RICHWOOD INVESTMENT ADVISORS, LLC
Adviser information for RICHWOOD INVESTMENT ADVISORS, LLC last updated from Form ADV on March 26th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Limited Liability Company |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | Ohio, United States |
Employees
Total Number of Employees | 3 |
---|---|
Investment Advisory/Research | 3 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 3 |
Licensed Agents of an Insurance Company | 0 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 453 | $123.1M |
Non-Discretionary | 0 | $0 |
Total | 453 | $123.1M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 90 | $24.6M |
HNW Individuals | 64 | $98.5M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | 0 | $0 |
Charitable organizations | 0 | $0 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 0 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUM |
Principal Office
5082 WOOSTER ROADSUITE 100
CINCINNATI
OH
United States
Monday - Friday, BY APPOINTMENT ONLY
Tel: (513) 871-0123, Fax: (513) 871-0124
Websites
Chief Compliance Officer
DEBORA CALEY
PRESIDENT/CIO/CCO
5082 WOOSTER ROAD
SUITE 100
CINCINNATI
OH
United States
Tel:
(513) 871-0123
Fax:
513-871-0124
D*****@*************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
---|
None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
CALEY, DEBORA, ANN | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 03/2010 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed July 26th, 2024 for period ending June 30th, 2024
Name | Class | Value $USD | # Shares | Private Fund |
---|---|---|---|---|
ABBOTT LABS | COM | 466K | 4K | – |
ABBVIE INC | COM | 260K | 2K | – |
ADOBE INC | COM | 687K | 1K | – |
AFLAC INC | COM | 654K | 7K | – |
ALLSTATE CORP | COM | 253K | 2K | – |
AMERICAN ELEC PWR CO INC | COM | 307K | 3K | – |
AMERICAN EXPRESS CO | COM | 790K | 3K | – |
AMGEN INC | COM | 1M | 4K | – |
APPLE INC | COM | 3M | 12K | – |
AUTOMATIC DATA PROCESSING IN | COM | 540K | 2K | – |
BIOGEN INC | COM | 893K | 4K | – |
BOEING CO | COM | 916K | 5K | – |
BRISTOL-MYERS SQUIBB CO | COM | 512K | 12K | – |
C H ROBINSON WORLDWIDE INC | COM NEW | 227K | 3K | – |
CAPITAL ONE FINL CORP | COM | 555K | 4K | – |
CATERPILLAR INC | COM | 828K | 2K | – |
CHEVRON CORP NEW | COM | 369K | 2K | – |
CITIGROUP INC | COM NEW | 286K | 5K | – |
CLOROX CO DEL | COM | 585K | 4K | – |
COCA COLA CO | COM | 632K | 10K | – |
COLGATE PALMOLIVE CO | COM | 404K | 4K | – |
CONOCOPHILLIPS | COM | 579K | 5K | – |
CONSOLIDATED EDISON INC | COM | 457K | 5K | – |
COSTCO WHSL CORP NEW | COM | 2M | 2K | – |
CVS HEALTH CORP | COM | 204K | 3K | – |
DEERE & CO | COM | 618K | 2K | – |
DELTA AIR LINES INC DEL | COM NEW | 494K | 10K | – |
DOW INC | COM | 239K | 4K | – |
DUPONT DE NEMOURS INC | COM | 296K | 4K | – |
EATON CORP PLC | SHS | 1M | 3K | – |
ECOLAB INC | COM | 313K | 1K | – |
ELEVANCE HEALTH INC | COM | 1M | 2K | – |
ELI LILLY & CO | COM | 6M | 7K | – |
EXXON MOBIL CORP | COM | 1M | 11K | – |
FASTENAL CO | COM | 518K | 8K | – |
FEDEX CORP | COM | 573K | 2K | – |
FISERV INC | COM | 250K | 2K | – |
GENERAL DYNAMICS CORP | COM | 1M | 3K | – |
GILEAD SCIENCES INC | COM | 495K | 7K | – |
HOME DEPOT INC | COM | 1M | 4K | – |
ILLINOIS TOOL WKS INC | COM | 273K | 1K | – |
INTEL CORP | COM | 280K | 9K | – |
INTERNATIONAL PAPER CO | COM | 343K | 8K | – |
INVESCO EXCH TRADED FD TR II | S&P500 LOW VOL | 232K | 4K | – |
ISHARES TR | MSCI EAFE ETF | 2M | 32K | – |
ISHARES TR | CORE S&P MCP ETF | 8M | 129K | – |
ISHARES TR | SELECT DIVID ETF | 2M | 13K | – |
ISHARES TR | PFD AND INCM SEC | 726K | 23K | – |
ISHARES TR | SP SMCP600VL ETF | 558K | 6K | – |
ISHARES TR | CORE HIGH DV ETF | 499K | 5K | – |
ISHARES TR | CORE S&P TTL STK | 224K | 2K | – |
ISHARES TR | MRGSTR SM CP ETF | 657K | 12K | – |
ISHARES TR | CORE S&P SCP ETF | 7M | 69K | – |
ISHARES TR | MRGSTR MD CP GRW | 272K | 4K | – |
ISHARES TR | CORE S&P500 ETF | 18M | 34K | – |
JOHNSON & JOHNSON | COM | 491K | 3K | – |
JONES LANG LASALLE INC | COM | 352K | 2K | – |
JPMORGAN CHASE & CO. | COM | 447K | 2K | – |
KIMBERLY-CLARK CORP | COM | 669K | 5K | – |
LEAR CORP | COM NEW | 324K | 3K | – |
LOCKHEED MARTIN CORP | COM | 2M | 3K | – |
LOWES COS INC | COM | 1M | 6K | – |
MASTERCARD INCORPORATED | CL A | 2M | 4K | – |
MCDONALDS CORP | COM | 1M | 5K | – |
MCKESSON CORP | COM | 344K | 590 | – |
MEDTRONIC PLC | SHS | 446K | 6K | – |
MERCK & CO INC | COM | 2M | 17K | – |
METLIFE INC | COM | 361K | 5K | – |
MICROSOFT CORP | COM | 1M | 3K | – |
MORGAN STANLEY | COM NEW | 394K | 4K | – |
NORFOLK SOUTHN CORP | COM | 214K | 999 | – |
NORTHROP GRUMMAN CORP | COM | 1M | 3K | – |
ORACLE CORP | COM | 888K | 6K | – |
PAYCHEX INC | COM | 207K | 2K | – |
PEPSICO INC | COM | 1M | 6K | – |
PFIZER INC | COM | 508K | 18K | – |
PHILIP MORRIS INTL INC | COM | 202K | 2K | – |
PHILLIPS 66 | COM | 635K | 4K | – |
PROCTER AND GAMBLE CO | COM | 779K | 5K | – |
PUBLIC STORAGE OPER CO | COM | 222K | 774 | – |
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 320K | 2K | – |
SERVICENOW INC | COM | 4M | 5K | – |
SNAP ON INC | COM | 789K | 3K | – |
SOUTHERN CO | COM | 601K | 8K | – |
SPDR SER TR | S&P 600 SMCP VAL | 442K | 6K | – |
SPDR SER TR | S&P DIVID ETF | 1M | 10K | – |
SYSCO CORP | COM | 269K | 4K | – |
THERMO FISHER SCIENTIFIC INC | COM | 404K | 730 | – |
TRACTOR SUPPLY CO | COM | 1M | 5K | – |
UNION PAC CORP | COM | 445K | 2K | – |
UNITED PARCEL SERVICE INC | CL B | 204K | 1K | – |
UNITEDHEALTH GROUP INC | COM | 3M | 5K | – |
VANGUARD ADMIRAL FDS INC | 500 GRTH IDX F | 272K | 815 | – |
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 705K | 6K | – |
VERIZON COMMUNICATIONS INC | COM | 708K | 17K | – |
VISA INC | COM CL A | 3M | 10K | – |
WASTE MGMT INC DEL | COM | 771K | 4K | – |
WELLS FARGO CO NEW | COM | 806K | 14K | – |
WELLTOWER INC | COM | 714K | 7K | – |
YUM BRANDS INC | COM | 400K | 3K | – |