ALLIANCE WEALTH ADVISORS, LLC
Adviser information for ALLIANCE WEALTH ADVISORS, LLC last updated from Form ADV on March 21st, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Utah, United States |
Employees
| Total Number of Employees | 13 |
|---|---|
| Investment Advisory/Research | 7 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 7 |
| Licensed Agents of an Insurance Company | 6 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 1,426 | $368.8M |
| Non-Discretionary | 0 | $0 |
| Total | 1,426 | $368.8M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 546 | $181.9M |
| HNW Individuals | 91 | $186.9M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 600 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers)Educational seminars/workshopsASSET ALLOCATION SERVICES; ADVISORY CONSULTING |
|---|---|
| Compensation | % of AUM |
Principal Office
1148 WEST LEGACY CROSSING BLVD.SUITE 110
CENTERVILLE
UT
United States
Monday - Friday, 9:00 AM TO 5:00 PM
Tel: 801-683-6000, Fax: 855-798-6600
Chief Compliance Officer
CHAD KELLEY
1148 WEST LEGACY CROSSING BLVD.
SUITE 110
CENTERVILLE
UT
United States
Tel:
801-683-6000
Fax:
855-798-6600
C***@**************M
(Full email address available in API data)
Regulatory Contact
PAUL COLES
CHIEF EXECUTIVE OFFICER
1148 WEST LEGACY CROSSING BLVD.
SUITE 110
CENTERVILLE
UT
United States
Tel:
801-683-6000
Fax:
855-798-6600
P***@**************M
(Full email address available in API data)
Industry Affiliates
| None |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| COLES, PAUL, ALFRED | Individual | – | OWNER/CHIEF EXECUTIVE OFFICER | 09/2009 | > 75% |
| HOXER, SCOTT, G | Individual | – | CHIEF INVESTMENT OFFICER | 03/2021 | 5-10% |
| COLES, BENJAMIN, DAVID | Individual | – | CHIEF DEVELOPMENT OFFICER | 06/2018 | < 5% |
| PAGE, MASON, MICHAEL | Individual | – | CHIEF OPERATING OFFICER | 03/2021 | < 5% |
| KELLEY, CHAD, EDWARDS | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |
| JONES, ALYSSA, ANN | Individual | – | CHIEF OF STAFF | 03/2024 | < 5% |
No. Employees, Historic
RAUM, Historic
No. Clients, Historic
Holdings
From latest 13F, filed August 2nd, 2024 for period ending June 30th, 2024
| Name | Class | Value $USD | # Shares | Private Fund |
|---|---|---|---|---|
| 3M CO | COM | 454K | 4K | – |
| AAON INC | COM PAR $0.004 | 722K | 8K | – |
| ABBOTT LABS | COM | 4M | 34K | – |
| ABBVIE INC | COM | 3M | 17K | – |
| ACCENTURE PLC IRELAND | SHS CLASS A | 4M | 12K | – |
| ADOBE INC | COM | 4M | 7K | – |
| AGNICO EAGLE MINES LTD | COM | 451K | 7K | – |
| AIR PRODS & CHEMS INC | COM | 2M | 9K | – |
| AIRBNB INC | COM CL A | 4M | 24K | – |
| ALPHABET INC | CAP STK CL C | 8M | 42K | – |
| ALPHABET INC | CAP STK CL A | 2M | 12K | – |
| AMAZON COM INC | COM | 15M | 77K | – |
| AMERICAN ELEC PWR CO INC | COM | 242K | 3K | – |
| AMERICAN EXPRESS CO | COM | 272K | 1K | – |
| AMERICAN WTR WKS CO INC NEW | COM | 2M | 19K | – |
| AON PLC | SHS CL A | 625K | 2K | – |
| APPLE INC | COM | 2M | 9K | – |
| ARES MANAGEMENT CORPORATION | CL A COM STK | 3M | 25K | – |
| ASML HOLDING N V | N Y REGISTRY SHS | 444K | 434 | – |
| ASPEN TECHNOLOGY INC | COM | 285K | 1K | – |
| AT&T INC | COM | 417K | 22K | – |
| AUTOMATIC DATA PROCESSING IN | COM | 3M | 14K | – |
| AVERY DENNISON CORP | COM | 943K | 4K | – |
| AVISTA CORP | COM | 237K | 7K | – |
| AZEK CO INC | CL A | 703K | 17K | – |
| BANK AMERICA CORP | COM | 323K | 8K | – |
| BECTON DICKINSON & CO | COM | 615K | 3K | – |
| BERKSHIRE HATHAWAY INC DEL | CL B NEW | 1M | 3K | – |
| BIOGEN INC | COM | 468K | 2K | – |
| BJS WHSL CLUB HLDGS INC | COM | 869K | 10K | – |
| BONDBLOXX ETF TRUST | BLOOMBERG SIX MN | 5M | 105K | – |
| BOOZ ALLEN HAMILTON HLDG COR | CL A | 403K | 3K | – |
| BROOKFIELD CORP | CL A LTD VT SH | 374K | 9K | – |
| BROWN & BROWN INC | COM | 354K | 4K | – |
| C H ROBINSON WORLDWIDE INC | COM NEW | 542K | 6K | – |
| CACTUS INC | CL A | 694K | 13K | – |
| CALIX INC | COM | 391K | 11K | – |
| CASEYS GEN STORES INC | COM | 493K | 1K | – |
| CDW CORP | COM | 796K | 4K | – |
| CHARLES RIV LABS INTL INC | COM | 244K | 1K | – |
| CHEVRON CORP NEW | COM | 415K | 3K | – |
| CHOICE HOTELS INTL INC | COM | 447K | 4K | – |
| CHURCH & DWIGHT CO INC | COM | 305K | 3K | – |
| CISCO SYS INC | COM | 1M | 22K | – |
| CME GROUP INC | COM | 211K | 1K | – |
| COCA COLA CO | COM | 729K | 11K | – |
| COMCAST CORP NEW | CL A | 310K | 8K | – |
| COMFORT SYS USA INC | COM | 1M | 5K | – |
| CONOCOPHILLIPS | COM | 347K | 3K | – |
| COOPER COS INC | COM | 909K | 10K | – |
| COPART INC | COM | 405K | 7K | – |
| COSTCO WHSL CORP NEW | COM | 209K | 246 | – |
| CRANE COMPANY | COMMON STOCK | 508K | 4K | – |
| CURTISS WRIGHT CORP | COM | 828K | 3K | – |
| CVS HEALTH CORP | COM | 255K | 4K | – |
| CYBERARK SOFTWARE LTD | SHS | 1M | 4K | – |
| DARDEN RESTAURANTS INC | COM | 295K | 2K | – |
| DECKERS OUTDOOR CORP | COM | 434K | 448 | – |
| DESCARTES SYS GROUP INC | COM | 334K | 3K | – |
| DIAGEO PLC | SPON ADR NEW | 396K | 3K | – |
| DISNEY WALT CO | COM | 1M | 12K | – |
| DREAM FINDERS HOMES INC | COM CL A | 214K | 8K | – |
| DUKE ENERGY CORP NEW | COM NEW | 386K | 4K | – |
| DYNATRACE INC | COM NEW | 216K | 5K | – |
| E L F BEAUTY INC | COM | 1M | 6K | – |
| ELI LILLY & CO | COM | 1M | 1K | – |
| EMCOR GROUP INC | COM | 421K | 1K | – |
| ENBRIDGE INC | COM | 373K | 10K | – |
| ENDAVA PLC | ADS | 230K | 8K | – |
| ENTEGRIS INC | COM | 1M | 9K | – |
| ENTERGY CORP NEW | COM | 264K | 2K | – |
| EXXON MOBIL CORP | COM | 3M | 28K | – |
| FABRINET | SHS | 330K | 1K | – |
| FACTSET RESH SYS INC | COM | 634K | 2K | – |
| FOX FACTORY HLDG CORP | COM | 367K | 8K | – |
| GARTNER INC | COM | 2M | 4K | – |
| GENERAL DYNAMICS CORP | COM | 870K | 3K | – |
| GILEAD SCIENCES INC | COM | 2M | 27K | – |
| GOOSEHEAD INS INC | COM CL A | 283K | 5K | – |
| HALOZYME THERAPEUTICS INC | COM | 708K | 14K | – |
| HARBOR ETF TRUST | HARBOR COMMODITY | 707K | 31K | – |
| HDFC BANK LTD | SPONSORED ADS | 424K | 7K | – |
| HERSHEY CO | COM | 2M | 14K | – |
| HOLLEY INC | COM | 81K | 22K | – |
| HOLOGIC INC | COM | 257K | 3K | – |
| HOME DEPOT INC | COM | 4M | 10K | – |
| ICON PLC | SHS | 1M | 4K | – |
| INSULET CORP | COM | 570K | 3K | – |
| INTERNATIONAL BUSINESS MACHS | COM | 2M | 14K | – |
| ISHARES TR | 0-5YR HI YL CP | 527K | 12K | – |
| ISHARES TR | CORE S&P500 ETF | 5M | 9K | – |
| ISHARES TR | IBOXX HI YD ETF | 4M | 49K | – |
| ISHARES TR | MSCI USA QLT FCT | 4M | 23K | – |
| ISHARES TR | 7-10 YR TRSY BD | 3M | 37K | – |
| ISHARES TR | 1 3 YR TREAS BD | 12M | 151K | – |
| ISHARES TR | TIPS BD ETF | 6M | 61K | – |
| ISHARES TR | MRGSTR MD CP ETF | 335K | 5K | – |
| ISHARES TR | 0-5 YR TIPS ETF | 1M | 14K | – |
| ISHARES TR | MSCI INDIA ETF | 3M | 51K | – |
| ISHARES TR | JPMORGAN USD EMG | 4M | 43K | – |
| ISHARES TR | US TREAS BD ETF | 1M | 51K | – |
| J P MORGAN EXCHANGE TRADED F | BETABULDRS JAPAN | 5M | 85K | – |
| J P MORGAN EXCHANGE TRADED F | US QUALTY FCTR | 640K | 12K | – |
| J P MORGAN EXCHANGE TRADED F | ULTRA SHRT INC | 13M | 260K | – |
| JOHNSON & JOHNSON | COM | 947K | 6K | – |
| JPMORGAN CHASE & CO. | COM | 452K | 2K | – |
| KBR INC | COM | 628K | 10K | – |
| KEYSIGHT TECHNOLOGIES INC | COM | 226K | 2K | – |
| KIMBERLY-CLARK CORP | COM | 2M | 15K | – |
| KINSALE CAP GROUP INC | COM | 408K | 1K | – |
| LATTICE SEMICONDUCTOR CORP | COM | 457K | 8K | – |
| LINCOLN ELEC HLDGS INC | COM | 515K | 3K | – |
| LOCKHEED MARTIN CORP | COM | 253K | 542 | – |
| LYONDELLBASELL INDUSTRIES N | SHS - A - | 219K | 2K | – |
| MASTERCARD INCORPORATED | CL A | 4M | 10K | – |
| MCCORMICK & CO INC | COM NON VTG | 2M | 25K | – |
| MCDONALDS CORP | COM | 3M | 11K | – |
| MEDPACE HLDGS INC | COM | 1M | 3K | – |
| MEDTRONIC PLC | SHS | 4M | 51K | – |
| MERCADOLIBRE INC | COM | 365K | 222 | – |
| MERCK & CO INC | COM | 3M | 24K | – |
| MICROSOFT CORP | COM | 12M | 27K | – |
| MID-AMER APT CMNTYS INC | COM | 3M | 21K | – |
| MITSUBISHI UFJ FINL GROUP IN | SPONSORED ADS | 109K | 10K | – |
| MONOLITHIC PWR SYS INC | COM | 564K | 687 | – |
| MORNINGSTAR INC | COM | 1M | 5K | – |
| MSCI INC | COM | 2M | 4K | – |
| NCINO INC | COM | 487K | 15K | – |
| NETFLIX INC | COM | 4M | 6K | – |
| NIKE INC | CL B | 2M | 28K | – |
| NOMURA HLDGS INC | SPONSORED ADR | 64K | 11K | – |
| NOVANTA INC | COM | 202K | 1K | – |
| NOVO-NORDISK A S | ADR | 4M | 30K | – |
| NVENT ELECTRIC PLC | SHS | 1M | 14K | – |
| NVIDIA CORPORATION | COM | 965K | 8K | – |
| OCCIDENTAL PETE CORP | COM | 358K | 6K | – |
| OLLIES BARGAIN OUTLET HLDGS | COM | 1M | 10K | – |
| OLO INC | CL A | 98K | 22K | – |
| ONEOK INC NEW | COM | 3M | 38K | – |
| OPTION CARE HEALTH INC | COM NEW | 458K | 17K | – |
| ORACLE CORP | COM | 1M | 9K | – |
| PAYCOM SOFTWARE INC | COM | 688K | 5K | – |
| PENUMBRA INC | COM | 564K | 3K | – |
| PEPSICO INC | COM | 651K | 4K | – |
| PFIZER INC | COM | 295K | 11K | – |
| PHILIP MORRIS INTL INC | COM | 691K | 7K | – |
| POOL CORP | COM | 792K | 3K | – |
| PRESTIGE CONSMR HEALTHCARE I | COM | 682K | 10K | – |
| PROCTER AND GAMBLE CO | COM | 902K | 5K | – |
| PTC INC | COM | 868K | 5K | – |
| PURE STORAGE INC | CL A | 394K | 6K | – |
| QUALCOMM INC | COM | 4M | 19K | – |
| QUALYS INC | COM | 312K | 2K | – |
| RANGE RES CORP | COM | 578K | 17K | – |
| RAYMOND JAMES FINL INC | COM | 285K | 2K | – |
| REALTY INCOME CORP | COM | 2M | 34K | – |
| REPLIGEN CORP | COM | 402K | 3K | – |
| REPUBLIC SVCS INC | COM | 4M | 21K | – |
| RESMED INC | COM | 290K | 2K | – |
| REVOLVE GROUP INC | CL A | 178K | 11K | – |
| RTX CORPORATION | COM | 2M | 17K | – |
| RYAN SPECIALTY HOLDINGS INC | CL A | 889K | 15K | – |
| SAIA INC | COM | 418K | 881 | – |
| SALESFORCE INC | COM | 4M | 17K | – |
| SAP SE | SPON ADR | 976K | 5K | – |
| SERVICENOW INC | COM | 5M | 6K | – |
| SERVISFIRST BANCSHARES INC | COM | 428K | 7K | – |
| SHELL PLC | SPON ADS | 402K | 6K | – |
| SHOPIFY INC | CL A | 2M | 37K | – |
| SIMPLY GOOD FOODS CO | COM | 498K | 14K | – |
| SNAP ON INC | COM | 3M | 10K | – |
| SOFI TECHNOLOGIES INC | COM | 806K | 122K | – |
| SPDR GOLD TR | GOLD SHS | 613K | 3K | – |
| SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 2M | 45K | – |
| SPDR INDEX SHS FDS | PORTFOLIO EMG MK | 673K | 18K | – |
| SPDR SER TR | S&P 600 SMCP GRW | 879K | 10K | – |
| SPDR SER TR | BLOOMBERG 1-3 MO | 979K | 11K | – |
| SPDR SER TR | PRTFLO S&P500 VL | 2M | 32K | – |
| SPDR SER TR | PORTFOLIO SHORT | 209K | 7K | – |
| SPDR SER TR | PORT MTG BK ETF | 969K | 45K | – |
| SPDR SER TR | PORTFOLIO LN TSR | 785K | 29K | – |
| SPDR SER TR | PRTFLO S&P500 GW | 2M | 22K | – |
| SPDR SER TR | PORTFOLIO S&P600 | 498K | 12K | – |
| SPROTT PHYSICAL GOLD & SILVE | TR UNIT | 235K | 11K | – |
| SPROTT PHYSICAL GOLD TR | UNIT | 280K | 15K | – |
| SPROTT PHYSICAL SILVER TR | TR UNIT | 180K | 18K | – |
| SPS COMM INC | COM | 2M | 9K | – |
| STARBUCKS CORP | COM | 489K | 6K | – |
| STERIS PLC | SHS USD | 942K | 4K | – |
| SUMMIT MATLS INC | CL A | 604K | 17K | – |
| SYNOPSYS INC | COM | 255K | 428 | – |
| SYSCO CORP | COM | 587K | 8K | – |
| TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 341K | 2K | – |
| TAKE-TWO INTERACTIVE SOFTWAR | COM | 319K | 2K | – |
| TELEDYNE TECHNOLOGIES INC | COM | 873K | 2K | – |
| TERRENO RLTY CORP | COM | 466K | 8K | – |
| TEXAS INSTRS INC | COM | 3M | 14K | – |
| THERMO FISHER SCIENTIFIC INC | COM | 4M | 7K | – |
| TRACTOR SUPPLY CO | COM | 916K | 3K | – |
| TRIUMPH FINANCIAL INC | COM | 410K | 5K | – |
| U S PHYSICAL THERAPY | COM | 248K | 3K | – |
| UFP TECHNOLOGIES INC | COM | 815K | 3K | – |
| ULTA BEAUTY INC | COM | 260K | 673 | – |
| UNILEVER PLC | SPON ADR NEW | 2M | 27K | – |
| UNITED PARCEL SERVICE INC | CL B | 348K | 3K | – |
| UNITEDHEALTH GROUP INC | COM | 3M | 6K | – |
| US BANCORP DEL | COM NEW | 334K | 8K | – |
| VALMONT INDS INC | COM | 650K | 2K | – |
| VALVOLINE INC | COM | 303K | 7K | – |
| VANGUARD SCOTTSDALE FDS | INT-TERM CORP | 764K | 10K | – |
| VERIZON COMMUNICATIONS INC | COM | 3M | 69K | – |
| VISA INC | COM CL A | 5M | 21K | – |
| WALMART INC | COM | 1M | 16K | – |
| WATSCO INC | COM | 4M | 8K | – |
| WATTS WATER TECHNOLOGIES INC | CL A | 285K | 2K | – |
| WEATHERFORD INTL PLC | ORD SHS | 334K | 3K | – |
| WEC ENERGY GROUP INC | COM | 3M | 34K | – |
| WELLS FARGO CO NEW | COM | 678K | 11K | – |
| WERNER ENTERPRISES INC | COM | 444K | 12K | – |
| WEST PHARMACEUTICAL SVSC INC | COM | 399K | 1K | – |
| WILLIAMS SONOMA INC | COM | 773K | 3K | – |
| WILLSCOT MOBIL MINI HLDNG CO | COM CL A | 204K | 5K | – |
| WNS HLDGS LTD | COM SHS | 361K | 7K | – |
| WORKDAY INC | CL A | 2M | 7K | – |
| WORLD GOLD TR | SPDR GLD MINIS | 5M | 100K | – |
| ZOETIS INC | CL A | 3M | 16K | – |