on March 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 375 | $105.7M |
| Non-Discretionary | 134 | $22.8M |
| Total | 509 | $128.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 50 | $27.3M |
| HNW Individuals | 45 | $93.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $5.5M |
| Charitable organizations | <5 | $2.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121433 |
|---|---|
| SEC ERA File Number | 801-121433 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 124293 |
| Legal Entity Identifier | None |
Principal Office
169 SOUTH RIVER ROADSUITE 17
BEDFORD
NH
United States
Monday - Friday, 9AM - 5PM
Tel: 603-625-9900, Fax: 603-625-9908
Chief Compliance Officer
ROBERT BARTLEY
MANAGING MEMBER
169 SOUTH RIVER ROAD
SUITE 17
BEDFORD
NH
United States
Tel:
603-625-9900
R******@*******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BARTLEY, ROBERT, CHARLES | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 09/2000 | > 75% |
| ROBERT C. BARTLEY TRUST | Domestic Entity | – | MEMBER | 05/2018 | > 75% |
| BARTLEY, ROBERT, CHARLES | Individual | ROBERT C. BARTLEY TRUST | TRUSTEE | 05/2010 | |
| SRKMKS INVESTMENT, LLC | Domestic Entity | – | MEMBER | 06/2022 | 10-25% |
| BARTLEY, SHANE, ROBERT | Individual | SRKMKS INVESTMENT, LLC | MEMBER | 06/2022 | 25-50% |
| BARTLEY, KAITLYN, MARIE | Individual | SRKMKS INVESTMENT, LLC | MEMBER | 06/2022 | 25-50% |
| BARTLEY, KEIRRA, SHAE | Individual | SRKMKS INVESTMENT, LLC | MEMBER | 06/2022 | 25-50% |