MOUNTAIN PASS PLANNING
MOUNTAIN PASS PLANNING CORPORATION Legal Name
Adviser information for MOUNTAIN PASS PLANNING last updated from Form ADV on March 23rd, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
Type of Organization | Corporation |
---|---|
Fiscal Year End | DECEMBER |
Legal Location | New York, United States |
Employees
Total Number of Employees | 1 |
---|---|
Investment Advisory/Research | 1 |
Registered Broker-Dealer Representatives | 0 |
Registered State Investment Advisers | 1 |
Licensed Agents of an Insurance Company | 1 |
No. of Firms/People that Solicit Clients | 0 |
RAUM
Provides Management of Securities Portfolios | Yes |
---|
Type | Accounts | RAUM |
---|---|---|
Discretionary | 223 | $53.8M |
Non-Discretionary | 0 | $0 |
Total | 223 | $53.8M |
Clients
Type | Number | RAUM |
---|---|---|
Individuals | 95 | $23.2M |
HNW Individuals | 21 | $29.6M |
Banking or thrift institutions | 0 | $0 |
Investment companies | 0 | $0 |
Business development companies | 0 | $0 |
Pooled investment vehicles | 0 | $0 |
Pension and profit sharing plans | <5 | $1.0M |
Charitable organizations | <5 | $26,393 |
State or municipal gov entities | 0 | $0 |
Other investment advisers | 0 | $0 |
Insurance companies | 0 | $0 |
Sovereign wealth funds and foreign official institutions | 0 | $0 |
Corporations or other businesses | 0 | $0 |
Other | 0 | $0 |
Type | Number |
---|---|
No. of Non-RAUM Clients | 0 |
No. of Non-U.S. Clients | 0 |
No. of Financial Planning Clients | 26-50 |
Services
Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
---|---|
Compensation | % of AUMHourly chargesFixed fees |
Identifiers
SEC RIA File Number | 801-121541 |
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SEC ERA File Number | 801-121541 |
SEC CIK Numbers | None |
SEC CRD Numbers | 283389 |
Legal Entity Identifier | None |
Principal Office
2537 RT 52, SUITE 1BUILDING 3
HOPEWELL JUNCTION
NY
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 845-592-0789, Fax: 845-684-0553
Chief Compliance Officer
JAMES DEVICO
PRESIDENT
2537 RT 52
SUITE 1, BLDG 3
HOPEWELL JUNCTION
NY
United States
Tel:
845-592-0789
J**@***********************M
(Full email address available in API data)
Industry Affiliates
None |
Private Funds
Name | Type | Assets $USD | Min Investment $USD | No. Owners |
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None
Control Persons
Name | Type | Entity | Title | Since | Ownership |
---|---|---|---|---|---|
DEVICO, JAMES, JOHN | Individual | – | PRESIDENT/CCO | 09/2012 | > 75% |