KEYSTONE CAPITAL
KEYSTONE CAPITAL MANAGEMENT, LP Legal Name
Adviser information for KEYSTONE CAPITAL last updated from Form ADV on March 27th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Partnership |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Delaware, United States |
Employees
| Total Number of Employees | 24 |
|---|---|
| Investment Advisory/Research | 20 |
| Registered Broker-Dealer Representatives | 0 |
| Registered State Investment Advisers | 0 |
| Licensed Agents of an Insurance Company | 0 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 4 | $1.2B |
| Non-Discretionary | 0 | $0 |
| Total | 4 | $1.2B |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 0 | $0 |
| HNW Individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 4 | $1.2B |
| Pension and profit sharing plans | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 0 | $0 |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
Services
| Advisory Services | Portfolio management for pooled investment vehiclesPORTFOLIO COMPANY MANAGEMENT SERVICES |
|---|---|
| Compensation | % of AUMPerformance-based feesSEE SCHEDULE D - MISCELLANEOUS |
Identifiers
| SEC RIA File Number | 801-121617 |
|---|---|
| SEC ERA File Number | 801-121617 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 314798 |
| Legal Entity Identifier | None |
Principal Office
155 N. WACKER DR.SUITE 4150
CHICAGO
IL
United States
Monday - Friday, 9:00 AM - 5:00 PM
Tel: 312-219-7900, Fax: None
Chief Compliance Officer
KATIE PERRY
CHIEF FINANCIAL OFFICER
155 N. WACKER DR.
SUITE 4150
CHICAGO
IL
United States
Tel:
312-219-7900
K*****@******************M
(Full email address available in API data)
Regulatory Contact
MEGAN ANDERSON
COMPLIANCE, ESG, AND FINANCE COORDINATOR
155 N. WACKER DR.
SUITE 4150
CHICAGO
IL
United States
Tel:
312-219-7900
M********@******************M
(Full email address available in API data)
Industry Affiliates
| KEYSTONE CAPITAL GP II, LP | Sponsor, GP, manager of pooled investment vehicles |
| KEYSTONE CAPITAL GP III, LP | Sponsor, GP, manager of pooled investment vehicles |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|---|---|---|---|
| KEYSTONE CAPITAL FUND II-A, LP | Private Equity Fund | $57.6M | $0.3M | 3 |
| KEYSTONE CAPITAL FUND II, LP | Private Equity Fund | $476.0M | $0.3M | 70 |
| KEYSTONE CAPITAL FUND III-A, LP | Private Equity Fund | $150.9M | $0.3M | 15 |
| KEYSTONE CAPITAL FUND III, LP | Private Equity Fund | $479.1M | $0.3M | 82 |
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| KEYSTONE CAPITAL MANAGEMENT GP, LLC | Domestic Entity | – | GENERAL PARTNER | 02/2021 | < 5% |
| DAUTEN, KENT, PAUL | Individual | KEYSTONE CAPITAL MANAGEMENT GP, LLC | MEMBER | 02/2021 | 50-75% |
| GWILLIAM, SCOTT, LINCOLN | Individual | KEYSTONE CAPITAL MANAGEMENT GP, LLC | MEMBER | 02/2021 | 50-75% |
| DAUTEN, KENT, PAUL | Individual | – | CHAIRMAN & MANAGING PARTNER | 02/2021 | < 5% |
| KENT P. DAUTEN TRUST DATED 2/23/83 | Domestic Entity | – | LIMITED PARTNER | 02/2021 | 25-50% |
| DAUTEN, KENT, PAUL | Individual | – | TRUSTEE OF THE KENT P. DAUTEN TRUST DATED 2/23/83 | 02/1983 | 25-50% |
| GWILLIAM, SCOTT, LINCOLN | Individual | – | LIMITED PARTNER; MANAGING PARTNER | 02/2021 | 25-50% |
| PERRY, KATIE, ELIZABETH | Individual | – | CHIEF FINANCIAL OFFICER | 11/2023 | < 5% |
| PERRY, KATIE, ELIZABETH | Individual | – | CHIEF COMPLIANCE OFFICER | 03/2024 | < 5% |