KANE INVESTMENT MANAGEMENT, INC.
Adviser information for KANE INVESTMENT MANAGEMENT, INC. last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Corporation |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | California, United States |
Employees
| Total Number of Employees | 9 |
|---|---|
| Investment Advisory/Research | 4 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 5 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 370 | $129.8M |
| Non-Discretionary | 0 | $0 |
| Total | 370 | $129.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 126 | $43.5M |
| HNW Individuals | 30 | $86.3M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 5 |
| No. of Financial Planning Clients | 0 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businesses |
|---|---|
| Compensation | % of AUMPerformance-based fees |
Identifiers
| SEC RIA File Number | 801-121604 |
|---|---|
| SEC ERA File Number | 801-121604 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 127337 |
| Legal Entity Identifier | None |
Principal Office
15466 LOS GATOS BLVD.SUITE 213
LOS GATOS
CA
United States
Monday - Friday, 9AM-5PM
Tel: 408-358-5263, Fax: 408-358-5260
Websites
Chief Compliance Officer
MANJESHWAR BHAT
CHIEF OPERATING OFFICER
15466 LOS GATOS BLVD.
SUITE 213
LOS GATOS
CA
United States
Tel:
4083585263
Fax:
4083585260
B***@*****************M
(Full email address available in API data)
Regulatory Contact
JENNIFER KANE
OFFICE ADMIN
15466 LOS GATOS BLVD
SUITE 213
LOS GATOS
CA
United States
Tel:
408-358-5263
Fax:
408-358-5260
J************@*****************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KANE, DENNIS | Individual | – | OWNER | 12/1982 | > 75% |
| BHAT, MANJESHWAR, S | Individual | – | CHIEF OPERATING OFFICER, CHIEF COMPLIANCE OFFICER | 01/2012 | < 5% |