TROUTMAN WEALTH MANAGEMENT
TROUTMAN WEALTH MANAGEMENT, LLC Legal Name
Adviser information for TROUTMAN WEALTH MANAGEMENT last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 301 | $117.9M |
| Non-Discretionary | 40 | $1.1M |
| Total | 341 | $119.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 54 | $17.1M |
| HNW Individuals | 39 | $101.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $513,301 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsPension consulting services |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121486 |
|---|---|
| SEC ERA File Number | 801-121486 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 301107 |
| Legal Entity Identifier | None |
Principal Office
101 LINDENWOOD DRIVESUITE 225
MALVERN
PA
United States
Monday - Friday, 9AM - 5PM
Tel: 484-256-7466, Fax: None
Chief Compliance Officer
STEPHEN TROUTMAN
PRESIDENT
101 LINDENWOOD DRIVE
SUITE 225
MALVERN
PA
United States
Tel:
484-256-7466
S****@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TROUTMAN, STEPHEN, MICHAEL | Individual | – | PRESIDENT/CHIEF COMPLIANCE OFFICER | 03/2019 | > 75% |