GLASSY MOUNTAIN ADVISORS, INC.
Adviser information for GLASSY MOUNTAIN ADVISORS, INC. last updated from Form ADV on March 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Maryland, United States |
Employees
Total Number of Employees | 6 |
---|---|
Investment Advisory/Research | 5 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 5 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 1 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 305 | $278.0M |
Non-Discretionary | 0 | $0 |
Total | 305 | $278.0M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 33 | $15.2M |
HNW Individuals | 82 | $262.8M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 2 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
7200 WISCONSIN AVENUESUITE 500
BETHESDA
MD
United States
Monday - Friday, BY APPT. ONLY
Tel: (301) 541-8900, Fax: (240) 235-7443
Chief Compliance Officer
ROSS JORDAN SMYTH, JR.
PRESIDENT, SENIOR WEALTH ADVISOR
7200 WISCONSIN AVENUE
SUITE 500
BETHESDA
MD
United States
Tel:
(301) 541-8900
Fax:
(240) 235-7443
J*****@*************************M
(Full email address available in API data)
Regulatory Contact
CATHY VASILEV
CONSULTANT
1320 ARROW POINT DR.
SUITE 411
CEDAR PARK
TX
United States
Tel:
512.721.0421
Fax:
512.842.7497
C*******@*******************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
SMYTH, ROSS, JORDAN | Individual | – | PRESIDENT, SENIOR WEALTH ADVISOR, CCO | 04/2021 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 31st, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
JOHNSON CTLS INTL PLC | SHS | 3M | 52K | – |
MEDTRONIC PLC | SHS | 2M | 28K | – |
ADOBE INC | COM | 7M | 12K | – |
ALPHABET INC | CAP STK CL C | 11M | 57K | – |
ALPHABET INC | CAP STK CL A | 4M | 23K | – |
AMAZON COM INC | COM | 9M | 46K | – |
AMERICAN ELEC PWR CO INC | COM | 313K | 4K | – |
APPLE INC | COM | 16M | 77K | – |
APPLIED MATLS INC | COM | 12M | 53K | – |
ARES CAPITAL CORP | COM | 2M | 78K | – |
BANK AMERICA CORP | COM | 4M | 94K | – |
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 12M | 29K | – |
BLACKROCK INC | COM | 4M | 6K | – |
BLACKSTONE MTG TR INC | COM CL A | 1M | 60K | – |
BLACKSTONE INC | COM | 5M | 40K | – |
BOOKING HOLDINGS INC | COM | 8M | 2K | – |
BROADCOM INC | COM | 10M | 6K | – |
CSX CORP | COM | 4M | 107K | – |
CVS HEALTH CORP | COM | 4M | 75K | – |
CROWN CASTLE INC | COM | 315K | 3K | – |
DIMENSIONAL ETF TRUST | US TARGETED VLU | 8M | 154K | – |
DIMENSIONAL ETF TRUST | US HIGH PROFITAB | 253K | 8K | – |
DIMENSIONAL ETF TRUST | WORLD EX US CORE | 16M | 628K | – |
DISNEY WALT CO | COM | 3M | 29K | – |
ENTERPRISE PRODS PARTNERS L | COM | 251K | 9K | – |
FIRST TR EXCH TRADED FD III | PFD SECS INC ETF | 6M | 343K | – |
GENERAL DYNAMICS CORP | COM | 6M | 20K | – |
GLOBAL X FDS | GLB X MLP ENRG I | 3M | 58K | – |
HERSHEY CO | COM | 5M | 26K | – |
INTUITIVE SURGICAL INC | COM NEW | 386K | 868 | – |
INVESCO EXCH TRADED FD TR II | TAXABLE MUN BD | 662K | 25K | – |
ISHARES TR | CORE US AGGBD ET | 4M | 42K | – |
ISHARES TR | USD INV GRDE ETF | 8M | 169K | – |
ISHARES TR | BLACKROCK ULTRA | 12M | 234K | – |
ISHARES TR | FALN ANGLS USD | 3M | 106K | – |
LENNAR CORP | CL A | 422K | 3K | – |
LOWES COS INC | COM | 8M | 37K | – |
MASTERCARD INCORPORATED | CL A | 246K | 558 | – |
MERCK & CO INC | COM | 6M | 47K | – |
MICROSOFT CORP | COM | 15M | 33K | – |
NEXSTAR MEDIA GROUP INC | COMMON STOCK | 3M | 19K | – |
NEXTERA ENERGY INC | COM | 259K | 4K | – |
NOVARTIS AG | SPONSORED ADR | 5M | 47K | – |
ONEOK INC NEW | COM | 285K | 4K | – |
PRINCIPAL FINANCIAL GROUP IN | COM | 235K | 3K | – |
SALESFORCE INC | COM | 320K | 1K | – |
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 3M | 33K | – |
SCHWAB STRATEGIC TR | US REIT ETF | 2M | 100K | – |
SOUTHERN CO | COM | 212K | 3K | – |
UNITED RENTALS INC | COM | 13M | 20K | – |
VANECK ETF TRUST | MRNGSTR WDE MOAT | 233K | 3K | – |
VANGUARD WORLD FD | UTILITIES ETF | 2M | 14K | – |
VANGUARD MUN BD FDS | TAX EXEMPT BD | 2M | 38K | – |
VANGUARD INDEX FDS | S&P 500 ETF SHS | 417K | 834 | – |
VISA INC | COM CL A | 6M | 23K | – |
WILLIAMS SONOMA INC | COM | 8M | 28K | – |