Hedge Fund Database

CAP PARTNERS, LLC

Adviser information for CAP PARTNERS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.

Advisory Business

Type of Organization Limited Liability Company
Fiscal Year End DECEMBER
Legal Location Tennessee, United States

Employees

Total Number of Employees 12
Investment Advisory/Research 6
Registered Broker-Dealer Representatives 0
Registered State Investment Advisers 7
Licensed Agents of an Insurance Company 0
No. of Firms/People that Solicit Clients 0

RAUM

Provides Management of Securities Portfolios Yes
Type Accounts RAUM
Discretionary 1,242 $179.0M
Non-Discretionary 0 $0
Total 1,242 $179.0M

Clients

Type Number RAUM
Individuals 281 $67.1M
HNW Individuals 61 $111.8M
Banking or thrift institutions <5 $0
Investment companies 0 $0
Business development companies 0 $0
Pooled investment vehicles 0 $0
Pension and profit sharing plans <5 $0
Charitable organizations <5 $0
State or municipal gov entities <5 $0
Other investment advisers <5 $0
Insurance companies <5 $0
Sovereign wealth funds and foreign official institutions <5 $0
Corporations or other businesses <5 $0
Other 0 $0
Type Number
No. of Non-RAUM Clients 16
No. of Non-U.S. Clients 1
No. of Financial Planning Clients 101-250

Services

Advisory Services Financial planningPortfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clientsINVESTMENT COUNSELING
Compensation % of AUMHourly chargesFLAT FEES

Identifiers

SEC RIA File Number 801-121600
SEC ERA File Number 801-121600
SEC CIK Numbers 2006870
SEC CRD Numbers 144779
Legal Entity Identifier None

Principal Office

109 INTERNATIONAL DRIVE
SUITE 210
FRANKLIN
TN
United States
Monday - Friday, 8:30 AM TO 5PM
Tel: 615-807-2030, Fax: 877-890-1087

Websites

www.cap-partners.com

Chief Compliance Officer

BRENDAN EASTERDAY
CHIEF EXECUTIVE OFFICER
109 INTERNATIONAL DRIVE
STE 210
FRANKLIN
TN
United States
Tel: 615-852-7707
Fax: 877-890-1087
(Full email address available in API data)

Regulatory Contact

SUSAN EASTERDAY
CHIEF OPERATING OFFICER
109 INTERNATIONAL DRIVE
STE 210
FRANKLIN
TN
United States
Tel: 615-852-6573
Fax: 877-890-1087
(Full email address available in API data)

Industry Affiliates

None

Private Funds

Name Type Assets $USD Min Investment $USD No. Owners
None

Control Persons

Name Type Entity Title Since Ownership
EASTERDAY, BRENDAN, KARL Individual – OWNER/CHIEF COMPLIANCE OFFICER 01/2014 > 75%

No. Employees, Historic

201002021202220232024202511 on 5/26/202111 on 5/26/202112 on 3/25/202212 on 3/10/202312 on 3/21/2024

RAUM, Historic

200M100M020212022202320242025137112158 on 5/26/2021137112158 on 5/26/2021163980867 on 3/25/2022149655376 on 3/10/2023178952142 on 3/21/2024

No. Clients, Historic

600300020212022202320242025436 on 5/26/2021436 on 5/26/2021495 on 3/25/2022522 on 3/10/2023342 on 3/21/2024

Holdings

From latest 13F, filed July 19th, 2024 for period ending June 30th, 2024
Name Class Value $USD # Shares Private Fund
ABBVIE INC COM 378K 2K –
ABRDN ETFS BBRG ALL COMD K1 211K 10K –
ADVANCED MICRO DEVICES INC COM 315K 2K –
AIRBNB INC COM CL A 335K 2K –
ALPHABET INC CAP STK CL C 2M 10K –
ALPHABET INC CAP STK CL A 362K 2K –
ALTRIA GROUP INC COM 310K 7K –
AMAZON COM INC COM 3M 15K –
AMERICAN CENTY ETF TR AVANTIS EMGMKT 2M 33K –
AMERICAN CENTY ETF TR AVANTIS EMERGING 918K 17K –
AMERICAN CENTY ETF TR INTL EQT ETF 2M 30K –
AMERICAN CENTY ETF TR INTL SMCP VLU 823K 13K –
AMERICAN CENTY ETF TR US LARGE CAP VLU 2M 36K –
AMERICAN CENTY ETF TR AVANTIS US SMALL 4M 83K –
AMERICAN CENTY ETF TR US SML CP VALU 1M 13K –
AMERICAN CENTY ETF TR US EQT ETF 598K 7K –
AMPLIFY ETF TR CWP ENHANCED DIV 1M 34K –
AMPLIFY ETF TR CWP INTL ENHANCE 641K 21K –
AMPLIFY ETF TR NAT RES DIVIDEND 304K 11K –
APPLE INC COM 4M 19K –
ARISTA NETWORKS INC COM 691K 2K –
BARK INC COM 29K 16K –
BERKSHIRE HATHAWAY INC DEL CL B NEW 833K 2K –
BLOCK INC CL A 311K 5K –
BLUE OWL CAPITAL CORPORATION COM 230K 15K –
BROADCOM INC COM 447K 279 –
CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR 488K 18K –
CATERPILLAR INC COM 270K 810 –
CHIPOTLE MEXICAN GRILL INC COM 243K 4K –
CLEANSPARK INC COM NEW 584K 37K –
COINBASE GLOBAL INC COM CL A 1M 5K –
COLUMBIA ETF TR II EM CORE EX ETF 484K 15K –
COSTCO WHSL CORP NEW COM 438K 515 –
CROWDSTRIKE HLDGS INC CL A 515K 1K –
DBX ETF TR XTRACK MSCI EAFE 344K 8K –
DBX ETF TR XTRACK MSCI EAFE 246K 10K –
DELTA AIR LINES INC DEL COM NEW 236K 5K –
DIREXION SHS ETF TR NAS100 EQL WGT 5M 53K –
DISNEY WALT CO COM 286K 3K –
ENBRIDGE INC COM 387K 11K –
ETF SER SOLUTIONS NATIONWIDE NASDQ 1M 52K –
EXXON MOBIL CORP COM 569K 5K –
FIDELITY COVINGTON TRUST MSCI ENERGY IDX 447K 18K –
FIDELITY COVINGTON TRUST MSCI INFO TECH I 1M 9K –
GE AEROSPACE COM NEW 229K 1K –
GLOBAL X FDS NASDAQ 100 COVER 482K 27K –
GLOBAL X FDS S&P 500 COVERED 617K 15K –
HCA HEALTHCARE INC COM 337K 1K –
HOME DEPOT INC COM 397K 1K –
INTERNATIONAL BUSINESS MACHS COM 361K 2K –
INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF 2M 10K –
INVESCO EXCH TRADED FD TR II PFD ETF 203K 18K –
INVESCO EXCH TRADED FD TR II S&P INTL LOW 249K 9K –
INVESCO EXCH TRADED FD TR II NATL AMT MUNI 293K 12K –
INVESCO EXCH TRD SLF IDX FD RUSL 1000 DYNM 770K 15K –
INVESCO EXCHANGE TRADED FD T S&P 500 GARP ETF 2M 16K –
INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT 301K 2K –
ISHARES BITCOIN TR SHS 351K 10K –
ISHARES TR BROAD USD HIGH 773K 21K –
ISHARES TR IBOXX INV CP ETF 294K 3K –
ISHARES TR EAFE VALUE ETF 379K 7K –
ISHARES TR MSCI USA MIN VOL 399K 5K –
ISHARES TR SHRT NAT MUN ETF 307K 3K –
ISHARES TR US INFRASTRUC 203K 5K –
ISHARES TR USD INV GRDE ETF 456K 9K –
ISHARES TR CORE US AGGBD ET 2M 16K –
ISHARES TR MBS ETF 926K 10K –
ISHARES TR CORE TOTAL USD 2M 34K –
ISHARES TR FALN ANGLS USD 291K 11K –
J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM 4M 65K –
J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM 681K 12K –
J P MORGAN EXCHANGE TRADED F ULTRA SHRT INC 651K 13K –
J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL 297K 6K –
J P MORGAN EXCHANGE TRADED F US QUALTY FCTR 2M 33K –
J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA 258K 4K –
JANUS DETROIT STR TR HENDRSON AAA CL 375K 7K –
LOWES COS INC COM 228K 1K –
MAIN STR CAP CORP COM 204K 4K –
MASTERCARD INCORPORATED CL A 786K 2K –
MERCADOLIBRE INC COM 509K 310 –
MERCK & CO INC COM 275K 2K –
META PLATFORMS INC CL A 746K 1K –
MICROSOFT CORP COM 2M 5K –
MICROSTRATEGY INC CL A NEW 745K 541 –
NEOS ETF TRUST NASDAQ 100 HIGH 676K 13K –
NEOS ETF TRUST NEOS S&P 500 HI 803K 16K –
NVIDIA CORPORATION COM 5M 40K –
ONEOK INC NEW COM 676K 8K –
PEPSICO INC COM 207K 1K –
PINTEREST INC CL A 255K 6K –
REALTY INCOME CORP COM 397K 8K –
REDFIN CORP COM 218K 36K –
SCHWAB CHARLES CORP COM 223K 3K –
SCHWAB STRATEGIC TR US DIVIDEND EQ 3M 34K –
SCHWAB STRATEGIC TR US BRD MKT ETF 754K 12K –
SCHWAB STRATEGIC TR US LRG CAP ETF 11M 166K –
SCHWAB STRATEGIC TR EMRG MKTEQ ETF 985K 37K –
SCHWAB STRATEGIC TR INTL EQTY ETF 3M 74K –
SCHWAB STRATEGIC TR US MID-CAP ETF 775K 10K –
SCHWAB STRATEGIC TR US SML CAP ETF 697K 15K –
SCHWAB STRATEGIC TR US REIT ETF 249K 12K –
SCHWAB STRATEGIC TR INTERNL DIVID 903K 38K –
SCHWAB STRATEGIC TR MUN BD ETF 255K 5K –
SELECT SECTOR SPDR TR RL EST SEL SEC 3M 76K –
SELECT SECTOR SPDR TR TECHNOLOGY 215K 950 –
SHOPIFY INC CL A 1M 17K –
SIMPLIFY EXCHANGE TRADED FUN VOLATILITY PREM 348K 15K –
SPDR GOLD TR GOLD SHS 201K 936 –
SPDR SER TR BLOOMBERG INVT 412K 13K –
SPDR SER TR PORTFOLIO LN TSR 833K 31K –
SPDR SER TR BBG CONV SEC ETF 559K 8K –
SPDR SER TR PRTFLO S&P500 HI 370K 9K –
SPDR SER TR PRTFLO S&P500 VL 913K 19K –
SPDR SER TR NUVEEN BLMBRG SH 353K 7K –
SPDR SER TR S&P 400 MDCP GRW 399K 5K –
TCW ETF TRUST FLEXIBLE INCOME 493K 13K –
TESLA INC COM 4M 19K –
THE TRADE DESK INC COM CL A 617K 6K –
TRACTOR SUPPLY CO COM 221K 819 –
UNITED CMNTY BKS BLAIRSVLE G COM 473K 19K –
VANECK ETF TRUST LONG MUNI ETF 332K 19K –
VANGUARD INDEX FDS MID CAP ETF 5M 22K –
VANGUARD INDEX FDS SMALL CP ETF 220K 1K –
VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 589K 8K –
VISA INC COM CL A 682K 3K –
WALMART INC COM 401K 6K –