DREAM U.S. MANAGER LLC
Adviser information for DREAM U.S. MANAGER LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 46 |
|---|---|
| Investment Advisory/Research | 11 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $1.1B |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $1.1B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $1.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121519 |
|---|---|
| SEC ERA File Number | 801-121519 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314547 |
| Legal Entity Identifier | None |
Principal Office
100 ST. PAUL STREETSUITE 300
DENVER
CO
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 303-371-9000, Fax: None
Chief Compliance Officer
DEBORAH STARKMAN
30 ADELAIDE ST E
STE 301
TORONTO
Canada
Tel:
416-365-4124
D********@***********M
(Full email address available in API data)
Industry Affiliates
| DREAM U.S. INDUSTRIAL GP LP | Other investment adviser, including financial plannersCommodity pool operator or commodity trading advisorSponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| DREAM U.S. INDUSTRIAL FUND LP | Hedge Fund | $1,126.1M | $5.0M | 21 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PAULS, BRIAN, DANIEL | Individual | – | DIRECTOR | 04/2021 | < 5% |
| STARKMAN, DEBORAH, JOANNE | Individual | – | CHIEF COMPLIANCE OFFICER/DIRECTOR | 04/2021 | < 5% |
| DREAM REAL ESTATE PRIVATE EQUITY INC. | Foreign Entity | – | SOLE MEMBER | 02/2023 | > 75% |
| DREAM UNLIMITED CORP. | Foreign Entity | DREAM ASSET MANAGEMENT CORPORATION | SOLE SHAREHOLDER | 04/2021 | > 75% |
| SWEET LP | Foreign Entity | DREAM UNLIMITED CORP. | SHAREHOLDER | 04/2021 | 50-75% |
| COOPER, MICHAEL, JAY | Individual | SWEET LP | LIMITED PARTNER | 04/2021 | > 75% |
| SWEET GP, INC. | Foreign Entity | SWEET LP | GENERAL PARTNER | 04/2021 | |
| ROBERT, GILLIS, CONDE | Individual | – | PORTFOLIO MANAGER | 10/2021 | < 5% |
| COOPER, MICHAEL, JAY | Individual | – | DIRECTOR | 04/2021 | < 5% |
| DREAM ASSET MANAGEMENT CORPORATION | Foreign Entity | DREAM REAL ESTATE PRIVATE EQUITY INC. | SOLE SHAREHOLDER | 02/2023 | > 75% |