TETLEY INVESTMENTS, LLC
Adviser information for TETLEY INVESTMENTS, LLC last updated from Form ADV on February 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Illinois, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 497 | $140.4M |
| Non-Discretionary | 20 | $15.7M |
| Total | 517 | $156.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 121 | $68.8M |
| HNW Individuals | 46 | $87.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 101-250 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121491 |
|---|---|
| SEC ERA File Number | 801-121491 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164130 |
| Legal Entity Identifier | None |
Principal Office
444 N NORTHWEST HWY.SUITE 245
PARK RIDGE
IL
United States
Monday - Friday, 9:00 - 5:00 PM
Tel: 773-698-6862, Fax: None
Chief Compliance Officer
GERY SADZEWICZ
CCO
5205 BROOKSHIRE ESTATES DRIVE
PLAINFIELD
IL
United States
Tel:
815-782-1250
G***@*************************M
(Full email address available in API data)
Regulatory Contact
PHILIP TETLEY
MANAGING MEMBER
444 N NORTHWEST HWY
SUITE 245
PARK RIDGE
IL
United States
Tel:
773-698-6862
P***@********************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SADZEWICZ, GERY, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 04/2012 | < 5% |
| TETLEY, PHILIP, PAUL | Individual | – | MANAGING MEMBER | 07/2012 | > 75% |
| KOS, IAN, M | Individual | – | VICE PRESIDENT | 03/2023 | < 5% |