CASSEDY FINANCIAL GROUP, INC.
Adviser information for CASSEDY FINANCIAL GROUP, INC. last updated from Form ADV on March 15th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 3 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 236 | $94.5M |
| Non-Discretionary | 121 | $71.3M |
| Total | 357 | $165.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 101 | $18.2M |
| HNW Individuals | 65 | $144.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | <5 | $170,754 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 5 | $2.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 28 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121550 |
|---|---|
| SEC ERA File Number | 801-121550 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 111446 |
| Legal Entity Identifier | None |
Principal Office
113 SOUTH BLVDSUITE 200
TAMPA
FL
United States
Monday - Friday, 9:00-4:00
Tel: 813-251-0004, Fax: 813-251-1943
Websites
Chief Compliance Officer
THOMAS A. CASSEDY
PRESIDENT
113 SOUTH BOULEVARD
SUITE 200
TAMPA
FL
United States
Tel:
813-251-0004
Fax:
813-251-1943
T*******@************************M
(Full email address available in API data)
Regulatory Contact
CAMERON A. CASSEDY
V.P.
113 SOUTH BOULEVARD
SUITE 200
TAMPA
FL
United States
Tel:
813-251-0004
Fax:
813-251-1943
C*******@************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| CASSEDY, THOMAS, ANDERSON | Individual | – | PRESIDENT AND CHIEF COMPLIANCE OFFICER | 09/1996 | > 75% |
| Cassedy, Cameron, Anderson | Individual | – | VICE PRESIDENT | 01/2020 | < 5% |