ALLIANCE INVESTMENT MANAGEMENT, LLC
Adviser information for ALLIANCE INVESTMENT MANAGEMENT, LLC last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Michigan, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 464 | $139.9M |
| Non-Discretionary | 80 | $22.8M |
| Total | 544 | $162.7M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 100 | $23.4M |
| HNW Individuals | 51 | $113.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $4.2M |
| Pension and profit sharing plans | 8 | $16.9M |
| Charitable organizations | <5 | $1.0M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | <5 | $3.2M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesINVESTMENT CONSULTING |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121504 |
|---|---|
| SEC ERA File Number | 801-121504 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152012 |
| Legal Entity Identifier | None |
Principal Office
507 BALDWIN STJENISON
MI
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: 800-890-1246, Fax: 800-916-1246
Websites
Chief Compliance Officer
THOR W. NELSON
CEO
507 BALDWIN ST
JENISON
MI
United States
Tel:
616-328-6431
Fax:
800-916-1246
T***@*************M
(Full email address available in API data)
Regulatory Contact
DIANE M. CURRIE
SENIOR COMPLIANCE CONSULTANT
2715 WOODWARD AVE.
SUITE 300
DETROIT
MI
United States
Tel:
313-546-6021
D******@******M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| SMITH & ASSOCIATES FINANCIAL FUND, LLC | Private Equity Fund | $4.7M | $0.1M | 15 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| NELSON, THOR, WILLIAM | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2009 | > 75% |
| THOR W. AND LORI A. NELSON TRUST AGREEMENT DATED NOV. 11, 2005 | Domestic Entity | – | MEMBER | 01/2023 | > 75% |
| NELSON, THOR, WILLIAM | Individual | THOR W. AND LORI A. NELSON TRUST AGREEMENT DATED NOV. 11, 2005 | CO-TRUSTEE | 11/2005 | |
| Nelson, Lori, A | Individual | THOR W. AND LORI A. NELSON TRUST AGREEMENT DATED NOV. 11, 2005 | CO-TRUSTEE | 11/2005 | |
| JACOB AND JOLENE HOLTROP TRUST DATED AUGUST 17, 2016 | Domestic Entity | – | MEMBER | 01/2023 | 10-25% |
| HOLTROP, JACOB, LEE | Individual | JACOB AND JOLENE HOLTROP TRUST DATED AUGUST 17, 2016 | CO-TRUSTEE | 08/2016 | 50-75% |
| Holtrop, Jolene, Lynelle | Individual | JACOB AND JOLENE HOLTROP TRUST DATED AUGUST 17, 2016 | CO-TRUSTEE | 08/2016 | 50-75% |