HMOUNT ASSET MANAGEMENT (HK) LIMITED
Adviser information for HMOUNT ASSET MANAGEMENT (HK) LIMITED last updated from Form ADV on March 22nd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Hong Kong |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $25.5M |
| Non-Discretionary | 1 | $181.9M |
| Total | 2 | $207.4M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 2 | $207.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 50 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121480 |
|---|---|
| SEC ERA File Number | 801-121480 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305937 |
| Legal Entity Identifier | None |
Principal Office
ROOM 1203, 12/F, TWO CHINACHEM CENTRAL26 DES VOEUS ROAD, CENTRAL
HONG KONG
Hong Kong
Monday - Friday, 09:00-18:00
Tel: (852) 2293 2215/ 2293 2216, Fax: None
Chief Compliance Officer
DAN SHAN
CHIEF FINANCIAL OFFICER & EXECUTIVE DIRECTOR
ROOM 1203, 12/F, TWO CHINACHEM CENTRAL
26 DES VOEUS ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
(852) 2293 2215
S******@***********************M
(Full email address available in API data)
Regulatory Contact
YAN TONG
EXECUTIVE DIRECTOR
ROOM 1203, 12/F, TWO CHINACHEM CENTRAL
26 DES VOEUS ROAD, CENTRAL
HONG KONG
Hong Kong
Tel:
(852) 6163 5856
T******@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| MOUNTAIN HOLDINGS LIMITED | Foreign Entity | – | HOLDING COMPANY OF HMOUNT ASSET MANAGEMENT (HK) LIMITED | 07/2015 | 50-75% |
| TONG, YAN | Individual | – | CHIEF EXECUTIVE OFFICER / EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| SHAN, Dan | Individual | – | CHIEF FINANCIAL OFFICER/ CHIEF COMPLIANCE OFFICER/ EXECUTIVE DIRECTOR | 06/2017 | < 5% |
| XIANG, Yun | Individual | – | NON-EXECUTIVE DIRECTOR | 06/2017 | 50-75% |
| SHAN, Dan | Individual | MOUNTAIN HOLDINGS LIMITED | SHAREHOLDER OF MOUNTAIN HOLDINGS LIMITED | 07/2015 | > 75% |
| TONG, YAN | Individual | MOUNTAIN HOLDINGS LIMITED | SHAREHOLDER OF MOUNTAIN HOLDINGS LIMITED | 07/2015 |