SFG WEALTH ADVISORS, LLC
Adviser information for SFG WEALTH ADVISORS, LLC last updated from Form ADV on March 25th, 2024. Select data displayed; additional Form ADV, Form D, Form 13F and other data is available from the Fincoded API.
Advisory Business
| Type of Organization | Limited Liability Company |
|---|---|
| Fiscal Year End | DECEMBER |
| Legal Location | Florida, United States |
Employees
| Total Number of Employees | 5 |
|---|---|
| Investment Advisory/Research | 3 |
| Registered Broker-Dealer Representatives | 3 |
| Registered State Investment Advisers | 2 |
| Licensed Agents of an Insurance Company | 2 |
| No. of Firms/People that Solicit Clients | 0 |
RAUM
| Provides Management of Securities Portfolios | Yes |
|---|
| Type | Accounts | RAUM |
|---|---|---|
| Discretionary | 763 | $138.5M |
| Non-Discretionary | 33 | $10.5M |
| Total | 796 | $149.0M |
Clients
| Type | Number | RAUM |
|---|---|---|
| Individuals | 605 | $70.4M |
| HNW Individuals | 181 | $74.2M |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles | 0 | $0 |
| Pension and profit sharing plans | 1 | $532,225 |
| Charitable organizations | 5 | $1.2M |
| State or municipal gov entities | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses | 4 | $2.7M |
| Other | 0 | $0 |
| Type | Number |
|---|---|
| No. of Non-RAUM Clients | 0 |
| No. of Non-U.S. Clients | 0 |
| No. of Financial Planning Clients | 1-10 |
Services
| Advisory Services | Financial planningPortfolio management for individuals and/or small businessesSelection of other advisers (including private fund managers) |
|---|---|
| Compensation | % of AUMHourly chargesFixed fees |
Identifiers
| SEC RIA File Number | 801-121619 |
|---|---|
| SEC ERA File Number | 801-121619 |
| SEC CIK Numbers | None |
| SEC CRD Numbers | 307368 |
| Legal Entity Identifier | None |
Principal Office
705 WEST AZEELE STREETTAMPA
FL
United States
Monday - Friday, 8:30AM - 5:00PM
Tel: (813) 251-9095, Fax: (813) 251-1876
Chief Compliance Officer
DON SNYDER
MANAGING MEMBER
705 W. AZEELE STREET
TAMPA
FL
United States
Tel:
(813) 251-9095
D**@***********M
(Full email address available in API data)
Regulatory Contact
CANDY PALUGI
COMPLIANCE CONSULTANT
4128 INNSLAKE DRIVE
GLEN ALLEN
VA
United States
Tel:
804-965-5408
C***********@************M
(Full email address available in API data)
Industry Affiliates
| THE STRATEGIC FINANCIAL ALLIANCE | Broker-dealer, municipal securities dealer, or gov securities broker or dealerOther investment adviser, including financial planners |
Private Funds
| Name | Type | Assets $USD | Min Investment $USD | No. Owners |
|---|
None
Control Persons
| Name | Type | Entity | Title | Since | Ownership |
|---|---|---|---|---|---|
| SNYDER, BRUCE, DONALD | Individual | – | MANAGING MEMBER/CHIEF COMPLIANCE OFFICER | 01/2020 | 50-75% |
| SNYDER, BRUCE, DONALD | Individual | – | MEMBER | 01/2020 | 25-50% |
| SNYDER, HEATHER, LEIGH | Individual | – | MEMBER | 01/2020 | 10-25% |