ORCAM FINANCIAL GROUP, LLC
Adviser information for ORCAM FINANCIAL GROUP, LLC last updated from Form ADV on March 27th, 2023. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 2 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 108 | $110.6M |
| Non-Discretionary | 0 | $0 |
| Total | 108 | $110.6M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 108 | $110.6M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 26-50 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesPublication of periodicals or newslettersEducational seminars/workshops |
|---|---|
| Compensation | % of AUMSubscription feesFixed fees |
Identifiers
| SEC RIA File Number | 801-121561 |
|---|---|
| SEC ERA File Number | 801-121561 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 164874 |
| Legal Entity Identifier | None |
Principal Office
433 UNION STENCINITAS
CA
United States
Monday - Friday, 8AM - 5PM PT
Tel: 18582205383, Fax: None
Websites
Chief Compliance Officer
CULLEN ROCHE
MANAGING MEMBER
433 UNION ST
ENCINITAS
CA
United States
Tel:
18582205383
C**********@*************M
(Full email address available in API data)
Regulatory Contact
ERICA FRIES
CHIEF EXECUTIVE OFFICER, CHIEF OPERATING OFFICER
433 UNION ST
ENCINITAS
CA
United States
Tel:
18582418403
E*********@*************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| ROCHE, CULLEN, O'BRIEN | Individual | – | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | 07/2012 | > 75% |
| FRIES, ERICA, A. | Individual | – | CHIEF EXECUTIVE OFFICER AND CHIEF OPERATING OFFICER | 05/2021 | < 5% |