HARVEST CAPITAL ASSETS, LLC
Adviser information for HARVEST CAPITAL ASSETS, LLC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | New York, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 294 | $58.0M |
| Non-Discretionary | 0 | $0 |
| Total | 294 | $58.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 210 | $28.0M |
| HNW Individuals | 6 | $30.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMSUB ADVISORY |
Identifiers
| SEC RIA File Number | 801-121485 |
|---|---|
| SEC ERA File Number | 801-121485 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 269951 |
| Legal Entity Identifier | None |
Principal Office
5 OFFSHORE DR#208
EAST AMHERST
NY
United States
MONDAY - SATURDAY, 8:00AM-5:00PM
Tel: (716)-597-8372, Fax: (888)-316-0052
Chief Compliance Officer
DAVID ANDREW CALDWELL
MANAGING MEMBER
5 OFFSHORE DR
#208
EAST AMHERST
NY
United States
Tel:
716-946-7525
D***********@***********************M
(Full email address available in API data)
Regulatory Contact
ALEXANDER LEO SKABRY
MANAGING PARTNER
5 OFFSHORE DR
#208
EAST AMHERST
NY
United States
Tel:
(716) 597-8372
Fax:
(888)-316-0052
A*********@***********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SKABRY, ALEXANDER, L | Individual | – | MANAGING MEMBER | 08/2010 | > 75% |
| Caldwell, David, Andrew | Individual | – | CHIEF COMPLIANCE OFFICER | 01/2021 | < 5% |