PANAGRAM STRUCTURED ASSET MANAGEMENT, LLC
Adviser information for PANAGRAM STRUCTURED ASSET MANAGEMENT, LLC last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 26 |
|---|---|
| Investment Advisory/Research | 8 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 2 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 9 | $15.5B |
| Non-Discretionary | 0 | $0 |
| Total | 9 | $15.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | <5 | $104.2M |
| Investment companies | 2 | $223.2M |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $6.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $12.5B |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $2.7B |
| Other | 7 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 7 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for investment companiesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed feesPerformance-based fees |
Principal Office
65 EAST 55TH STREET29TH FLOOR
NEW YORK
NY
United States
Monday - Friday, 8:00 AM - 5:00 PM
Tel: 212-970-1000, Fax: None
Chief Compliance Officer
RENEE VAN ZILEN
65 EAST 55TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-970-1023
R*************@*********M
(Full email address available in API data)
Regulatory Contact
JAMIE KIM
GENERAL COUNSEL
65 EAST 55TH STREET
29TH FLOOR
NEW YORK
NY
United States
Tel:
212-970-1011
J********@*********M
(Full email address available in API data)
Industry Affiliates
| CAIN INTERNATIONAL ADVISERS LIMITED | Other investment adviser, including financial planners |
| CAIN INTERNATIONAL MANAGEMENT LIMITED | Other investment adviser, including financial planners |
| CLEARCOVER INC. | Insurance company or agency |
| CLEARCOVER INSURANCE COMPANY | Insurance company or agency |
| EVERLY LIFE INSURANCE COMPANY | Insurance company or agency |
| FIRST SECURITY BENEFIT LIFE ASSURANCE AND ANNUITY COMPANY OF NEW YORK | Insurance company or agency |
| JOHNSTONE BROKERAGE SERVICES, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MARANON CAPITAL, L.P. | Other investment adviser, including financial planners |
| PANAGRAM CAPITAL CORPORATION ADVISER, LLC | Other investment adviser, including financial planners |
| PIP GENERAL PARTNER, LLC | Sponsor, GP, manager of pooled investment vehicles |
| SECURITY BENEFIT LIFE INSURANCE COMPANY | Insurance company or agency |
| SECURITY DISTRIBUTORS | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| SIXTH AVENUE REINSURANCE CORPORATION | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PANAGRAM INCOME PARTNERS, LP | Securitized Asset Fund | $6.2M | $0.0M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BOEHLY, TODD, LAWRENCE | Individual | NZC CAPITAL LLC | MEMBER | 11/2014 | > 75% |
| NZC CAPITAL LLC | Domestic Entity | SBT INVESTORS LLC | MEMBER | 12/2014 | > 75% |
| SBT INVESTORS LLC | Domestic Entity | ELDRIDGE INDUSTRIES, LLC | MEMBER | 01/2017 | > 75% |
| ELDRIDGE INDUSTRIES, LLC | Domestic Entity | ELDRIDGE AM HOLDINGS LLC | MEMBER | 11/2017 | > 75% |
| PANAGRAM HOLDINGS, LLC | Domestic Entity | – | SOLE MEMBER | 11/2020 | > 75% |
| ELDRIDGE AM HOLDINGS LLC | Domestic Entity | PANAGRAM HOLDINGS, LLC | MEMBER | 11/2020 | > 75% |
| KIM, JOHN, EMIL | Individual | – | PRINCIPAL | 02/2021 | < 5% |
| KIM, JAMIE, GEEEUN | Individual | – | GENERAL COUNSEL | 02/2021 | < 5% |
| KITCHIN, CRAIG, ROBERT | Individual | – | CHIEF FINANCIAL OFFICER | 10/2021 | < 5% |
| VAN ZILEN, RENEE, DEBRA | Individual | – | CHIEF COMPLIANCE OFFICER | 12/2022 | < 5% |