SPP CREDIT ADVISORS LLC
Adviser information for SPP CREDIT ADVISORS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 7 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 6 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 6 | $101.0M |
| Non-Discretionary | 0 | $0 |
| Total | 6 | $101.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $34.3M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 5 | $66.7M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clientsPRIVATE FUND |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based feesORIGINAL ISSUE DISCOUNT ON INVESTMENTS |
Identifiers
| SEC RIA File Number | 801-121459 |
|---|---|
| SEC ERA File Number | 801-121459 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314442 |
| Legal Entity Identifier | None |
Principal Office
550 FIFTH AVENUE12TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 212-455-4500, Fax: 212-455-4545
Websites
Chief Compliance Officer
AMY LAZARUS
FIFTH AVENUE
550
NEW YORK
NY
United States
Tel:
9736324417
A*******@*************M
(Full email address available in API data)
Regulatory Contact
ROBIN BUSCH
MANAGER
550 FIFTH AVENUE
12TH FLOOR
NEW YORK
NY
United States
Tel:
2124554504
Fax:
212-455-4545
R*****@*************M
(Full email address available in API data)
Industry Affiliates
| ADVANTAGE CAPITAL MANAGEMENT | Other investment adviser, including financial planners |
| ATLANTIC COAST LIFE | Insurance company or agency |
| HAYMARKET INSURANCE | Insurance company or agency |
| JAZZ RE | Insurance company or agency |
| SENTINEL SECURITY LIFE | Insurance company or agency |
| SOUTHERN ATLANTIC | Insurance company or agency |
| SPP CAPITAL PARTNERS L L C | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SPP CREDIT ADVISORS II LLC | Other investment adviser, including financial planners |
| SPP PRINCIPAL INVESTORS II LLC | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BUSCH, ROBIN, ELLIS | Individual | – | MANAGER REPRESENTATIVE | 03/2021 | < 5% |
| LAZARUS, AMY, SUE | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2021 | < 5% |
| ZHU, EDWARD, JUN | Individual | – | MANAGER | 03/2021 | < 5% |
| SPP JV HOLDCO, LLC | Domestic Entity | – | MEMBER | 03/2021 | > 75% |
| KING, KENNETH, NMN | Individual | ADVANTAGE CAPITAL HOLDINGS, LLC | MEMBER | 03/2021 | > 75% |
| PACA-SPP LLC | Domestic Entity | SPP JV HOLDCO, LLC | MEMBER | 03/2021 | 25-50% |
| ADVANTAGE CAPITAL HOLDINGS, LLC | Domestic Entity | PACA-SPP LLC | MEMBER | 03/2021 | > 75% |