HUDSON CAPITAL ADVISORY, INC.
Adviser information for HUDSON CAPITAL ADVISORY, INC. last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 314 | $107.4M |
| Non-Discretionary | 55 | $11.7M |
| Total | 369 | $119.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 59 | $10.9M |
| HNW Individuals | 87 | $107.8M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $322,238 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | <5 | $119,719 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121466 |
|---|---|
| SEC ERA File Number | 801-121466 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 304163 |
| Legal Entity Identifier | None |
Principal Office
237 MAIN STREETSUITE 600
BUFFALO
NY
United States
Monday - Friday, 9:00 - 5:00
Tel: (617) 820-4014, Fax: None
Websites
Chief Compliance Officer
WILLIAM N. HUDSON, III
237 MAIN STREET
SUITE 600
BUFFALO
NY
United States
Tel:
(617) 820-4014
B*******@*************M
(Full email address available in API data)
Regulatory Contact
SCOTT GOTTLIEB
CONSULTANT
15 E. PUTNAM AVENUE
#286
GREENWICH
CT
United States
Tel:
888-798-2930
S**@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HUDSON, WILLIAM, NORTON | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 05/2019 | > 75% |