BANKPLUS WEALTH ADVISORS
BANKPLUS WEALTH MANAGEMENT, LLC Legal Name
Adviser information for BANKPLUS WEALTH ADVISORS last updated from Form ADV on March 13th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Mississippi, United States |
Employees
| Total Number of Employees | 18 |
|---|---|
| Investment Advisory/Research | 12 |
| Registered Broker-Dealer Representatives | 2 |
| Registered State Investment Advisers | 14 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 570 | $150.5M |
| Non-Discretionary | 0 | $0 |
| Total | 570 | $150.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 529 | $87.7M |
| HNW Individuals | 36 | $60.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 1 | $875,330 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $1.5M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUM |
Identifiers
| SEC RIA File Number | 801-121567 |
|---|---|
| SEC ERA File Number | 801-121567 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 152588 |
| Legal Entity Identifier | None |
Principal Office
1200 EASTOVER DRIVESUITE 300
JACKSON
MS
United States
Monday - Friday, 8:00 AM - 4:00 PM
Tel: 601-607-4290, Fax: 601-607-4320
Websites
Chief Compliance Officer
PATRICIA MARTIN
CHIEF COMPLIANCE OFFICER
1200 EASTOVER DRIVE
SUITE 300
JACKSON
MS
United States
Tel:
601-607-4290
Fax:
601-607-4320
P*************@***********T
(Full email address available in API data)
Regulatory Contact
JULIA M. OTT
FIRST VICE PRESIDENT
1200 EASTOVER DRIVE
SUITE 300
JACKSON
MS
United States
Tel:
601-607-4297
Fax:
601-607-4320
J*******@***********T
(Full email address available in API data)
Industry Affiliates
| BANKPLUS | Banking or thrift institution |
| BANKPLUS INSURANCE AGENCY | Insurance company or agency |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| OTT, JULIA, M | Individual | – | FIRST VICE PRESIDENT | 01/2013 | < 5% |
| BANKPLUS | Domestic Entity | – | MEMBER | 06/2014 | > 75% |
| BANCPLUS CORPORATION | Domestic Entity | BANKPLUS | HOLDING COMPANY OF BANKPLUS | 06/2014 | > 75% |
| MARTIN, MARY, PATRICIA | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2017 | < 5% |
| EDWARDS, TONY, DARREN | Individual | – | PRESIDENT | 06/2014 | < 5% |
| CLARK, JAMES, SANFORD | Individual | – | SENIOR VICE PRESIDENT | 08/2019 | < 5% |
| LOHMEIER, JEFFREY, SCOTT | Individual | – | SENIOR VICE PRESIDENT | 09/2020 | < 5% |