HAYDEN CAPITAL

HAYDEN CAPITAL LLC Legal Name

Adviser information for HAYDEN CAPITAL last updated from Form ADV on March 14th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location New York, United States

Employees

Total Number of Employees 1
Investment Advisory/Research 1
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 1
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 139 $41.2M
Non-Discretionary 0 $0
Total 139 $41.2M

Clients

Type Number RAUM
Individuals 15 $1.8M
HNW Individuals 97 $18.0M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 8 $17.8M
Pension and profit sharing plans 0 $0
Charitable organizations <5 $565,374
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses <5 $3.0M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 26

Services

Advisory Services Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients
Compensation % of AUMPerformance-based fees

Identifiers

SEC RIA File Number 801-121451
SEC ERA File Number 801-121451
SEC CIK Numbers None
SEC CRD Numbers 283201
Legal Entity Identifier None

Principal Office

6565 W SUNSET BLVD
SUITE 420
LOS ANGELES
CA
United States
Monday - Friday, 9AM - 6PM
Tel: 5133043313, Fax: None

Chief Compliance Officer

FRED LIU
6565 W SUNSET BLVD
SUITE 420
LOS ANGELES
CA
United States
Tel: 513-304-3313
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
LIU, FRED, C Individual MANAGING PARTNER & CHIEF COMPLIANCE OFFICER 07/2015 > 75%

No. Employees, Historic

1050202120222023202420251 on 5/10/20211 on 11/24/20212 on 3/3/20221 on 3/7/20231 on 10/18/20231 on 12/20/20231 on 3/14/2024

RAUM, Historic

70M35M02021202220232024202560500000 on 5/10/202160500000 on 11/24/202161516753 on 3/3/202225080008 on 3/7/202325080008 on 10/18/202325080008 on 12/20/202341182439 on 3/14/2024

No. Clients, Historic

200100020212022202320242025100 on 5/10/2021100 on 11/24/2021128 on 3/3/2022121 on 3/7/2023121 on 10/18/2023121 on 12/20/2023125 on 3/14/2024