RICHWOOD INVESTMENT ADVISORS, LLC

Adviser information for RICHWOOD INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Ohio, United States

Employees

Total Number of Employees 3
Investment Advisory/Research 3
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 3
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 453 $123.1M
Non-Discretionary 0 $0
Total 453 $123.1M

Clients

Type Number RAUM
Individuals 90 $24.6M
HNW Individuals 64 $98.5M
Banking or thrift institutions 0 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans 0 $0
Charitable organizations 0 $0
State or municipal gov entities 0 $0
Other investment advisers 0 $0
Insurance companies 0 $0
Sovereign wealth funds and foreign official institutions 0 $0
Corporations or other businesses 0 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 0
No. of Non-U.S. Clients 0
No. of Financial Planning Clients 0

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businesses
Compensation % of AUM

Identifiers

SEC RIA File Number 801-121520
SEC ERA File Number 801-121520
SEC CIK Numbers 1911900
SEC CRD Numbers 153550
Legal Entity Identifier None

Principal Office

5082 WOOSTER ROAD
SUITE 100
CINCINNATI
OH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (513) 871-0123, Fax: (513) 871-0124

Chief Compliance Officer

DEBORA CALEY
PRESIDENT/CIO/CCO
5082 WOOSTER ROAD
SUITE 100
CINCINNATI
OH
United States
Tel: (513) 871-0123
Fax: 513-871-0124
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
CALEY, DEBORA, ANN Individual MANAGING MEMBER/CHIEF COMPLIANCE OFFICER 03/2010 > 75%

No. Employees, Historic

1050202120222023202420252 on 5/17/20212 on 3/22/20222 on 5/10/20224 on 3/9/20234 on 7/21/20234 on 11/22/20234 on 1/17/20243 on 3/26/2024

RAUM, Historic

200M100M020212022202320242025105788059 on 5/17/2021120312261 on 3/22/2022120312261 on 5/10/2022114738410 on 3/9/2023114738410 on 7/21/2023114738410 on 11/22/2023114738410 on 1/17/2024123097078 on 3/26/2024

No. Clients, Historic

200100020212022202320242025125 on 5/17/2021128 on 3/22/2022128 on 5/10/2022138 on 3/9/2023138 on 7/21/2023138 on 11/22/2023138 on 1/17/2024154 on 3/26/2024

Holdings

From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBOTT LABS COM 466K 4K
ABBVIE INC COM 260K 2K
ADOBE INC COM 687K 1K
AFLAC INC COM 654K 7K
ALLSTATE CORP COM 253K 2K
AMERICAN ELEC PWR CO INC COM 307K 3K
AMERICAN EXPRESS CO COM 790K 3K
AMGEN INC COM 1M 4K
APPLE INC COM 3M 12K
AUTOMATIC DATA PROCESSING IN COM 540K 2K
BIOGEN INC COM 893K 4K
BOEING CO COM 916K 5K
BRISTOL-MYERS SQUIBB CO COM 512K 12K
C H ROBINSON WORLDWIDE INC COM NEW 227K 3K
CAPITAL ONE FINL CORP COM 555K 4K
CATERPILLAR INC COM 828K 2K
CHEVRON CORP NEW COM 369K 2K
CITIGROUP INC COM NEW 286K 5K
CLOROX CO DEL COM 585K 4K
COCA COLA CO COM 632K 10K
COLGATE PALMOLIVE CO COM 404K 4K
CONOCOPHILLIPS COM 579K 5K
CONSOLIDATED EDISON INC COM 457K 5K
COSTCO WHSL CORP NEW COM 2M 2K
CVS HEALTH CORP COM 204K 3K
DEERE & CO COM 618K 2K
DELTA AIR LINES INC DEL COM NEW 494K 10K
DOW INC COM 239K 4K
DUPONT DE NEMOURS INC COM 296K 4K
EATON CORP PLC SHS 1M 3K
ECOLAB INC COM 313K 1K
ELEVANCE HEALTH INC COM 1M 2K
ELI LILLY & CO COM 6M 7K
EXXON MOBIL CORP COM 1M 11K
FASTENAL CO COM 518K 8K
FEDEX CORP COM 573K 2K
FISERV INC COM 250K 2K
GENERAL DYNAMICS CORP COM 1M 3K
GILEAD SCIENCES INC COM 495K 7K
HOME DEPOT INC COM 1M 4K
ILLINOIS TOOL WKS INC COM 273K 1K
INTEL CORP COM 280K 9K
INTERNATIONAL PAPER CO COM 343K 8K
INVESCO EXCH TRADED FD TR II S&P500 LOW VOL 232K 4K
ISHARES TR MSCI EAFE ETF 2M 32K
ISHARES TR CORE S&P MCP ETF 8M 129K
ISHARES TR SELECT DIVID ETF 2M 13K
ISHARES TR PFD AND INCM SEC 726K 23K
ISHARES TR SP SMCP600VL ETF 558K 6K
ISHARES TR CORE HIGH DV ETF 499K 5K
ISHARES TR CORE S&P TTL STK 224K 2K
ISHARES TR MRGSTR SM CP ETF 657K 12K
ISHARES TR CORE S&P SCP ETF 7M 69K
ISHARES TR MRGSTR MD CP GRW 272K 4K
ISHARES TR CORE S&P500 ETF 18M 34K
JOHNSON & JOHNSON COM 491K 3K
JONES LANG LASALLE INC COM 352K 2K
JPMORGAN CHASE & CO. COM 447K 2K
KIMBERLY-CLARK CORP COM 669K 5K
LEAR CORP COM NEW 324K 3K
LOCKHEED MARTIN CORP COM 2M 3K
LOWES COS INC COM 1M 6K
MASTERCARD INCORPORATED CL A 2M 4K
MCDONALDS CORP COM 1M 5K
MCKESSON CORP COM 344K 590
MEDTRONIC PLC SHS 446K 6K
MERCK & CO INC COM 2M 17K
METLIFE INC COM 361K 5K
MICROSOFT CORP COM 1M 3K
MORGAN STANLEY COM NEW 394K 4K
NORFOLK SOUTHN CORP COM 214K 999
NORTHROP GRUMMAN CORP COM 1M 3K
ORACLE CORP COM 888K 6K
PAYCHEX INC COM 207K 2K
PEPSICO INC COM 1M 6K
PFIZER INC COM 508K 18K
PHILIP MORRIS INTL INC COM 202K 2K
PHILLIPS 66 COM 635K 4K
PROCTER AND GAMBLE CO COM 779K 5K
PUBLIC STORAGE OPER CO COM 222K 774
SELECT SECTOR SPDR TR SBI HEALTHCARE 320K 2K
SERVICENOW INC COM 4M 5K
SNAP ON INC COM 789K 3K
SOUTHERN CO COM 601K 8K
SPDR SER TR S&P 600 SMCP VAL 442K 6K
SPDR SER TR S&P DIVID ETF 1M 10K
SYSCO CORP COM 269K 4K
THERMO FISHER SCIENTIFIC INC COM 404K 730
TRACTOR SUPPLY CO COM 1M 5K
UNION PAC CORP COM 445K 2K
UNITED PARCEL SERVICE INC CL B 204K 1K
UNITEDHEALTH GROUP INC COM 3M 5K
VANGUARD ADMIRAL FDS INC 500 GRTH IDX F 272K 815
VANGUARD WHITEHALL FDS HIGH DIV YLD 705K 6K
VERIZON COMMUNICATIONS INC COM 708K 17K
VISA INC COM CL A 3M 10K
WASTE MGMT INC DEL COM 771K 4K
WELLS FARGO CO NEW COM 806K 14K
WELLTOWER INC COM 714K 7K
YUM BRANDS INC COM 400K 3K