KARAGOSIAN FINANCIAL SERVICES, INC

Adviser information for KARAGOSIAN FINANCIAL SERVICES, INC last updated from Form ADV on March 7th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization	Corporation
Fiscal Year End	DECEMBER
Legal Location	New Jersey, United States

Employees

Total Number of Employees	2
Investment Advisory/Research	2
Registered Broker-Dealer Representatives	2
Registered State Investment Advisers	2
Licensed Agents of an Insurance Company	0
No. of Firms/People that Solicit Clients	1

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	50	$23.3M
Non-Discretionary	4	$2.0M
Total	54	$25.3M

Clients

Type	Number	RAUM
Individuals	36	$7.3M
HNW Individuals	16	$16.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	0	$0
Charitable organizations	<5	$1.3M
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	0	$0
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	2
No. of Financial Planning Clients	0

Services

Advisory Services	Portfolio management for individuals and/or small businesses
Compensation	% of AUM

Identifiers

SEC RIA File Number	801-121523
SEC ERA File Number	801-121523
SEC CIK Numbers	None
SEC CRD Numbers	124532
Legal Entity Identifier	None

Principal Office

1 BALTIC PLACE 201D
CROTON ON HUDSON
NY
United States

Monday - Friday, 9:00 A.M. - 5:00 P.M.

Tel: 212-213-1898, Fax: 646-233-0684

Websites

www.toinvest.com

Chief Compliance Officer

SEAVER THOMAS WANG

PRESIDENT

1 BALTIC PLACE 201D

CROTON ON HUDSON

United States

Tel: 2122131898

Fax: 646-233-0684

S****@***********M

(Full email address available in API data)

Regulatory Contact