INVESTCORP INVESTMENT SOLUTIONS LLC
Adviser information for INVESTCORP INVESTMENT SOLUTIONS LLC last updated from Form ADV on February 6th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | JUNE |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1 | $356.0M |
| Non-Discretionary | 0 | $0 |
| Total | 1 | $356.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | <5 | $356.0M |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121570 |
|---|---|
| SEC ERA File Number | 801-121570 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314925 |
| Legal Entity Identifier | None |
Principal Office
280 PARK AVENUE36W
NEW YORK
NY
United States
Monday - Friday, 8:30 A.M. - 5:30 P.M.
Tel: 212-599-4700, Fax: None
Chief Compliance Officer
BRIAN MURPHY
280 PARK AVENUE
NEW YORK
NY
United States
Tel:
9173325719
B******@*************M
(Full email address available in API data)
Industry Affiliates
| CM INVESTMENT PARTNERS, LLC | Other investment adviser, including financial planners |
| ICM NOMINEES HOLDING LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| ICM SENIOR LOAN FUND CORPORATION | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP (ABU DHABI) LIMITED | Other investment adviser, including financial planners |
| INVESTCORP ABSOLUTE RETURN INVESTMENTS LLC | Other investment adviser, including financial planners |
| INVESTCORP ASIA FINANCIAL SERVICES PRIVATE LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP ASPEN FUND GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP ASSET ADVISORY SERVICES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP CORPORATE SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP CREDIT MANAGEMENT EU LIMITED | Other investment adviser, including financial planners |
| INVESTCORP CREDIT MANAGEMENT US LLC | Other investment adviser, including financial planners |
| INVESTCORP EUROPEAN BUYOUT FUND 2019 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP EUROPEAN PRIVATE EQUITY FUND III GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP FINANCIAL SERVICES B.S.C. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP FORTUNE AS GP LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP FUND MANAGEMENT SERVICES LIMITED | Other investment adviser, including financial planners |
| INVESTCORP GULF INVESTMENTS BSC | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP INDIA ASSET MANAGERS PRIVATE LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT ADVISERS LIMITED | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT ADVISERS LLC | Other investment adviser, including financial planners |
| INVESTCORP INVESTMENT MANAGERS INDIA LLP | Other investment adviser, including financial planners |
| INVESTCORP JAPAN, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP MALTA LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP NORTH AMERICAN PRIVATE EQUITY FUND I GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP PRIVATE EQUITY 2007 FUND GP LP | Other investment adviser, including financial plannersSponsor, GP, manager of pooled investment vehicles |
| INVESTCORP SAUDI ARABIA FINANCIAL INVESTMENTS CO. | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP SECURITIES LIMITED | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
| INVESTCORP STRATEGIC CAPITAL PARTNERS GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP STRATEGIC CAPITAL PARTNERS II GP, L.P. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP SUISSE AG | Other investment adviser, including financial planners |
| INVESTCORP TECHNOLOGY FUND IV GP LP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY FUND V GP LIMITED PARTNERSHIP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY FUND V GP S.A R.L. | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP TECHNOLOGY SECONDARY FUND 2018 GP, LP | Sponsor, GP, manager of pooled investment vehicles |
| INVESTCORP WOLVERINE COINVEST GP | Sponsor, GP, manager of pooled investment vehicles |
| MARBLE POINT CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| MARBLE POINT CREDIT MANAGEMENT LLC | Other investment adviser, including financial planners |
| MERCURY CAPITAL ADVISORS UNIPESSOAL, LDA | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS, LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| MERCURY CAPITAL ADVISORS, LLP | Other investment adviser, including financial planners |
| MP CLO MANAGEMENT LLC | Other investment adviser, including financial planners |
| N.A. INVESTCORP LLC | Broker-dealer, municipal securities dealer, or gov securities broker or dealer |
| PRO-II HOLDINGS LIMITED | Sponsor, GP, manager of pooled investment vehicles |
| TAGES CAPITAL LLP | Other investment adviser, including financial planners |
| TAGES CAPITAL SGR S.P.A. | Other investment adviser, including financial planners |
| UTA INVESTCORP FUND GP 1 LLC | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| INVESTCORP HOLDINGS LTD | Foreign Entity | INVESTCORP S.A. | SHAREHOLDER | 05/2021 | > 75% |
| MURPHY, BRIAN, JOSEPH | Individual | – | CHIEF COMPLIANCE OFFICER | 05/2021 | < 5% |
| INVESTCORP S.A. | Foreign Entity | INVESTCORP INTERNATIONAL HOLDINGS INC. | SHAREHOLDER | 05/2021 | > 75% |
| CP HOLDINGS LTD | Foreign Entity | INVESTCORP HOLDINGS LTD | SHAREHOLDER | 05/2021 | 50-75% |
| OWNERSHIP HOLDINGS LTD | Foreign Entity | CP HOLDINGS LTD | SHAREHOLDER | 05/2021 | 50-75% |
| SIPCO LTD | Foreign Entity | OWNERSHIP HOLDINGS LTD | SHAREHOLDER | 05/2021 | 25-50% |
| IESIP INVESTMENTS SPC LTD | Foreign Entity | SIPCO LTD | SHAREHOLDER | 05/2021 | 50-75% |
| IESIP HOLDINGS LTD | Foreign Entity | IESIP INVESTMENTS SPC LTD | SHAREHOLDER | 05/2021 | > 75% |
| fonner, todd | Individual | – | CHIEF INVESTMENT OFFICER | 08/2021 | < 5% |
| SIPCO HOLDINGS LTD | Foreign Entity | IESIP HOLDINGS LTD | SHAREHOLDER | 06/2023 | > 75% |
| AMCO MANAGEMENT EP LLC | Domestic Entity | – | SOLE MEMBER | 01/2024 | > 75% |
| INVESTCORP INTERNATIONAL HOLDINGS INC. | Domestic Entity | AMCO MANAGEMENT EP LLC | SHAREHOLDER | 01/2024 | > 75% |