PATHWISE
PATHWISE WEALTH PARTNERS, LLC Legal Name
Adviser information for PATHWISE last updated from Form ADV on February 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 406 | $155.5M |
| Non-Discretionary | 69 | $7.1M |
| Total | 475 | $162.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 44 | $47.4M |
| HNW Individuals | 77 | $110.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $4.5M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
| No. of Financial Planning Clients | 51-100 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Identifiers
| SEC RIA File Number | 801-121506 |
|---|---|
| SEC ERA File Number | 801-121506 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 174215 |
| Legal Entity Identifier | None |
Principal Office
1211 NEWELL AVESUITE 130
WALNUT CREEK
CA
United States
Monday - Friday, 9:00 AM - 6:00 PM
Tel: 925-939-5607, Fax: (925) 464-1214
Websites
Chief Compliance Officer
RYAN WELLS
CHIEF EXECUTIVE OFFICER
1211 NEWELL AVE
SUITE 130
WALNUT CREEK
CA
United States
Tel:
925-939-5607
Fax:
(925) 464-1214
R***@**********O
(Full email address available in API data)
Regulatory Contact
AREK DAMIAN PUZIA
CHIEF INVESTMENT OFFICER
1211 NEWELL AVE
SUITE 130
WALNUT CREEK
CA
United States
Tel:
925-939-5607
Fax:
(925) 464-1214
A***@**********O
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| WELLS, RYAN, PATRICK | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF COMPLIANCE OFFICER | 11/2014 | 50-75% |
| PUZIA, AREK, D | Individual | – | CHIEF INVESTMENT OFFICER | 11/2014 | 50-75% |