FINTECH COLLECTIVE MANAGEMENT LLC
Adviser information for FINTECH COLLECTIVE MANAGEMENT LLC last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 17 |
|---|---|
| Investment Advisory/Research | 14 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 14 | $861.1M |
| Non-Discretionary | 0 | $0 |
| Total | 14 | $861.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 13 | $861.1M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 4 |
| No. of Non-U.S. Clients | 23 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121471 |
|---|---|
| SEC ERA File Number | 801-121471 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 288031 |
| Legal Entity Identifier | None |
Principal Office
200 PARK AVENUE SOUTHSUITE 1611
NEW YORK
NY
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 862-370-9344, Fax: 646-480-0904
Chief Compliance Officer
JOE KENNEDY
200 PARK AVENUE SOUTH
SUITE 1611
NEW YORK
NY
United States
Tel:
862-370-9344
J**@*********O
(Full email address available in API data)
Regulatory Contact
BROOKS GIBBINS
MANAGING PARTNER
200 PARK AVENUE SOUTH
SUITE 1611
NEW YORK
NY
United States
Tel:
646-808-9210
B*****@*********O
(Full email address available in API data)
Industry Affiliates
| FINTECH COLLECTIVE CR1 GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE DEFI FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE DEFI FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE FUND II GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE FUND III GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE FUND IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| FINTECH COLLECTIVE OPPORTUNITY FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
| REIMAGINE FUND I GP LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| FINTECH COLLECTIVE DEFI FUND I LP | Venture Capital Fund | $54.7M | $0.0M | 179 |
| FINTECH COLLECTIVE DEFI FUND II LP | Venture Capital Fund | $28.9M | $0.0M | 18 |
| FINTECH COLLECTIVE FUND II LP | Venture Capital Fund | $252.5M | $2.0M | 95 |
| FINTECH COLLECTIVE FUND II-A LP | Venture Capital Fund | $14.2M | $2.0M | 8 |
| FINTECH COLLECTIVE FUND III LP | Venture Capital Fund | $257.6M | $2.0M | 179 |
| FINTECH COLLECTIVE FUND IV LP | Venture Capital Fund | $83.2M | $1.0M | 8 |
| FINTECH COLLECTIVE NY1 LLC | Venture Capital Fund | $12.4M | $0.0M | 25 |
| FINTECH COLLECTIVE OPPORTUNITY FUND I LP | Venture Capital Fund | $81.4M | $0.0M | 46 |
| FINTECH COLLECTIVE PA1 LLC | Venture Capital Fund | $9.1M | $0.0M | 2 |
| FINTECH COLLECTIVE SL LLC | Venture Capital Fund | $21.2M | $0.0M | 36 |
| FINTECH COLLECTIVE W1 LLC | Venture Capital Fund | $0.9M | $0.2M | 4 |
| GSV II LLC | Venture Capital Fund | $13.5M | $2.0M | 2 |
| REIMAGINE FUND I LP | Venture Capital Fund | $27.0M | $0.0M | 14 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| GIBBINS, DONALD, BROOKS | Individual | – | PRESIDENT OF THE MEMBER | 01/2014 | < 5% |
| Jones, Gareth | Individual | – | SECRETARY OF THE MEMBER | 01/2014 | < 5% |
| GIBBINS, DONALD, BROOKS | Individual | FINTECH COLLECTIVE, LLC | PRESIDENT | 08/2017 | 25-50% |
| Jones, Gareth | Individual | FINTECH COLLECTIVE, LLC | SECRETARY | 08/2017 | 25-50% |
| FINTECH COLLECTIVE, LLC | Domestic Entity | – | MEMBER | 08/2017 | > 75% |
| Kennedy, Joseph | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2021 | < 5% |