VICTRIX INVESTMENT ADVISORS
VICTRIX INVESTMENT ADVISORS LLC Legal Name
Adviser information for VICTRIX INVESTMENT ADVISORS last updated from Form ADV on January 24th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 6 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,055 | $179.5M |
| Non-Discretionary | 5 | $1.1M |
| Total | 1,060 | $180.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 298 | $82.4M |
| HNW Individuals | 47 | $94.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 7 | $2.1M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $1.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting services |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121443 |
|---|---|
| SEC ERA File Number | 801-121443 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 167517 |
| Legal Entity Identifier | None |
Principal Office
823 SE OSCEOLA STSTUART
FL
United States
BY APPOINTMENT ONLY, 8-5
Tel: 772-320-9658, Fax: None
Chief Compliance Officer
WILLIAM THOMPSON
MANAGING MEMBER
823 SE OSCEOLA ST
STUART
FL
United States
Tel:
772-320-9658
W***@****************************M
(Full email address available in API data)
Industry Affiliates
| KEVIN KENNEDY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| THOMPSON, WILLIAM, D | Individual | – | OWNER AND CHIEF COMPLIANCE OFFICER | 03/2013 | > 75% |