BASSETT HARGROVE INVESTMENT COUNSEL, LLC
Adviser information for BASSETT HARGROVE INVESTMENT COUNSEL, LLC last updated from Form ADV on February 8th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Pennsylvania, United States |
Employees
| Total Number of Employees | 3 |
|---|---|
| Investment Advisory/Research | 1 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 1 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 50 | $101.5M |
| Non-Discretionary | 0 | $0 |
| Total | 50 | $101.5M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 11 | $7.3M |
| HNW Individuals | 25 | $92.4M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | <5 | $1.9M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Portfolio management for individuals and/or small businessesPortfolio management for businesses or institutional clients |
|---|---|
| Compensation | % of AUMFixed fees |
Principal Office
4001 KENNETT PIKESUITE 242
GREENVILLE
DE
United States
Monday - Friday, 9:00AM - 4:00PM, FRI 9AM - 12PM
Tel: 610-388-7803, Fax: None
Websites
Chief Compliance Officer
DAVID RAYMOND HARGROVE
PRESIDENT
4001 KENNETT PIKE
SUITE 242
GREENVILLE
DE
United States
Tel:
610-388-7803
D****@******************M
(Full email address available in API data)
Regulatory Contact
THERESA CODY
MANAGER
4001 KENNETT PIKE
SUITE 242
GREENVILLE
DE
United States
Tel:
610-388-7803
A****@******************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| HARGROVE, DAVID, RAYMOND | Individual | – | PRESIDENT/CCO | 07/2018 | > 75% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed October 26th, 2023 for period ending September 30th, 2023
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| AbbVie Inc | COM | 343 | 2K | – |
| Abbott Labs | COM | 227 | 2K | – |
| Adobe Inc | COM | 1K | 2K | – |
| Advanced Micro Devices | COM | 2K | 18K | – |
| Alphabet Inc Cl A | COM | 2K | 19K | – |
| Amazon Inc | COM | 2K | 19K | – |
| Apple Inc | COM | 4K | 25K | – |
| Applied Materials | COM | 3K | 18K | – |
| Becton Dickinson & Co | COM | 905 | 3K | – |
| Berkshire Hathaway B | CLB NEW | 2K | 6K | – |
| BlackRock, Inc. | COM | 1K | 2K | – |
| Boeing | COM | 1K | 7K | – |
| CSX Corp | COM | 277 | 9K | – |
| Cisco Systems Inc | COM | 1K | 24K | – |
| Citigroup | COM | 678 | 16K | – |
| Corteva Inc | COM | 1K | 25K | – |
| Costco Wholesale | COM | 2K | 3K | – |
| Deere & Co | COM | 2K | 5K | – |
| Emerson Electric Co | COM | 931 | 10K | – |
| Exxon Mobil Corp | COM | 464 | 4K | – |
| FedEx Corp | COM | 885 | 3K | – |
| Financial Select SPDR | COM | 297 | 9K | – |
| Goldman Sachs Grp | COM | 1K | 4K | – |
| Honeywell Intl | COM | 853 | 5K | – |
| Intl Flavors & Fragrances | COM | 1K | 18K | – |
| JPMorgan Chase & Co | COM | 1K | 10K | – |
| Johnson & Johnson | COM | 592 | 4K | – |
| McDonalds Corp. | COM | 1K | 5K | – |
| Merck & Co Inc | COM | 889 | 9K | – |
| Microsoft Corp | COM | 5K | 15K | – |
| Nike Cl B | COM | 382 | 4K | – |
| Nvidia Corp | COM | 3K | 6K | – |
| Pepsico Inc | COM | 1K | 6K | – |
| Procter & Gamble | COM | 1K | 8K | – |
| Raytheon Technologies | COM | 414 | 6K | – |
| T Rowe Price Group Inc | COM | 785 | 7K | – |
| Tech Select SPDR | TECHNOLOGY | 1K | 7K | – |
| Union Pacific | COM | 1K | 5K | – |
| UnitedHealth Group | COM | 1K | 2K | – |
| iShares Core S&P 500 | CORE S&P 500 | 4K | 9K | – |
| SRH Total Return Fd | COM | 224 | 17K | – |
| Vanguard Mid Cap | MID CAP ETF | 728 | 3K | – |
| Vanguard Small Cap | SM CAP ETF | 1K | 8K | – |
| Vanguard S&P 500 ETF | S&P500 ETF SHS | 476 | 1K | – |
| iShares Russell 1000 Gr Ind ET | RUS 1000 GRW ETF | 435 | 2K | – |