Hedge Fund Database

KEYSTONE PRIVATE WEALTH

KEYSTONE WEALTH SERVICES, LLC Legal Name

Adviser information for KEYSTONE PRIVATE WEALTH last updated from Form ADV on January 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location California, United States

Employees

Total Number of Employees 10
Investment Advisory/Research 9
Registered Broker-Dealer Representatives 7
Registered State Investment Advisers 9
Licensed Agents of an Insurance Company 9
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 959 $513.1M
Non-Discretionary 38 $21.3M
Total 997 $534.4M

Clients

Type Number RAUM
Individuals 0 $0
HNW Individuals 406 $494.3M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $3.6M
Charitable organizations <5 $928,796
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 6 $35.6M
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers)
Compensation % of AUMHourly chargesFixed fees

Identifiers

SEC RIA File Number 801-121495
SEC ERA File Number 801-121495
SEC CIK Numbers 1866189
SEC CRD Numbers 301924
Legal Entity Identifier None

Principal Office

73575 EL PASEO
SUITE 2300
PALM DESERT
CA
United States
Monday - Friday, 9:00AM TO 5:00PM
Tel: (760) 818-7020, Fax: None

Websites

www.linkedin.com/in/alconmjoseph/ www.linkedin.com/in/kurtmortenson/; www.linkedin.com/in/lisa-beaty-99b8b317b/ www.linkedin.com/in/jpwealthjp/ www.linkedin.com/company/keystone-private-wealth-palm-desert/ www.facebook.com/chrisrickfinancialadvisor www.facebook.com/michaelmortensoncypress www.keystoneprivatewealth.com www.linkedin.com/in/shad-lamm-11a87421/ www.linkedin.com/in/mark-thatcher-6b9b9941/ www.linkedin.com/in/carol-e-york-cfp%c2%ae-889a5a193/; www.linkedin.com/in/christopher-rick-cfp%c2%ae-b3291480/; www.linkedin.com/in/michaelmortenson/;

Chief Compliance Officer

SHATTUCK F. LAMM
MANAGING MEMBER
73575 EL PASEO
SUITE 2300
PALM DESERT
CA
United States
Tel: (760) 818-7035
(Full email address available in API data)

Regulatory Contact

MARK THATCHER
MANAGING MEMBER
73575 EL PASEO
SUITE 2300
PALM DESERT
CA
United States
Tel: (760) 818-7033
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
THATCHER, MARK, WILLIAM Individual – MANAGING MEMBER 02/2019 25-50%
LAMM, SHATTUCK, FRANKLIN Individual – MANAGING MEMBER & CHIEF COMPLIANCE OFFICER 02/2019 25-50%

No. Employees, Historic

1050202120222023202420252 on 5/13/20212 on 5/18/20212 on 5/24/20212 on 6/2/20212 on 6/2/20215 on 6/16/20216 on 6/30/20216 on 7/9/20216 on 8/2/20216 on 12/22/20219 on 2/1/20229 on 2/1/20229 on 6/15/20229 on 1/3/202310 on 1/26/202310 on 9/5/202310 on 9/6/202310 on 10/31/202310 on 11/14/202310 on 1/25/202410 on 1/26/202410 on 1/29/2024

RAUM, Historic

600M300M020212022202320242025142300000 on 5/13/2021142300000 on 5/18/2021142300000 on 5/24/2021142300000 on 6/2/2021142300000 on 6/2/2021142300000 on 6/16/2021142300000 on 6/30/2021142300000 on 7/9/2021142300000 on 8/2/2021142300000 on 12/22/2021394590838 on 2/1/2022394590838 on 2/1/2022394590838 on 6/15/2022394590838 on 1/3/2023416706113 on 1/26/2023416706113 on 9/5/2023416706113 on 9/6/2023416706113 on 10/31/2023416706113 on 11/14/2023534389913 on 1/25/2024534389913 on 1/26/2024534389913 on 1/29/2024

No. Clients, Historic

50025002021202220232024202551 on 5/13/202151 on 5/18/202151 on 5/24/202151 on 6/2/202151 on 6/2/202151 on 6/16/202151 on 6/30/202151 on 7/9/202151 on 8/2/202151 on 12/22/2021247 on 2/1/2022247 on 2/1/2022247 on 6/15/2022247 on 1/3/2023346 on 1/26/2023346 on 9/5/2023346 on 9/6/2023346 on 10/31/2023346 on 11/14/2023412 on 1/25/2024412 on 1/26/2024412 on 1/29/2024

Holdings

From latest 13F, filed July 12th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 489K 5K –
ABBVIE INC COM 947K 6K –
ADVANCED MICRO DEVICES INC COM 1M 6K –
ALLEGION PLC ORD SHS 417K 4K –
ALPHABET INC CAP STK CL A 1M 7K –
ALPHABET INC CAP STK CL C 470K 3K –
ALTRIA GROUP INC COM 544K 12K –
AMAZON COM INC COM 3M 16K –
AMGEN INC COM 720K 2K –
APPLE INC COM 15M 71K –
AXT INC COM 684K 202K –
BELPOINTE PREP LLC UNIT RP LTD LB A 901K 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 2M 5K –
BLACKROCK MUNIHLDNGS CALI QL COM 272K 25K –
BOEING CO COM 306K 2K –
BP PLC SPONSORED ADR 261K 7K –
BRISTOL-MYERS SQUIBB CO COM 270K 7K –
BROADCOM INC COM 225K 140 –
CALIFORNIA BANCORP INC COM 564K 26K –
CAMECO CORP COM 238K 5K –
CARDINAL HEALTH INC COM 310K 3K –
CATERPILLAR INC COM 483K 1K –
CENOVUS ENERGY INC COM 236K 12K –
CHEVRON CORP NEW COM 247K 2K –
COCA COLA CO COM 253K 4K –
COINBASE GLOBAL INC COM CL A 398K 2K –
CONOCOPHILLIPS COM 6M 53K –
COSTCO WHSL CORP NEW COM 3M 4K –
CUMMINS INC COM 296K 1K –
DANAHER CORPORATION COM 306K 1K –
DELTA AIR LINES INC DEL COM NEW 230K 5K –
DIMENSIONAL ETF TRUST US CORE EQUITY 2 409K 13K –
DISNEY WALT CO COM 754K 8K –
ELI LILLY & CO COM 700K 774 –
EXXON MOBIL CORP COM 6M 52K –
FIDELITY COVINGTON TRUST BLUE CHIP GRWTH 3M 70K –
FIDELITY COVINGTON TRUST ENHANCED SMALL 1M 43K –
FIDELITY MERRIMACK STR TR TOTAL BD ETF 8M 186K –
FIRST TR EXCH TRADED FD III PFD SECS INC ETF 175K 10K –
FIRST TR EXCH TRADED FD III SHRT DUR MNG MUN 227K 12K –
FIRST TR EXCHANGE-TRADED ALP MID CP GR ALPH 309K 4K –
FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF 1M 16K –
FIRST TR EXCHANGE-TRADED FD DJ INTERNT IDX 249K 1K –
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW 2M 27K –
FIRST TR EXCHANGE-TRADED FD FST LOW OPPT EFT 3M 62K –
FIRST TR EXCHANGE-TRADED FD INTERMEDIATE DUR 255K 13K –
FIRST TR EXCHANGE-TRADED FD RISNG DIVD ACHIV 239K 4K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 954K 34K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 2M 88K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 1M 42K –
FIRST TR EXCHNG TRADED FD VI FT VEST NAS 2M 73K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 472K 13K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S 228K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 406K 12K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 233K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 1M 40K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 1M 41K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 295K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S EQT 538K 16K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 304K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST U.S. 253K 7K –
FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT 3M 73K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 1M 26K –
FIRST TR EXCHNG TRADED FD VI FT VEST US 870K 23K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 954K 27K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 328K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 2M 50K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 321K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 33K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 5M 103K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 4M 80K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 441K 13K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 9M 192K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 360K 9K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 5M 117K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 7M 165K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 3M 63K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 421K 10K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 2M 51K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 35K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 1M 35K –
FIRST TR EXCHNG TRADED FD VI FT VEST US EQT 3M 75K –
FIRST TR EXCHNG TRADED FD VI FT VEST US SMALL 552K 27K –
FIRST TR EXCHNG TRADED FD VI TCW OPPORTUNIS 2M 43K –
FIRST TR LRG CP VL ALPHADEX COM SHS 889K 12K –
FIRST TR LRGE CP CORE ALPHA COM SHS 2M 24K –
FIRST TR MID CAP CORE ALPHAD COM SHS 919K 8K –
FIRST TR NAS100 EQ WEIGHTED SHS 566K 5K –
FIRST TR NASDAQ 100 TECH IND SHS 529K 3K –
FIRST TR SML CP CORE ALPHA F COM SHS 573K 6K –
FIRST TR VALUE LINE DIVID IN SHS 514K 13K –
FIRST TRUST LRGCP GWT ALPHAD COM SHS 1M 11K –
GENERAL MLS INC COM 262K 4K –
GOLDMAN SACHS ETF TR ACCES TREASURY 630K 6K –
HIGHLAND OPPORTUNITIES HIGHLAND INCOME 116K 19K –
HOME DEPOT INC COM 826K 2K –
INDEPENDENCE RLTY TR INC COM 565K 30K –
INGERSOLL RAND INC COM 822K 9K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 344K 8K –
INNOVATOR ETFS TRUST GRWT100 PWR BF 635K 13K –
INNOVATOR ETFS TRUST GRWT100 PWR BUF 363K 6K –
INNOVATOR ETFS TRUST US EQT BUFR APR 548K 13K –
INNOVATOR ETFS TRUST US EQT PWR BUF 355K 10K –
INNOVATOR ETFS TRUST US EQT ULTRA BF 659K 20K –
INNOVATOR ETFS TRUST US EQTY BUFR MAR 210K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BF 3M 94K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 994K 27K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 46K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 31K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 954K 24K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 2M 50K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 1M 35K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 617K 18K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 201K 5K –
INNOVATOR ETFS TRUST US EQTY PWR BUF 4M 119K –
INTUIT COM 479K 729 –
INVESCO EXCHANGE TRADED FD T S&P 500 TOP 50 2M 45K –
INVESCO EXCHANGE TRADED FD T S&P MDCP QUALITY 1M 15K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 788K 5K –
INVESCO EXCHANGE TRADED FD T S&P500 PUR GWT 380K 10K –
INVESCO QQQ TR UNIT SER 1 8M 17K –
IRON MTN INC DEL COM 292K 3K –
ISHARES TR 0-5 YR TIPS ETF 352K 4K –
ISHARES TR 20 YR TR BD ETF 2M 19K –
ISHARES TR CORE S&P MCP ETF 627K 11K –
ISHARES TR CORE S&P SCP ETF 421K 4K –
ISHARES TR CORE S&P TTL STK 1M 9K –
ISHARES TR CORE S&P500 ETF 31M 56K –
ISHARES TR CORE TOTAL USD 4M 94K –
ISHARES TR EAFE GRWTH ETF 1M 14K –
ISHARES TR EAFE VALUE ETF 668K 13K –
ISHARES TR ESG AWR MSCI USA 5M 40K –
ISHARES TR FLTG RATE NT ETF 733K 14K –
ISHARES TR GLOBAL ENERG ETF 386K 9K –
ISHARES TR GLOBAL TECH ETF 909K 11K –
ISHARES TR IBDS DEC28 ETF 424K 17K –
ISHARES TR IBOXX INV CP ETF 1M 14K –
ISHARES TR JPMORGAN USD EMG 402K 5K –
ISHARES TR MSCI EAFE ETF 897K 11K –
ISHARES TR MSCI EMG MKT ETF 204K 5K –
ISHARES TR MSCI USA MIN VOL 1M 15K –
ISHARES TR MSCI USA QLT FCT 4M 22K –
ISHARES TR MSCI USA VALUE 565K 5K –
ISHARES TR NATIONAL MUN ETF 2M 20K –
ISHARES TR PFD AND INCM SEC 665K 21K –
ISHARES TR RUS 1000 ETF 310K 1K –
ISHARES TR RUS 1000 GRW ETF 878K 2K –
ISHARES TR RUS 1000 VAL ETF 1M 9K –
ISHARES TR RUS 2000 GRW ETF 314K 1K –
ISHARES TR RUS 2000 VAL ETF 220K 1K –
ISHARES TR RUS MD CP GR ETF 217K 2K –
ISHARES TR RUSSELL 2000 ETF 1M 7K –
ISHARES TR RUSSELL 3000 ETF 254K 824 –
ISHARES TR S&P 500 GRWT ETF 1M 16K –
ISHARES TR SELECT DIVID ETF 563K 5K –
ISHARES TR SP SMCP600VL ETF 305K 3K –
ISHARES TR U.S. TECH ETF 2M 14K –
ISHARES TR US HLTHCARE ETF 238K 4K –
ISHARES TR US INFRASTRUC 207K 5K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 254K 4K –
JOHNSON & JOHNSON COM 770K 5K –
JPMORGAN CHASE & CO. COM 1M 5K –
LAM RESEARCH CORP COM 286K 269 –
MARRIOTT INTL INC NEW CL A 354K 1K –
MCDONALDS CORP COM 448K 2K –
MERCK & CO INC COM 209K 2K –
META PLATFORMS INC CL A 857K 2K –
MGM RESORTS INTERNATIONAL COM 291K 7K –
MICRON TECHNOLOGY INC COM 261K 2K –
MICROSOFT CORP COM 10M 22K –
MONDELEZ INTL INC CL A 323K 5K –
NORTHERN DYNASTY MINERALS LT COM NEW 7K 21K –
NUVEEN QUALITY MUNCP INCOME COM 149K 13K –
NVIDIA CORPORATION COM 3M 25K –
ORACLE CORP COM 266K 2K –
PARKER-HANNIFIN CORP COM 629K 1K –
PEAKSTONE REALTY TRUST COMMON SHARES 384K 36K –
PEPSICO INC COM 370K 2K –
PFIZER INC COM 279K 10K –
PHILIP MORRIS INTL INC COM 785K 8K –
PHILLIPS 66 COM 2M 18K –
PIMCO ETF TR ACTIVE BD ETF 414K 5K –
PIMCO ETF TR INV GRD CRP BD 385K 4K –
PROCTER AND GAMBLE CO COM 370K 2K –
QUAKER HOUGHTON COM 232K 1K –
QUALCOMM INC COM 504K 3K –
REALTY INCOME CORP COM 214K 4K –
SCHWAB CHARLES CORP COM 254K 3K –
SCHWAB STRATEGIC TR FUNDAMENTAL INTL 1M 39K –
SCHWAB STRATEGIC TR INTL EQTY ETF 369K 10K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 311K 4K –
SCHWAB STRATEGIC TR US LRG CAP ETF 743K 12K –
SCHWAB STRATEGIC TR US MID-CAP ETF 314K 4K –
SCHWAB STRATEGIC TR US SML CAP ETF 268K 6K –
SEAGATE TECHNOLOGY HLDNGS PL ORD SHS 2M 15K –
SELECT SECTOR SPDR TR SBI CONS STPLS 223K 3K –
SELECT SECTOR SPDR TR SBI HEALTHCARE 396K 3K –
SHOPIFY INC CL A 323K 5K –
SPDR DOW JONES INDL AVERAGE UT SER 1 398K 1K –
SPDR INDEX SHS FDS PORTFOLIO DEVLPD 1M 32K –
SPDR S&P 500 ETF TR TR UNIT 8M 14K –
SPDR SER TR BLOOMBERG HIGH Y 327K 3K –
SPDR SER TR PORTFLI HIGH YLD 1M 51K –
SPDR SER TR PORTFOLIO AGRGTE 2M 66K –
SPDR SER TR PORTFOLIO CRPORT 2M 67K –
SPDR SER TR PORTFOLIO S&P400 1M 27K –
SPDR SER TR S&P 600 SMCP GRW 819K 10K –
SPDR SER TR SPDR S&P1500VL 940K 5K –
SPROTT PHYSICAL SILVER TR TR UNIT 175K 18K –
STARBUCKS CORP COM 780K 10K –
SUNCOR ENERGY INC NEW COM 245K 6K –
SYSCO CORP COM 255K 4K –
TARGET CORP COM 443K 3K –
TASEKO MINES LTD COM 37K 15K –
TESLA INC COM 1M 6K –
TRANE TECHNOLOGIES PLC SHS 2M 8K –
VANGUARD BD INDEX FDS TOTAL BND MRKT 592K 8K –
VANGUARD CALIF TAX FREE FDS TAX EXEMPT BD FD 349K 4K –
VANGUARD INDEX FDS GROWTH ETF 299K 798 –
VANGUARD INDEX FDS LARGE CAP ETF 606K 2K –
VANGUARD INDEX FDS MID CAP ETF 736K 3K –
VANGUARD INDEX FDS S&P 500 ETF SHS 5M 10K –
VANGUARD INDEX FDS TOTAL STK MKT 656K 2K –
VANGUARD INDEX FDS VALUE ETF 1M 6K –
VANGUARD SPECIALIZED FUNDS DIV APP ETF 3M 14K –
VANGUARD WHITEHALL FDS HIGH DIV YLD 604K 5K –
VANGUARD WORLD FD INF TECH ETF 216K 375 –
VISA INC COM CL A 889K 3K –
WALMART INC COM 445K 7K –
WASTE MGMT INC DEL COM 217K 1K –
WELLS FARGO CO NEW COM 2M 36K –