LUMMIS ASSET MANAGEMENT, L.P.
Adviser information for LUMMIS ASSET MANAGEMENT, L.P. last updated from Form ADV on March 10th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Texas, United States |
Employees
| Total Number of Employees | 1 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 122 | $174.9M |
| Non-Discretionary | 8 | $8.3M |
| Total | 130 | $183.2M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 28 | $3.1M |
| HNW Individuals | 32 | $164.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $15.4M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121447 |
|---|---|
| SEC ERA File Number | 801-121447 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 114357 |
| Legal Entity Identifier | None |
Principal Office
301 COMMERCE STREETSUITE 1380
FORT WORTH
TX
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 817-348-0577, Fax: None
Websites
Chief Compliance Officer
P. BRADLEY LUMMIS
CHIEF COMPLIANCE OFFICER/GENERAL PARTNER/PRESIDENT OF LAMCO CAPITAL, LLC
301 COMMERCE STREET
SUITE 1380
FORT WORTH
TX
United States
Tel:
817-348-0577
B******@***************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| LUMMIS, PALMER, BRADLEY | Individual | – | CHIEF COMPLIANCE OFFICER/GENERAL PARTNER/PRESIDENT OF LAMCO CAPITAL, LLC | 09/1998 | < 5% |
| LAMCO CAPITAL, LLC | Domestic Entity | – | GENERAL PARTNER | 09/1998 | > 75% |
| LUMMIS, PALMER, BRADLEY | Individual | LAMCO CAPITAL, LLC | OWNER | 09/1998 | > 75% |