PACIFIC ASSET MANAGEMENT
PACIFIC CAPITAL PARTNERS LIMITED Legal Name
Adviser information for PACIFIC ASSET MANAGEMENT last updated from Form ADV on September 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | United Kingdom |
Employees
| Total Number of Employees | 48 |
|---|---|
| Investment Advisory/Research | 18 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 31 | $4.1B |
| Non-Discretionary | 25 | $635.4M |
| Total | 56 | $4.7B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 19 | $4.1B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 37 | $613.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
Services
| Advisory Services | Portfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121528 |
|---|---|
| SEC ERA File Number | 801-121528 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 305066 |
| Legal Entity Identifier | 5493003HJLKER4CD8821 |
Principal Office
1 PORTLAND PLACELONDON
United Kingdom
Monday - Friday, 8AM TO 6PM UTC
Tel: +44 203 970 3100, Fax: None
Chief Compliance Officer
AMRUSTA BLIGNAUT
CCO AND EXECUTIVE DIRECTOR
1 PORTLAND PLACE
LONDON
United Kingdom
Tel:
+44 203 790 2955
A********@**************K
(Full email address available in API data)
Regulatory Contact
JAMES DAVIDSON
COO AND EXECUTIVE DIRECTOR
1 PORTLAND PLACE
LONDON
United Kingdom
Tel:
+44 203 790 2956
J********@**************K
(Full email address available in API data)
Industry Affiliates
| NORTH OF SOUTH CAPITAL LLP | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| PACIFIC NORTH OF SOUTH EM ALL CAP EQUITY FUND | LONG ONLY EQUITY | $36.2M | $0.1M | 2 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| BLIGNAUT, AMRUSTA, NMN | Individual | – | CHIEF COMPLIANCE OFFICER AND EXECUTIVE DIRECTOR | 09/2015 | < 5% |
| BECKWITH, HENRY, JOHN | Individual | – | NON-EXECUTIVE DIRECTOR | 07/2020 | < 5% |
| LAMB, MATTHEW, CHARLES WILLIAM | Individual | – | CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR | 12/2016 | < 5% |
| PACIFIC INVESTMENTS MANAGEMENT LIMITED | Foreign Entity | – | SHAREHOLDER | 05/2021 | > 75% |
| PACIFIC INVESTMENTS LIMITED | Foreign Entity | PACIFIC INVESTMENTS MANAGEMENT LIMITED | SHAREHOLDER | 01/2002 | > 75% |
| BECKWITH, JOHN, LIONEL | Individual | PACIFIC INVESTMENTS LIMITED | SHAREHOLDER | 08/1994 | > 75% |
| DAVIDSON, JAMES, DANIEL | Individual | – | CHIEF OPERATING OFFICER AND EXECUTIVE DIRECTOR | 08/2019 | < 5% |
| EYLES, TIMOTHY, GEORGE | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2020 | < 5% |
| Jones, Michael, Daryl | Individual | – | CHIEF FINANCIAL OFFICER | 06/2022 | < 5% |
| SWEENEY, NEIL, WILLIAM | Individual | – | NON-EXECUTIVE DIRECTOR | 11/2022 | < 5% |