STONEGATE INVESTMENT GROUP, LLC
Adviser information for STONEGATE INVESTMENT GROUP, LLC last updated from Form ADV on March 18th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 11 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,750 | $4.0B |
| Non-Discretionary | 822 | $671.0M |
| Total | 2,572 | $4.6B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 749 | $362.7M |
| HNW Individuals | 382 | $3.8B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $51.6M |
| Pension and profit sharing plans | 88 | $36.8M |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 110 | $438.4M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 2 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 11-25 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPension consulting servicesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMFixed fees |
Wrap Fee Program
| Offers Wrap Fee Program | Yes |
|---|
| Acting As | RAUM |
|---|---|
| Sponsor | 0 |
| Portfolio Manager | 0 |
| Both for Same | 4.6B |
| Portfolio Manager to Program | Sponsor |
|---|---|
| STONEGATE WRAP FEE PROGRAM | STONEGATE INVESTMENT GROUP, LLC |
Principal Office
2005 STONEGATE TRAILSUITE # 101
BIRMINGHAM
AL
United States
Monday - Friday, 8:30AM TO 5:00PM
Tel: (205) 963-0840, Fax: None
Chief Compliance Officer
HARRY L. COWLEY
CHIEF COMPLIANCE OFFICER
2005 STONEGATE TRAIL
SUITE # 101
BIRMINGHAM
AL
United States
Tel:
(205) 963-0852
H******@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| STONEGATE CYBER I, LLC | Venture Capital Fund | $3.7M | $0.0M | 36 |
| STONEGATE CYBER II, LLC | Venture Capital Fund | $3.7M | $0.0M | 36 |
| STONEGATE OPPORTUNITY FUND I, LLC | Hedge Fund | $44.3M | $0.1M | 74 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARLESS, KIMBERLY, P | Individual | – | CHIEF OPERATING OFFICER | 07/2021 | < 5% |
| STONEGATE INVESTMENT GROUP HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 04/2021 | > 75% |
| SMITH, TONY, RANDALL | Individual | – | CHIEF EXECUTIVE OFFICER / CHIEF INVESTMENT OFFICER | 07/2021 | < 5% |
| COMPTON, CHRISTOPHER, J | Individual | – | MANAGING DIRECTOR, PARTNER | 07/2021 | < 5% |
| BROWN, MATTHEW, CRISMAN | Individual | – | MANAGING DIRECTOR, PARTNER | 07/2021 | < 5% |
| ALLEN, JAMES, WALTER | Individual | – | CHIEF WEALTH STRATEGIST, PARTNER | 07/2021 | < 5% |
| BLUECUT CAPITAL, LLC | Domestic Entity | STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER | 07/2021 | |
| COMPTON, CHRISTOPHER, J | Individual | BLUECUT CAPITAL, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| YNOT HOLDINGS, LLC | Domestic Entity | STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MANAGING MEMBER | 07/2021 | 25-50% |
| SMITH, TONY, RANDALL | Individual | YNOT HOLDINGS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| BROWNSTONE HOLDINGS, LLC | Domestic Entity | STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER | 07/2021 | |
| BROWN, MATTHEW, CRISMAN | Individual | BROWNSTONE HOLDINGS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| RIVERHILL HOLDINGS, LLC | Domestic Entity | STONEGATE INVESTMENT GROUP HOLDINGS, LLC | MEMBER | 07/2021 | |
| ALLEN, JAMES, WALTER | Individual | RIVERHILL HOLDINGS, LLC | MANAGING MEMBER | 06/2021 | > 75% |
| COWLEY, HARRY, LAWRENCE | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 09/2021 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AIRBNB INC | COM CL A | 319K | 2K | Franklin Templeton |
| ALCON AG | ORD SHS | 271K | 3K | Franklin Templeton |
| AMERICAN INTL GROUP INC | COM NEW | 947K | 13K | Franklin Templeton |
| AMERICAN TOWER CORP NEW | COM | 1M | 6K | Franklin Templeton |
| APOLLO GLOBAL MGMT INC | COM | 894K | 8K | Franklin Templeton |
| ARCOSA INC | COM | 249K | 3K | Franklin Templeton |
| ASML HOLDING N V | N Y REGISTRY SHS | 1M | 1K | Franklin Templeton |
| ATLASSIAN CORPORATION | CL A | 711K | 4K | Franklin Templeton |
| AVALONBAY CMNTYS INC | COM | 560K | 3K | Franklin Templeton |
| BANK AMERICA CORP | COM | 1M | 34K | Franklin Templeton |
| BIOGEN INC | COM | 559K | 2K | Franklin Templeton |
| BOEING CO | COM | 1M | 7K | Franklin Templeton |
| BROADCOM INC | COM | 17M | 10K | Franklin Templeton |
| CANADIAN PACIFIC KANSAS CITY | COM | 260K | 3K | Franklin Templeton |
| CAPITAL ONE FINL CORP | COM | 489K | 4K | Franklin Templeton |
| CHARLES RIV LABS INTL INC | COM | 207K | 1K | Franklin Templeton |
| CIRRUS LOGIC INC | COM | 215K | 2K | Franklin Templeton |
| COCA COLA CO | COM | 15M | 233K | Franklin Templeton |
| CONOCOPHILLIPS | COM | 6M | 54K | Franklin Templeton |
| CONSTELLATION ENERGY CORP | COM | 635K | 3K | Franklin Templeton |
| CORTEVA INC | COM | 438K | 8K | Franklin Templeton |
| CROWDSTRIKE HLDGS INC | CL A | 5M | 12K | Franklin Templeton |
| DISNEY WALT CO | COM | 47M | 469K | Franklin Templeton |
| DOLBY LABORATORIES INC | COM CL A | 231K | 3K | Franklin Templeton |
| DTE ENERGY CO | COM | 244K | 2K | Franklin Templeton |
| EATON CORP PLC | SHS | 2M | 5K | Franklin Templeton |
| EDISON INTL | COM | 285K | 4K | Franklin Templeton |
| ENBRIDGE INC | COM | 723K | 20K | Franklin Templeton |
| EQT CORP | COM | 247K | 7K | Franklin Templeton |
| EQUINIX INC | COM | 359K | 474 | Franklin Templeton |
| EXXON MOBIL CORP | COM | 116M | 1M | Franklin Templeton |
| FIRSTSERVICE CORP NEW | COM | 233K | 2K | Franklin Templeton |
| FREEPORT-MCMORAN INC | CL B | 1M | 30K | Franklin Templeton |
| GE VERNOVA INC | COM | 1M | 6K | Franklin Templeton |
| GILEAD SCIENCES INC | COM | 482K | 7K | Franklin Templeton |
| GRAINGER W W INC | COM | 670K | 743 | Franklin Templeton |
| HAEMONETICS CORP MASS | COM | 214K | 3K | Franklin Templeton |
| HALEON PLC | SPON ADS | 323K | 39K | Franklin Templeton |
| HUBSPOT INC | COM | 3M | 5K | Franklin Templeton |
| INNOSPEC INC | COM | 246K | 2K | Franklin Templeton |
| INTEL CORP | COM | 68M | 2M | Franklin Templeton |
| INTUITIVE SURGICAL INC | COM NEW | 1M | 3K | Franklin Templeton |
| JOHNSON & JOHNSON | COM | 79M | 537K | Franklin Templeton |
| KADANT INC | COM | 255K | 868 | Franklin Templeton |
| KENNEDY-WILSON HOLDINGS INC | COM | 152K | 16K | Franklin Templeton |
| KENVUE INC | COM | 5M | 265K | Franklin Templeton |
| L3HARRIS TECHNOLOGIES INC | COM | 756K | 3K | Franklin Templeton |
| LAUDER ESTEE COS INC | CL A | 257K | 2K | Franklin Templeton |
| LINDE PLC | SHS | 15M | 34K | Franklin Templeton |
| MARSH & MCLENNAN COS INC | COM | 6M | 30K | Franklin Templeton |
| MERCK & CO INC | COM | 3M | 27K | Franklin Templeton |
| METLIFE INC | COM | 449K | 6K | Franklin Templeton |
| MICRON TECHNOLOGY INC | COM | 472K | 4K | Franklin Templeton |
| MKS INSTRS INC | COM | 298K | 2K | Franklin Templeton |
| MONDELEZ INTL INC | CL A | 559K | 9K | Franklin Templeton |
| MONGODB INC | CL A | 2M | 7K | Franklin Templeton |
| MONSTER BEVERAGE CORP NEW | COM | 251K | 5K | Franklin Templeton |
| MORNINGSTAR INC | COM | 226K | 764 | Franklin Templeton |
| MURPHY USA INC | COM | 261K | 555 | Franklin Templeton |
| NETFLIX INC | COM | 790K | 1K | Franklin Templeton |
| NORTHROP GRUMMAN CORP | COM | 4M | 9K | Franklin Templeton |
| ORACLE CORP | COM | 13M | 93K | Franklin Templeton |
| PAYPAL HLDGS INC | COM | 28M | 481K | Franklin Templeton |
| PINTEREST INC | CL A | 3M | 63K | Franklin Templeton |
| PNC FINL SVCS GROUP INC | COM | 410K | 3K | Franklin Templeton |
| PUBLIC STORAGE OPER CO | COM | 420K | 1K | Franklin Templeton |
| QUAKER HOUGHTON | COM | 202K | 1K | Franklin Templeton |
| S&P GLOBAL INC | COM | 743K | 2K | Franklin Templeton |
| SALESFORCE INC | COM | 2M | 8K | Franklin Templeton |
| SAP SE | SPON ADR | 435K | 2K | Franklin Templeton |
| SEAGATE TECHNOLOGY HLDNGS PL | ORD SHS | 457K | 4K | Franklin Templeton |
| SEI INVTS CO | COM | 239K | 4K | Franklin Templeton |
| SHERWIN WILLIAMS CO | COM | 854K | 3K | Franklin Templeton |
| SHOPIFY INC | CL A | 2M | 32K | Franklin Templeton |
| SNOWFLAKE INC | CL A | 1M | 9K | Franklin Templeton |
| STARBUCKS CORP | COM | 5M | 70K | Franklin Templeton |
| STRYKER CORPORATION | COM | 727K | 2K | Franklin Templeton |
| T-MOBILE US INC | COM | 732K | 4K | Franklin Templeton |
| TE CONNECTIVITY LTD | SHS | 691K | 5K | Franklin Templeton |
| TESLA INC | COM | 423K | 2K | Franklin Templeton |
| TEXAS INSTRS INC | COM | 7M | 36K | Franklin Templeton |
| TJX COS INC NEW | COM | 49M | 447K | Franklin Templeton |
| TRACTOR SUPPLY CO | COM | 272K | 1K | Franklin Templeton |
| TRAVELERS COMPANIES INC | COM | 2M | 9K | Franklin Templeton |
| UBER TECHNOLOGIES INC | COM | 866K | 12K | Franklin Templeton |
| UNION PAC CORP | COM | 9M | 42K | Franklin Templeton |
| UNITED PARCEL SERVICE INC | CL B | 5M | 34K | Franklin Templeton |
| VISTRA CORP | COM | 211K | 2K | Franklin Templeton |
| VULCAN MATLS CO | COM | 6M | 23K | Franklin Templeton |
| WALMART INC | COM | 135M | 2M | Franklin Templeton |
| ZOETIS INC | CL A | 492K | 3K | Franklin Templeton |
| ABBOTT LABS | COM | 8M | 79K | Red Granite Zeigler |
| COSTCO WHSL CORP NEW | COM | 73M | 86K | Red Granite Zeigler |
| ECOLAB INC | COM | 2M | 7K | Red Granite Zeigler |
| EDWARDS LIFESCIENCES CORP | COM | 1M | 15K | Red Granite Zeigler |
| EOG RES INC | COM | 11M | 88K | Red Granite Zeigler |
| HONEYWELL INTL INC | COM | 57M | 268K | Red Granite Zeigler |
| JACOBS SOLUTIONS INC | COM | 3M | 19K | Red Granite Zeigler |
| MARRIOTT INTL INC NEW | CL A | 2M | 10K | Red Granite Zeigler |
| MASTERCARD INCORPORATED | CL A | 7M | 16K | Red Granite Zeigler |
| NOVO-NORDISK A S | ADR | 4M | 30K | Red Granite Zeigler |
| OREILLY AUTOMOTIVE INC | COM | 3M | 2K | Red Granite Zeigler |
| PEPSICO INC | COM | 3M | 20K | Red Granite Zeigler |
| ULTA BEAUTY INC | COM | 3M | 7K | Red Granite Zeigler |
| AIRBNB INC | NOTE 3/1 | 12K | 13K | Lord Abbot |
| ALLSTATE CORP | COM | 391K | 2K | Lord Abbot |
| AMERICAN EXPRESS CO | COM | 3M | 11K | Lord Abbot |
| AMERIPRISE FINL INC | COM | 820K | 2K | Lord Abbot |
| ARCH CAP GROUP LTD | ORD | 225K | 2K | Lord Abbot |
| AXON ENTERPRISE INC | NOTE 0.500%12/1 | 18K | 13K | Lord Abbot |
| BENTLEY SYS INC | NOTE 0.125% 1/1 | 38K | 38K | Lord Abbot |
| BILL HOLDINGS INC | NOTE 4/0 | 54K | 64K | Lord Abbot |
| BLOCK INC | NOTE 5/0 | 22K | 25K | Lord Abbot |
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 48K | 23K | Lord Abbot |
| CHEGG INC | NOTE 0.125% 3/1 | 18K | 19K | Lord Abbot |
| CLOUDFLARE INC | NOTE 8/1 | 29K | 32K | Lord Abbot |
| COINBASE GLOBAL INC | NOTE 0.500% 6/0 | 11K | 11K | Lord Abbot |
| CONFLUENT INC | NOTE 1/1 | 16K | 19K | Lord Abbot |
| CYBERARK SOFTWARE LTD | NOTE 11/1 | 21K | 12K | Lord Abbot |
| DATADOG INC | NOTE 0.125% 6/1 | 22K | 15K | Lord Abbot |
| DEXCOM INC | NOTE 0.250%11/1 | 32K | 32K | Lord Abbot |
| DIAMONDBACK ENERGY INC | COM | 244K | 1K | Lord Abbot |
| DOW INC | COM | 277K | 5K | Lord Abbot |
| DRAFTKINGS INC NEW | NOTE 3/1 | 37K | 45K | Lord Abbot |
| DUKE ENERGY CORP NEW | NOTE 4.125% 4/1 | 26K | 26K | Lord Abbot |
| ENPHASE ENERGY INC | NOTE 3/0 | 21K | 25K | Lord Abbot |
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 61K | 63K | Lord Abbot |
| EXPEDIA GROUP INC | NOTE 2/1 | 39K | 42K | Lord Abbot |
| FIVE9 INC | NOTE 0.500% 6/0 | 25K | 26K | Lord Abbot |
| FORD MTR CO DEL | NOTE 3/1 | 17K | 17K | Lord Abbot |
| FRESHPET INC | NOTE 3.000% 4/0 | 22K | 11K | Lord Abbot |
| GRANITE CONSTR INC | NOTE 3.750% 5/1 | 19K | 13K | Lord Abbot |
| GUIDEWIRE SOFTWARE INC | NOTE 1.250% 3/1 | 24K | 19K | Lord Abbot |
| INSMED INC | NOTE 0.750% 6/0 | 25K | 12K | Lord Abbot |
| ITRON INC | NOTE 3/1 | 21K | 21K | Lord Abbot |
| LIVE NATION ENTERTAINMENT IN | NOTE 2.000% 2/1 | 13K | 13K | Lord Abbot |
| LOCKHEED MARTIN CORP | COM | 48M | 103K | Lord Abbot |
| LOWES COS INC | COM | 2M | 11K | Lord Abbot |
| LYFT INC | NOTE 1.500% 5/1 | 24K | 25K | Lord Abbot |
| MARRIOTT VACATIONS WORLDWIDE | NOTE 1/1 | 24K | 26K | Lord Abbot |
| MICROCHIP TECHNOLOGY INC. | NOTE 0.125%11/1 | 25K | 24K | Lord Abbot |
| MORGAN STANLEY | COM NEW | 3M | 35K | Lord Abbot |
| NUVASIVE INC | NOTE 0.375% 3/1 | 60K | 63K | Lord Abbot |
| OKTA INC | NOTE 0.125% 9/0 | 59K | 63K | Lord Abbot |
| ON SEMICONDUCTOR CORP | NOTE 0.500% 3/0 | 13K | 14K | Lord Abbot |
| PARKER-HANNIFIN CORP | COM | 877K | 2K | Lord Abbot |
| PROLOGIS INC. | COM | 62M | 556K | Lord Abbot |
| ROYAL CARIBBEAN GROUP | NOTE 6.000% 8/1 | 48K | 15K | Lord Abbot |
| SAREPTA THERAPEUTICS INC | NOTE 1.250% 9/1 | 17K | 13K | Lord Abbot |
| SCHLUMBERGER LTD | COM STK | 531K | 11K | Lord Abbot |
| SHAKE SHACK INC | NOTE 3/0 | 12K | 14K | Lord Abbot |
| SHIFT4 PMTS INC | NOTE 0.500% 8/0 | 25K | 26K | Lord Abbot |
| SHOPIFY INC | NOTE 0.125%11/0 | 48K | 51K | Lord Abbot |
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 29K | 29K | Lord Abbot |
| SPOTIFY USA INC | NOTE 3/1 | 24K | 25K | Lord Abbot |
| STRIDE INC | NOTE 1.125% 9/0 | 19K | 13K | Lord Abbot |
| UBER TECHNOLOGIES INC | NOTE 12/1 | 27K | 25K | Lord Abbot |
| WAYFAIR INC | NOTE 3.250% 9/1 | 16K | 14K | Lord Abbot |
| ZILLOW GROUP INC | NOTE 2.750% 5/1 | 13K | 13K | Lord Abbot |
| ZTO EXPRESS CAYMAN INC | NOTE 1.500% 9/0 | 13K | 13K | Lord Abbot |
| AMERICAN ELEC PWR CO INC | COM | 616K | 7K | BlackRock |
| BAXTER INTL INC | COM | 285K | 9K | BlackRock |
| BP PLC | SPONSORED ADR | 572K | 16K | BlackRock |
| CARDINAL HEALTH INC | COM | 213K | 2K | BlackRock |
| CHEVRON CORP NEW | COM | 121M | 771K | BlackRock |
| CISCO SYS INC | COM | 71M | 1M | BlackRock |
| CITIGROUP INC | COM NEW | 571K | 9K | BlackRock |
| CROWN CASTLE INC | COM | 2M | 16K | BlackRock |
| CVS HEALTH CORP | COM | 367K | 6K | BlackRock |
| DOLLAR GEN CORP NEW | COM | 271K | 2K | BlackRock |
| FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 2M | 43K | BlackRock |
| FIDELITY NATL INFORMATION SV | COM | 2M | 20K | BlackRock |
| FIRST CTZNS BANCSHARES INC N | CL A | 315K | 187 | BlackRock |
| HP INC | COM | 223K | 6K | BlackRock |
| HUMANA INC | COM | 221K | 590 | BlackRock |
| KRAFT HEINZ CO | COM | 301K | 9K | BlackRock |
| LEIDOS HOLDINGS INC | COM | 213K | 1K | BlackRock |
| PFIZER INC | COM | 3M | 100K | BlackRock |
| SANOFI | SPONSORED ADR | 261K | 5K | BlackRock |
| SPDR SER TR | BLOOMBERG 1-3 MO | 303K | 3K | BlackRock |
| SS&C TECHNOLOGIES HLDGS INC | COM | 238K | 4K | BlackRock |
| UBS GROUP AG | SHS | 433K | 15K | BlackRock |
| UNILEVER PLC | SPON ADR NEW | 224K | 4K | BlackRock |
| VERIZON COMMUNICATIONS INC | COM | 5M | 126K | BlackRock |
| ACCENTURE PLC IRELAND | SHS CLASS A | 10M | 34K | 1,2 |
| AMAZON COM INC | COM | 99M | 515K | 1,2 |
| APPLE INC | COM | 219M | 1M | 1,2 |
| APTIV PLC | SHS | 907K | 13K | 1,2 |
| AUTODESK INC | COM | 4M | 18K | 1,2 |
| HOME DEPOT INC | COM | 86M | 251K | 1,2 |
| INTUIT | COM | 6M | 10K | 1,2 |
| META PLATFORMS INC | CL A | 24M | 47K | 1,2 |
| NVIDIA CORPORATION | COM | 17M | 137K | 1,2 |
| PALO ALTO NETWORKS INC | COM | 75M | 221K | 1,2 |
| SERVICENOW INC | COM | 5M | 7K | 1,2 |
| THERMO FISHER SCIENTIFIC INC | COM | 3M | 5K | 1,2 |
| VERTEX PHARMACEUTICALS INC | COM | 3M | 7K | 1,2 |
| WASTE MGMT INC DEL | COM | 3M | 16K | 1,2 |
| WORKDAY INC | CL A | 4M | 17K | 1,2 |
| ADOBE INC | COM | 5M | 10K | 1,2,3 |
| ALPHABET INC | CAP STK CL A | 156M | 855K | 1,2,3 |
| UNITEDHEALTH GROUP INC | COM | 9M | 17K | 1,2,3 |
| MICROSOFT CORP | COM | 195M | 436K | 1,2,3,4 |
| AIR PRODS & CHEMS INC | COM | 2M | 7K | 1,2,4 |
| ELI LILLY & CO | COM | 51M | 56K | 1,2,4 |
| JOHNSON CTLS INTL PLC | SHS | 2M | 31K | 1,2,4 |
| VISA INC | COM CL A | 88M | 335K | 1,2,4 |
| ABBVIE INC | COM | 6M | 33K | 1,3 |
| BECTON DICKINSON & CO | COM | 1M | 5K | 1,3 |
| FISERV INC | COM | 244K | 2K | 1,3 |
| NEXTERA ENERGY INC | COM | 8M | 114K | 1,3 |
| PROCTER AND GAMBLE CO | COM | 60M | 367K | 1,3 |
| RELIANCE INC | COM | 244K | 854 | 1,3 |
| TARGET CORP | COM | 938K | 6K | 1,3 |
| COMCAST CORP NEW | CL A | 2M | 39K | 1,3,4 |
| JPMORGAN CHASE & CO. | COM | 146M | 721K | 1,3,4 |
| RTX CORPORATION | COM | 3M | 32K | 1,3,4 |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 14M | 80K | 1,3,4 |
| ASTRAZENECA PLC | SPONSORED ADR | 1M | 15K | 1,4 |
| AT&T INC | COM | 1M | 56K | 1,4 |
| DIAGEO PLC | SPON ADR NEW | 554K | 4K | 1,4 |
| EXELON CORP | COM | 365K | 11K | 1,4 |
| GENERAL MTRS CO | COM | 757K | 16K | 1,4 |
| GOLDMAN SACHS GROUP INC | COM | 2M | 4K | 1,4 |
| INTERCONTINENTAL EXCHANGE IN | COM | 504K | 4K | 1,4 |
| MEDTRONIC PLC | SHS | 417K | 5K | 1,4 |
| PPG INDS INC | COM | 458K | 4K | 1,4 |
| SEMPRA | COM | 931K | 12K | 1,4 |
| WILLIAMS COS INC | COM | 1M | 34K | 1,4 |
| GALLAGHER ARTHUR J & CO | COM | 252K | 973 | 3,4 |
| LABCORP HOLDINGS INC | COM SHS | 474K | 2K | 3,4 |
| SHELL PLC | SPON ADS | 826K | 11K | 3,4 |
| WELLS FARGO CO NEW | COM | 3M | 42K | 3,4 |
| AMAZON COM INC | CALL | 495K | – | – |
| CROWDSTRIKE HLDGS INC | CALL | 552K | – | – |
| DECKERS OUTDOOR CORP | CALL | 672K | – | – |
| META PLATFORMS INC | CALL | 820K | – | – |
| PALO ALTO NETWORKS INC | CALL | 262K | – | – |
| PROCTER AND GAMBLE CO | CALL | 2M | – | – |
| SHOPIFY INC | CALL | 420K | – | – |
| 3M CO | COM | 24M | 239K | – |
| ADVANCED MICRO DEVICES INC | COM | 37M | 228K | – |
| ALPHABET INC | CAP STK CL C | 4M | 20K | – |
| ALPS ETF TR | ALERIAN MLP | 530K | 11K | – |
| ALTRIA GROUP INC | COM | 2M | 47K | – |
| AMGEN INC | COM | 80M | 255K | – |
| APPLIED INDL TECHNOLOGIES IN | COM | 504K | 3K | – |
| APPLIED MATLS INC | COM | 1M | 5K | – |
| ARES CAPITAL CORP | COM | 281K | 13K | – |
| ATMOS ENERGY CORP | COM | 207K | 2K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 469K | 2K | – |
| BANCO BILBAO VIZCAYA ARGENTA | SPONSORED ADR | 2M | 187K | – |
| BANK AMERICA CORP | 7.25%CNV PFD L | 638K | 533 | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 117M | 288K | – |
| BHP GROUP LTD | SPONSORED ADS | 2M | 36K | – |
| BIOCRYST PHARMACEUTICALS INC | COM | 306K | 50K | – |
| BLACKROCK INC | COM | 4M | 5K | – |
| BLACKSTONE INC | COM | 2M | 20K | – |
| BLACKSTONE MORTGAGE TRUST IN | NOTE 5.500% 3/1 | 10K | 11K | – |
| BOOKING HOLDINGS INC | COM | 202K | 51 | – |
| BOSTON SCIENTIFIC CORP | COM | 552K | 7K | – |
| BRISTOL-MYERS SQUIBB CO | COM | 1M | 27K | – |
| BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 237K | 8K | – |
| CADENCE BANK | COM | 242K | 9K | – |
| CADENCE DESIGN SYSTEM INC | COM | 995K | 3K | – |
| CATERPILLAR INC | COM | 2M | 6K | – |
| CHEWY INC | CL A | 414K | 15K | – |
| CHIPOTLE MEXICAN GRILL INC | COM | 579K | 9K | – |
| CHUBB LIMITED | COM | 6M | 22K | – |
| CLOUDFLARE INC | CL A COM | 414K | 5K | – |
| CME GROUP INC | COM | 281K | 1K | – |
| COLGATE PALMOLIVE CO | COM | 1M | 12K | – |
| CONAGRA BRANDS INC | COM | 284K | 10K | – |
| CONFLUENT INC | CLASS A COM | 1M | 50K | – |
| COPART INC | COM | 293K | 5K | – |
| CSX CORP | COM | 434K | 13K | – |
| DANAHER CORPORATION | COM | 52M | 210K | – |
| DATADOG INC | CL A COM | 2M | 15K | – |
| DECKERS OUTDOOR CORP | COM | 3M | 3K | – |
| DEERE & CO | COM | 41M | 110K | – |
| DEVON ENERGY CORP NEW | COM | 699K | 15K | – |
| DICKS SPORTING GOODS INC | COM | 431K | 2K | – |
| DOMINION ENERGY INC | COM | 703K | 14K | – |
| DUKE ENERGY CORP NEW | COM NEW | 3M | 26K | – |
| DUPONT DE NEMOURS INC | COM | 493K | 6K | – |
| DYNATRACE INC | COM NEW | 1M | 29K | – |
| EATON VANCE LTD DURATION INC | COM | 181K | 19K | – |
| EMERSON ELEC CO | COM | 967K | 9K | – |
| ENCOMPASS HEALTH CORP | COM | 238K | 3K | – |
| ENERGY TRANSFER L P | COM UT LTD PTN | 541K | 33K | – |
| ENTERPRISE PRODS PARTNERS L | COM | 331K | 11K | – |
| FIDELITY COVINGTON TRUST | ENHANCED LARGE | 388K | 14K | – |
| FLYWIRE CORPORATION | COM VTG | 618K | 38K | – |
| FORD MTR CO DEL | COM | 621K | 50K | – |
| FORTINET INC | COM | 859K | 14K | – |
| GABELLI EQUITY TR INC | COM | 224K | 43K | – |
| GE AEROSPACE | COM NEW | 5M | 31K | – |
| GE HEALTHCARE TECHNOLOGIES I | COMMON STOCK | 76M | 970K | – |
| GENUINE PARTS CO | COM | 2M | 13K | – |
| GLOBAL PMTS INC | COM | 2M | 25K | – |
| GLOBAL X FDS | GLB X MLP ENRG I | 659K | 13K | – |
| GLOBE LIFE INC | COM | 3M | 38K | – |
| HALLIBURTON CO | COM | 290K | 9K | – |
| HARTFORD FINL SVCS GROUP INC | COM | 385K | 4K | – |
| IN8BIO INC | COM | 152K | 180K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 6M | 32K | – |
| INVESCO QQQ TR | UNIT SER 1 | 16M | 33K | – |
| ISHARES INC | CORE MSCI EMKT | 1M | 23K | – |
| ISHARES TR | TIPS BD ETF | 299K | 3K | – |
| ISHARES TR | CORE S&P500 ETF | 61M | 111K | – |
| ISHARES TR | CORE US AGGBD ET | 5M | 53K | – |
| ISHARES TR | S&P 500 VAL ETF | 6M | 35K | – |
| ISHARES TR | MSCI EAFE ETF | 240K | 3K | – |
| ISHARES TR | RUS MDCP VAL ETF | 626K | 5K | – |
| ISHARES TR | RUS MID CAP ETF | 9M | 110K | – |
| ISHARES TR | CORE S&P MCP ETF | 260K | 4K | – |
| ISHARES TR | RUS 1000 GRW ETF | 4M | 12K | – |
| ISHARES TR | RUSSELL 2000 ETF | 2M | 9K | – |
| ISHARES TR | RUSSELL 3000 ETF | 1M | 4K | – |
| ISHARES TR | CORE S&P SCP ETF | 1M | 12K | – |
| ISHARES TR | PFD AND INCM SEC | 217K | 7K | – |
| ISHARES TR | CORE HIGH DV ETF | 215K | 2K | – |
| ISHARES TR | CORE MSCI EAFE | 2M | 27K | – |
| KIMBERLY-CLARK CORP | COM | 361K | 3K | – |
| KINDER MORGAN INC DEL | COM | 391K | 20K | – |
| MANNKIND CORP | COM NEW | 97K | 19K | – |
| MARATHON PETE CORP | COM | 256K | 1K | – |
| MCDONALDS CORP | COM | 10M | 38K | – |
| MERCADOLIBRE INC | COM | 3M | 2K | – |
| MICROSTRATEGY INC | CL A NEW | 523K | 380 | – |
| MID-AMER APT CMNTYS INC | COM | 13M | 92K | – |
| NIKE INC | CL B | 872K | 12K | – |
| NOKIA CORP | SPONSORED ADR | 64K | 17K | – |
| NORFOLK SOUTHN CORP | COM | 4M | 17K | – |
| NUVEEN PFD & INCOME OPPORTUN | COM | 119K | 16K | – |
| OAKTREE SPECIALTY LENDING CO | COM | 216K | 11K | – |
| ODYSSEY MARINE EXPL INC | COM NEW | 612K | 125K | – |
| OKTA INC | CL A | 2M | 16K | – |
| PAYONEER GLOBAL INC | COM | 609K | 110K | – |
| PHILIP MORRIS INTL INC | COM | 1M | 14K | – |
| PHILLIPS 66 | COM | 71M | 502K | – |
| PROSHARES TR | S&P 500 DV ARIST | 385K | 4K | – |
| QUALCOMM INC | COM | 1M | 6K | – |
| REDFIN CORP | COM | 2M | 252K | – |
| REGIONS FINANCIAL CORP NEW | COM | 4M | 177K | – |
| REPUBLIC SVCS INC | COM | 13M | 68K | – |
| RIO TINTO PLC | SPONSORED ADR | 349K | 5K | – |
| ROBLOX CORP | CL A | 990K | 27K | – |
| ROCKWELL AUTOMATION INC | COM | 780K | 3K | – |
| SAMSARA INC | COM CL A | 415K | 12K | – |
| SAUL CTRS INC | COM | 257K | 7K | – |
| SCHWAB STRATEGIC TR | US BRD MKT ETF | 577K | 9K | – |
| SELECT SECTOR SPDR TR | TECHNOLOGY | 505K | 2K | – |
| SENTINELONE INC | CL A | 1M | 50K | – |
| SERVISFIRST BANCSHARES INC | COM | 60M | 953K | – |
| SNAP INC | CL A | 2M | 104K | – |
| SOUTHERN CO | COM | 73M | 939K | – |
| SOUTHSTATE CORPORATION | COM | 299K | 4K | – |
| SPDR GOLD TR | GOLD SHS | 928K | 4K | – |
| SPDR S&P 500 ETF TR | TR UNIT | 2M | 4K | – |
| SPDR SER TR | S&P DIVID ETF | 2M | 12K | – |
| ST JOE CO | COM | 908K | 17K | – |
| SYNOPSYS INC | COM | 302K | 508 | – |
| SYNOVUS FINL CORP | COM NEW | 2M | 53K | – |
| SYSCO CORP | COM | 2M | 30K | – |
| TALOS ENERGY INC | COM | 227K | 19K | – |
| TEXAS PACIFIC LAND CORPORATI | COM | 818K | 1K | – |
| TOYOTA MOTOR CORP | ADS | 217K | 1K | – |
| TRUIST FINL CORP | COM | 209K | 5K | – |
| TRUMP MEDIA & TECHNOLOGY GRO | COM | 263K | 8K | – |
| TWILIO INC | CL A | 1M | 20K | – |
| UNDER ARMOUR INC | CL A | 90K | 13K | – |
| VACASA INC | CL A NEW | 195K | 40K | – |
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 823K | 11K | – |
| VANGUARD INDEX FDS | S&P 500 ETF SHS | 18M | 35K | – |
| VANGUARD INDEX FDS | MID CAP ETF | 1M | 6K | – |
| VANGUARD INDEX FDS | LARGE CAP ETF | 7M | 27K | – |
| VANGUARD INDEX FDS | GROWTH ETF | 2M | 4K | – |
| VANGUARD INDEX FDS | VALUE ETF | 1M | 8K | – |
| VANGUARD INDEX FDS | SMALL CP ETF | 235K | 1K | – |
| VANGUARD INDEX FDS | TOTAL STK MKT | 5M | 18K | – |
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 281K | 4K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS2000IDX | 546K | 7K | – |
| VANGUARD SCOTTSDALE FDS | VNG RUS1000GRW | 299K | 3K | – |
| VANGUARD SPECIALIZED FUNDS | DIV APP ETF | 3M | 15K | – |
| VANGUARD TAX-MANAGED FDS | VAN FTSE DEV MKT | 259K | 5K | – |
| VANGUARD WHITEHALL FDS | HIGH DIV YLD | 221K | 2K | – |
| VANGUARD WORLD FD | MEGA GRWTH IND | 406K | 1K | – |
| VANGUARD WORLD FD | INF TECH ETF | 202K | 351 | – |
| VOYA GLBL EQTY DIV & PREM OP | COM | 51K | 10K | – |
| WD 40 CO | COM | 235K | 1K | – |
| WESTERN ASSET GBL HIGH INC F | COM | 146K | 21K | – |
| WOODWARD INC | COM | 229K | 1K | – |