CORDOBA ADVISORY PARTNERS LLC
Adviser information for CORDOBA ADVISORY PARTNERS LLC last updated from Form ADV on March 29th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 10 |
|---|---|
| Investment Advisory/Research | 6 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 6 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 89 | $984.2M |
| Non-Discretionary | 24 | $530.9M |
| Total | 113 | $1.5B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 49 | $1.5B |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 3 | $15.0M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 99 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPortfolio management for pooled investment vehiclesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMHourly chargesFixed feesPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121538 |
|---|---|
| SEC ERA File Number | 801-121538 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 310199 |
| Legal Entity Identifier | None |
Principal Office
488 MADISON AVENUE24TH FLOOR
NEW YORK
NY
United States
Monday - Friday, BY APPOINTMENT
Tel: (917) 746-4806, Fax: None
Chief Compliance Officer
NATASHA-CHRISTINA N. AKDA
COO & CHIEF LEGAL OFFICER
488 MADISON AVENUE
24TH FLOOR
NEW YORK
NY
United States
Tel:
(917) 746-4806
N**@*****************O
(Full email address available in API data)
Regulatory Contact
RICHARD CHEN
COUNSEL
909 THIRD AVENUE
#8236
NEW YORK
NY
United States
Tel:
(917) 773-8326
R***@*********************M
(Full email address available in API data)
Industry Affiliates
| ALPHECCA CAPITAL INC | Sponsor, GP, manager of pooled investment vehicles |
| CORDOBA CAPITAL PARTNERS, LLC | Other investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| CAP UNCORRELATED FUND LTD | UNCORRELATED ASSETS | $6.0M | $0.1M | 7 |
| KLAROPP I LLC | Private Equity Fund | $3.5M | $0.1M | 7 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| Akda, Natasha-Christina, Nadeem | Individual | – | CHIEF COMPLIANCE OFFICER / CHIEF OPERATING OFFICER / CHIEF LEGAL COUNSEL | 05/2021 | < 5% |
| CORDOBA INTERNATIONAL HOLDINGS, LLC | Domestic Entity | – | MANAGING MEMBER | 05/2021 | > 75% |
| QAUS INVESTMENTS LLC | Domestic Entity | CORDOBA INTERNATIONAL HOLDINGS, LLC | MANAGING MEMBER | 05/2021 | > 75% |
| SARAFA, RAMI, RYAN | Individual | – | CHIEF EXECUTIVE OFFICER AND PORTFOLIO MANAGER | 09/2021 | < 5% |
| SARAFA, RAMI, RYAN | Individual | QAUS INVESTMENTS LLC | MANAGING MEMBER | 09/2021 | > 75% |