ORBA WEALTH ADVISORS, LLC

Advisory Business

Type of Organization	Limited Liability Company
Fiscal Year End	MAY
Legal Location	Illinois, United States

Employees

Total Number of Employees	9
Investment Advisory/Research	8
Registered Broker-Dealer Representatives	1
Registered State Investment Advisers	8
Licensed Agents of an Insurance Company	3
No. of Firms/People that Solicit Clients	0

RAUM

Provides Management of Securities Portfolios	Yes

Type	Accounts	RAUM
Discretionary	339	$159.6M
Non-Discretionary	3	$2.9M
Total	342	$162.5M

Clients

Type	Number	RAUM
Individuals	73	$18.8M
HNW Individuals	85	$139.7M
Banking or thrift institutions	0	$0
Investment companies	0	$0
Business development companies	0	$0
Pooled investment vehicles	0	$0
Pension and profit sharing plans	8	$3.9M
Charitable organizations	0	$0
State or municipal gov entities	0	$0
Other investment advisers	0	$0
Insurance companies	0	$0
Sovereign wealth funds and foreign official institutions	0	$0
Corporations or other businesses	3	$129,149
Other	0	$0

Type	Number
No. of Non-RAUM Clients	0
No. of Non-U.S. Clients	0
No. of Financial Planning Clients	101-250

Services

Advisory Services	Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsSelection of other advisers (including private fund managers)
Compensation	% of AUMHourly chargesFixed fees
Other Business Activities	Accountant or accounting firm

Wrap Fee Program

Offers Wrap Fee Program	Yes

Acting As	RAUM
Sponsor	0
Portfolio Manager	0
Both for Same	111.7M

Portfolio Manager to Program	Sponsor
ORBA WEALTH ADVISORS WRAP FEE PROGRAM	ORBA WEALTH ADVISORS, LLC

Identifiers

SEC RIA File Number	801-121526
SEC ERA File Number	801-121526
SEC CIK Numbers	2010248
SEC CRD Numbers	297351
Legal Entity Identifier	None

Principal Office

455 N. CITYFRONT PLAZA DRIVE
SUITE 1610
CHICAGO
IL
United States

Websites

Chief Compliance Officer

No. Employees, Historic

RAUM, Historic

No. Clients, Historic