T.ROWE PRICE INVESTMENT MANAGEMENT, INC.
Adviser information for T.ROWE PRICE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 114 |
---|---|
Investment Advisory/Research | 106 |
Registered Broker-Dealer Representatives | 2 |
Registered State Investment Advisers | 0 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 68 | $193.1B |
Non-Discretionary | 0 | $0 |
Total | 68 | $193.1B |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 0 | $0 |
HNW Individuals | 0 | $0 |
Banking or thrift institutions | 0 | $0 |
Investment companies | 34 | $163.0B |
Business development companies | 0 | $0 |
Pooled investment vehicles | 19 | $25.8B |
Pension and profit sharing plans | 8 | $3.2B |
Charitable organizations | <5 | $81.0M |
State or municipal gov entities | <5 | $495.7M |
Other investment advisers | 0 | $0 |
Insurance companies | <5 | $432.4M |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | <5 | $83.8M |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 17 |
Services
Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
---|---|
Compensation | % of AUMPerformance-based fees |
Other Business Activities | Commodity pool operator or commodity trading advisor |
Identifiers
SEC RIA File Number | 801-121434 |
---|---|
SEC ERA File Number | 801-121434 |
SEC CIK Numbers | None |
SEC CRD Numbers | 314590 |
Legal Entity Identifier | 549300JB5MWIPVHMEH37 |
Principal Office
100 EAST PRATT STREETBALTIMORE
MD
United States
Monday - Friday, 8:00 A.M. - 5:00 P.M.
Tel: 410-345-2000, Fax: 800-225-5132
Websites
Chief Compliance Officer
DINO CAPASSO
VICE PRESIDENT
100 EAST PRATT STREET
BALTIMORE
MD
United States
Tel:
410-577-4307
Fax:
410-345-6575
D***********@*************M
(Full email address available in API data)
Regulatory Contact
RYAN NOLAN
VICE PRESIDENT
4515 PAINTERS MILL ROAD
OWINGS MILLS
MD
United States
Tel:
410-345-6618
Fax:
410-345-6575
R*********@*************M
(Full email address available in API data)
Industry Affiliates
OAK HILL ADVISORS (AUSTRALIA) PTY LTD | Other investment adviser, including financial planners |
OAK HILL ADVISORS (EUROPE) LLP | Other investment adviser, including financial planners |
OAK HILL ADVISORS, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA (UK) LLP | Other investment adviser, including financial planners |
OHA AD CO-INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA AD CUSTOMIZED CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA AD DISLOCATION CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA AD DISLOCATION CREDIT II GENPAR, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA ALOHA EUROPEAN CREDIT FUND GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA ARTESIAN CUSTOMIZED CREDIT FUND I GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA ASIA CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA BCSS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA BCSS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA BLACK BEAR GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CA CUSTOMIZED CREDIT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CENTRE STREET GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CLO ENHANCED EQUITY GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CLO ENHANCED EQUITY II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CLO STRATEGIES FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CREDIT CADENZA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CREDIT OPPORTUNITIES CA (C) GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CREDIT ORIGINATION GENPAR I, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CREDIT SOLUTIONS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CREDIT SOLUTIONS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA CUSTOM MULTI-SECTOR CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA DELAWARE CUSTOMIZED CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA DELAWARE CUSTOMIZED CREDIT FUND-F GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA DIVERSIFIED CREDIT STRATEGIES (PARALLEL II) GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA DIVERSIFIED CREDIT STRATEGIES GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA DIVERSIFIED CREDIT STRATEGIES TRACTOR FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA DYNAMIC CREDIT ORCA GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA ENHANCED CREDIT STRATEGIES GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA EUROPEAN STRATEGIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA FD CUSTOM CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA FINLANDIA CREDIT FUND GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA GLOBAL DIRECTOR, LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
OHA HT LEV LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA KC CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA LDN CUSTOMISED CREDIT MASTER GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA LEGATO LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA MADISON LOAN GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA MANAGEMENT (LUXEMBOURG) S.A.R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
OHA MD OPPORTUNISTIC CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA MPS SSD GENPAR II, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA MPS SSD GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA NEWBURY PARTNERS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA PRIVATE CREDIT ADVISORS II, L.P. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA PRIVATE CREDIT ADVISORS LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA REAL ASSET OPPORTUNITIES FUND I GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA SA CUSTOMIZED CREDIT GENPAR LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA STRATEGIC CREDIT II GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA STRUCTURE PRODUCTS D GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA STRUCTURED PRODUCTS C GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA STRUCTURED PRODUCTS E GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA STRUCTURED PRODUCTS II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA STRUCTURED PRODUCTS III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TACTICAL INVESTMENT GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TKY CUSTOMIZED CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TKY CUSTOMIZED CREDIT II GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TKY CUSTOMIZED CREDIT III GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TKY CUSTOMIZED CREDIT IV GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA TKY CUSTOMIZED CREDIT V GENPAR, LLP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
OHA UK CUSTOMIZED RMBS GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHA-CDP ESCF GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
OHAT CREDIT GENPAR, LLC | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
T. ROWE PRICE (CANADA), INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE (LUXEMBOURG) MANAGEMENT S.� R.L. | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE ADVISORY SERVICES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
T. ROWE PRICE ASSOCIATES, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE AUSTRALIA LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE INTERNATIONAL LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE INVESTMENT SERVICES, INC. | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
T. ROWE PRICE JAPAN, INC. | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
T. ROWE PRICE SINGAPORE PRIVATE LTD | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
T. ROWE PRICE TRUST COMPANY | Trust companySponsor, GP, manager of pooled investment vehicles |
T.ROWE PRICE HONG KONG LIMITED | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisor |
UTI ASSET MANAGEMENT COMPANY LIMITED | Other investment adviser, including financial planners |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
T. ROWE PRICE ASSOCIATES, INC. | Domestic Entity | – | DIRECT OWNER | 05/2021 | > 75% |
Sharps, Robert, W | Individual | – | CHAIRMAN OF THE BOARD/DIRECTOR | 05/2021 | < 5% |
OESTREICHER, DAVID, NMN | Individual | – | CHIEF LEGAL OFFICER/DIRECTOR | 05/2021 | < 5% |
T. ROWE PRICE GROUP, INC. | Domestic Entity | T. ROWE PRICE ASSOCIATES, INC. | INDIRECT OWNER | 05/2021 | > 75% |
JACKSON, STEPHON, ANTHONY | Individual | – | PRESIDENT/DIRECTOR | 05/2021 | < 5% |
DARDIS, JENNIFER, BENSON | Individual | – | DIRECTOR | 01/2022 | < 5% |
CAPASSO, ARMANDO (DINO) | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2022 | < 5% |