BEACON WEALTH ADVISORS, LLC
Adviser information for BEACON WEALTH ADVISORS, LLC last updated from Form ADV on April 28th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 4 |
| Registered State Investment Advisers | 4 |
| Licensed Agents of an Insurance Company | 4 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,043 | $143.5M |
| Non-Discretionary | 0 | $0 |
| Total | 1,043 | $143.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 556 | $75.2M |
| HNW Individuals | 78 | $68.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newsletters |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 107.4M |
| Portfolio Manager to Program | Sponsor |
|---|---|
| BEACON WEALTH ADVISORS WRAP PROGRAM | BEACON WEALTH ADVISORS, LLC |
Identifiers
| SEC RIA File Number | 801-121468 |
|---|---|
| SEC ERA File Number | 801-121468 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 171748 |
| Legal Entity Identifier | None |
Principal Office
5435 BULL VALLEY ROADSUITE 224
MCHENRY
IL
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: 815-385-3899, Fax: 815-679-6661
Websites
Chief Compliance Officer
RACHEL HOOK
INVESTMENT ADVISOR REPRESENTATIVE
5435 BULL VALLEY ROAD
SUITE 224
MCHENRY
IL
United States
Tel:
815-385-3899
Fax:
815-679-6661
R*****@*******************M
(Full email address available in API data)
Industry Affiliates
| BEACON ADVISORS, LLC DBA BEACON TAX ADVISORS | Accountant or accounting firm |
| BEACON INSURANCE ADVISORS, LLC | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MORGAN, CHRIS, CHARLES | Individual | – | MANAGING MEMBER | 06/2014 | 50-75% |
| Pratt, Joshua, M | Individual | – | MEMBER | 01/2019 | < 5% |
| Wolter, Mark | Individual | – | MEMBER | 01/2019 | 25-50% |
| Hook, Rachel, Lynn | Individual | – | CHIEF COMPLIANCE OFFICER | 08/2022 | < 5% |