MICHAEL TRAXLER WEALTH MANAGEMENT, LLC
Adviser information for MICHAEL TRAXLER WEALTH MANAGEMENT, LLC last updated from Form ADV on February 20th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Minnesota, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 909 | $141.1M |
| Non-Discretionary | 0 | $0 |
| Total | 909 | $141.1M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 346 | $86.8M |
| HNW Individuals | 24 | $51.0M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $3.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly charges |
Identifiers
| SEC RIA File Number | 801-121539 |
|---|---|
| SEC ERA File Number | 801-121539 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 285427 |
| Legal Entity Identifier | None |
Principal Office
222 MAIN ST. E.NEW PRAGUE
MN
United States
Monday - Friday, 8-4
Tel: 952-758-8060, Fax: 952-758-8061
Chief Compliance Officer
COLLEEN TRAXLER
222 MAIN ST. E. PO BOX 181
NEW PRAGUE
MN
United States
Tel:
952-758-8060
Fax:
952-758-8061
C******@****************M
(Full email address available in API data)
Regulatory Contact
MICHAEL TRAXLER
OWNER
222 MAIN ST. E. PO BOX 181
NEW PRAGUE
MN
United States
Tel:
952-758-8060
Fax:
952-758-8061
M******@****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| TRAXLER, MICHAEL, P. | Individual | – | MANAGING MEMBER/INVESTMENT ADVISOR REPRESENTATIVE | 05/2005 | > 75% |
| Traxler, Colleen | Individual | – | CHIEF COMPLIANCE OFFICER | 10/2023 | < 5% |