BLUE HERON INFRASTRUCTURE
BLUE HERON INFRASTRUCTURE INC Legal Name
Adviser information for BLUE HERON INFRASTRUCTURE last updated from Form ADV on March 28th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Massachusetts, United States |
Employees
| Total Number of Employees | 4 |
|---|---|
| Investment Advisory/Research | 2 |
| Registered Broker-Dealer Representatives | 1 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 75 | $56.3M |
| Non-Discretionary | 1 | $736,465 |
| Total | 76 | $57.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 65 | $39.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 1 | $2.4M |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $409,968 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 9 | $8.8M |
| Other | <5 | $6.1M |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 1 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for pooled investment vehicles |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121601 |
|---|---|
| SEC ERA File Number | 801-121601 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 315181 |
| Legal Entity Identifier | None |
Principal Office
61 FLETCHER STREETWINCHESTER
MA
United States
Monday - Friday, 9-5
Tel: 781-729-0962, Fax: None
Websites
Chief Compliance Officer
TIMOTHY PYNCHON
PRINCIPAL
61 FLETCHER STREET
WINCHESTER
MA
United States
Tel:
781-729-0962
T*******@**************************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| BLUE HERON SHORT-TERM INFRASTRUCTURE FUND | SHORT-TERM INFRASTRUCTURE FUND | $2.5M | $0.3M | 30 |
| BLUE HERON SHORT-TERM INFRASTRUCTURE QP FUND | SHORT-TERM INFRASTRUCTURE FUND | $3.5M | $0.3M | 22 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| PYNCHON, TIMOTHY, MICHAEL | Individual | – | PRINCIPAL AND CHIEF COMPLIANCE OFFICER | 06/2021 | > 75% |