GLASSY MOUNTAIN ADVISORS, INC.

Adviser information for GLASSY MOUNTAIN ADVISORS, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Corporation
Fiscal Year End DECEMBER
Legal Location Maryland, United States

Employees

Total Number of Employees 6
Investment Advisory/Research 5
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 5
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 1

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 305 $278.0M
Non-Discretionary 0 $0
Total 305 $278.0M

Clients

Type Number RAUM
Individuals 33 $15.2M
HNW Individuals 82 $262.8M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 2
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121469
SEC ERA File Number 801-121469
SEC CIK Numbers 1914617
SEC CRD Numbers 314937
Legal Entity Identifier None

Principal Office

7200 WISCONSIN AVENUE
SUITE 500
BETHESDA
MD
United States
Monday - Friday, BY APPT. ONLY
Tel: (301) 541-8900, Fax: (240) 235-7443

Chief Compliance Officer

ROSS JORDAN SMYTH, JR.
PRESIDENT, SENIOR WEALTH ADVISOR
7200 WISCONSIN AVENUE
SUITE 500
BETHESDA
MD
United States
Tel: (301) 541-8900
Fax: (240) 235-7443
(Full email address available in API data)

Regulatory Contact

CATHY VASILEV
CONSULTANT
1320 ARROW POINT DR.
SUITE 411
CEDAR PARK
TX
United States
Tel: 512.721.0421
Fax: 512.842.7497
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
SMYTH, ROSS, JORDAN Individual PRESIDENT, SENIOR WEALTH ADVISOR, CCO 04/2021 > 75%

No. Employees, Historic

1050202120222023202420251 on 5/12/20211 on 7/12/20213 on 10/6/20213 on 3/28/20223 on 3/28/20223 on 11/16/20226 on 3/10/20236 on 3/20/2024

RAUM, Historic

300M150M0202120222023202420250 on 5/12/20210 on 7/12/2021216283589 on 10/6/2021236413515 on 3/28/2022236413515 on 3/28/2022236413515 on 11/16/2022224702104 on 3/10/2023278031103 on 3/20/2024

No. Clients, Historic

2001000202120222023202420250 on 5/12/20210 on 7/12/202195 on 10/6/202197 on 3/28/202297 on 3/28/202297 on 11/16/2022111 on 3/10/2023115 on 3/20/2024

Holdings

From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
JOHNSON CTLS INTL PLC SHS 3M 52K
MEDTRONIC PLC SHS 2M 28K
ADOBE INC COM 7M 12K
ALPHABET INC CAP STK CL C 11M 57K
ALPHABET INC CAP STK CL A 4M 23K
AMAZON COM INC COM 9M 46K
AMERICAN ELEC PWR CO INC COM 313K 4K
APPLE INC COM 16M 77K
APPLIED MATLS INC COM 12M 53K
ARES CAPITAL CORP COM 2M 78K
BANK AMERICA CORP COM 4M 94K
BERKSHIRE HATHAWAY INC DEL CL B NEW 12M 29K
BLACKROCK INC COM 4M 6K
BLACKSTONE MTG TR INC COM CL A 1M 60K
BLACKSTONE INC COM 5M 40K
BOOKING HOLDINGS INC COM 8M 2K
BROADCOM INC COM 10M 6K
CSX CORP COM 4M 107K
CVS HEALTH CORP COM 4M 75K
CROWN CASTLE INC COM 315K 3K
DIMENSIONAL ETF TRUST US TARGETED VLU 8M 154K
DIMENSIONAL ETF TRUST US HIGH PROFITAB 253K 8K
DIMENSIONAL ETF TRUST WORLD EX US CORE 16M 628K
DISNEY WALT CO COM 3M 29K
ENTERPRISE PRODS PARTNERS L COM 251K 9K
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 6M 343K
GENERAL DYNAMICS CORP COM 6M 20K
GLOBAL X FDS GLB X MLP ENRG I 3M 58K
HERSHEY CO COM 5M 26K
INTUITIVE SURGICAL INC COM NEW 386K 868
INVESCO EXCH TRADED FD TR II TAXABLE MUN BD 662K 25K
ISHARES TR CORE US AGGBD ET 4M 42K
ISHARES TR USD INV GRDE ETF 8M 169K
ISHARES TR BLACKROCK ULTRA 12M 234K
ISHARES TR FALN ANGLS USD 3M 106K
LENNAR CORP CL A 422K 3K
LOWES COS INC COM 8M 37K
MASTERCARD INCORPORATED CL A 246K 558
MERCK & CO INC COM 6M 47K
MICROSOFT CORP COM 15M 33K
NEXSTAR MEDIA GROUP INC COMMON STOCK 3M 19K
NEXTERA ENERGY INC COM 259K 4K
NOVARTIS AG SPONSORED ADR 5M 47K
ONEOK INC NEW COM 285K 4K
PRINCIPAL FINANCIAL GROUP IN COM 235K 3K
SALESFORCE INC COM 320K 1K
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 33K
SCHWAB STRATEGIC TR US REIT ETF 2M 100K
SOUTHERN CO COM 212K 3K
UNITED RENTALS INC COM 13M 20K
VANECK ETF TRUST MRNGSTR WDE MOAT 233K 3K
VANGUARD WORLD FD UTILITIES ETF 2M 14K
VANGUARD MUN BD FDS TAX EXEMPT BD 2M 38K
VANGUARD INDEX FDS S&P 500 ETF SHS 417K 834
VISA INC COM CL A 6M 23K
WILLIAMS SONOMA INC COM 8M 28K